胡壮麟-语言学教程修订版-课堂笔记和讲义精选Chapter--(3)

Chapter 3 From Morpheme to Phrase第一部分The formation of word——Morpheme词的构成1. Morpheme 词素的定义Morpheme is the smallest meaningful unit of language in regard to the relationship between sounding and meaning, a unit that cannot be divided into further smaller units without destroying or drastically altering the meaning, such as boy and –s in boys, check and –ing in checking. And the systematic study of morpheme is a branch of linguistics called morphology2. Types of morphemes 词素的种类①Free morpheme and bound morpheme 自由词素和黏着词素Free morphemes: Those that may occur alone, that is, those which may make up words by themselves, are free morphemes, such as Dog, nation.Bound morphemes: Those that cannot occur alone. They must appear with at least one different morpheme, are called bound morphemes, for example, the word distempered has three morphemes, namely, dis-, temper, and –ed, of which temper is a free morpheme, dis- and –ed are two bound morphemes.②Root, affix and stem 词根、词缀和词干A root is the base form of a word that cannot be further analyzed without destroying its meaning. That is to say, it is that part of the word that remains when all the affixes are removed. For example, in the word internationalism, after the removal of inter-, -al and -ism, what is left is the root nation. Therefore, all words contain a root morpheme.A root may be free or bound. First, free root morphemes are those that can stand by themselves and are the base forms of words, such as black in black, blackbird, blackboard, blacksmith. A language may contain many morphemes of this type. Second, there are relatively a few bound root morphemes in English, such as -ceive in receive, perceive and conceive: -mit in remit, permit, commit and submit: -tain in retain, contain and maintain, among many othersA few English roots may have both free and bound variants. E.g. the word sleep is a free root morpheme, whereas slep- in the past tense form slept cannot exist by itself, and therefore bound.An affix is the collective term for the type of morpheme that can be used only when added to another morpheme. They are classified into three subtypes, namely, prefix, infix, and suffix. Prefix such as para-, mini- in paragraph and miniskirt; Infix such as –ize, -tion in colonize and revolution; Suffix such as –ee- in feet (vs. foot).A stem is any morpheme or combination of morphemes to which an inflectional affix can be added, so both friend- in friends and friendship- in friendships are stems. The former shows that a stem may be the same as a root, whereas the latter shows that a stem may contain a root and one, or more than one, derivational affix.③Inflectional affix and derivational affix 屈折词缀和派生词缀Inflection is the manifestation of grammatical relationships through the addition of inflectional affixes, such as number, person, finiteness, aspect, and case, which don’t change the grammatical class of the stems to which they are attached.The distinction between inflectional affixes and derivational affixes is sometimes known as a distinction between inflectional morphemes and derivational morphemes. We can tell the difference between them with the following ways:1)First, inflectional affixes are generally less productive than derivational affixes. They often add a minute or delicate grammatical function to the stem, such as toys, walks, John’s. Therefore, they serve to produce different forms of a single lexical item. However, derivational affixes are very productive in making new words. For example, cite, citation, cital. So derivational affixes often change the lexical meaning.2)Second, inflectional affixes don’t change the word class of the word they attach to, such as flower, flowers, whereas derivational affixes might or might not, such as the relation between small and smallness for the former, and that between brother and brotherhood for the latter.3)Third, that whether one should add inflectional affixes or not depends very often on other factors within the phrase or sentence at stake. For example, the choice of likes in “The boy likes to navigate on the Internet.” is determined by the subject the boy in the sentence. However, derivational affixes are more often based onsimple meaning distinctions. For example, the choice of clever and cleverness depends on whether we want to talk about the property “clever” or we want to talk about “the state of being clever”.4)Fourth, in English, most inflectional affixes are suffixes, which are always word final. E.g. drums, walks, Mary’s. But derivational affixes can be either prefixes, suffixes, or both at the same time. E.g. depart, teacher, international.3. Allomorph and morphological change 变体①allomorph 词素变体An allomorph is the alternate shapes of the same morpheme. Words such as illogical, imbalance, irregular and inactive share a common morpheme in-. In other words, il-, im-, and ir- are exceptionally the variation forms of one morpheme in-. These variation forms are called Allomorphs, i.e. allomorphs of the same morpheme owing to the influence of the sounds to which it attaches.②morphological change 形态变化Morphological change takes the form of inflectional changes in affixes.第二部分Word 词1. word 词和词项的定义Word is a typical grammatical unit between Morpheme and Word Group, such as boy, check, write, and fat. Lexical items refer to the cases when a word appears in different forms, such as boy and boys, or check, checks, checked, and checking. So Word is a general, covering term (boy and boys are one word) and Lexical Item a specific term (boy and boys are two lexical items).2. Three characteristics of word 词的三个特性①Stability 稳定性Words, concerning their internal structures, are the most stable of all linguistic units, Generally speaking, it is hard for one to re-arrange the internal structure of a complex word into a different order. For example, the word chairman cannot be re-arranged as * manchair, the latter being an unacceptable word in English.②Relative uninterruptibility 相对连续性Uninterruptibility means that new elements should not be inserted into a word, even when there are several parts in it. For example, nothing should be inserted in between the three parts of the word disappointment: dis + appoint + ment.③ A minimum free form 最小的自由形式Leonard Bloomfield advocated treating sentence as “the maximum free form” while word as “the minimum free form”. Word is the smallest unit that can be used, by itself, as a complete utterance. For example, Is Jane coming tomorrow? Possibly.3. Classification of words 词的种类①Variable and invariable words 可变词与不变词V ariable words have inflective changes. That is, the same word may have different grammatical forms but part of the word remains relatively constant. E.g. follow – follows – following – followed.Invariable words refer to those such as since, when, seldom, hello. They don’t have inflective endings.②Grammatical words and lexical words 语法词（功能词）和词汇词（实义词）Grammatical words（function words）:Those that mainly work for constructing group, phrase, clause, clause complex, or even text are grammatical words, such as conjunctions, prepositions, articles and pronouns. Lexical words（content words）:Those that mainly work for referring to substance, action and quality, such as nouns, verbs, adjectives and adverbs, are lexical words.③Closed-class words and open-class words 封闭类词和开放类词Closed-class word: A word that belongs to the Closed-class is one whose membership is fixed or limited, such as pronouns, prepositions, conjunctions, articles, and others.Open-class word: the Open-class is one whose membership is in principle infinite or unlimited. When new ideas, inventions or discoveries emerge, new members are continually and constantly added to the lexical system of a language.④Word class（part of speech）词类This is close to the notion of parts of speech in traditional grammar.Nine word classes were established: they were noun, verb, adjective, adverb, conjunction, preposition, article, pronoun, and interjection.Today, a few more word classes have been introduced into grammer.i. Particles助词Particles include at least the infinitive marker “to” , the negative marker “not”, and the subordinate units in phrasal verbs, such as “get by”, “do up”, “look back”.ii. Auxiliaries助动词Auxiliaries used to be regarded as verbs. Because of their unique properties, which one could hardly expect of a verb, linguists today tend to define them as a separate word class.iii. Pro-form代词形式The items in a sentence which substitute for other items or constructions are called Pro-forms. For example, in the following conversation, so replaces that I can come.A: I hope you can come.B: I hope so.iv. Determiners限定词Determiners refer to those words that are used before the noun acting as head of a noun group, and that determine the kind of reference the nominal group has.第三部分Word formation 词汇构成1. Word formation（1）：From Morpheme to Word 从词素到词(1) The inflectional way of formationInflection indicates grammatical relations by adding inflectional affixes, such as number, person, finiteness, aspect and case, which don’t change the grammatical class of the stems to which they are attached. For example, Table/tables.(2) The derivational way of formationDerivation, in its restricted sense, refers to the process of how new words are formed. It can be further divided into two sub-types: the derivational type (derivation) and the compositional type (compound).①Derivation派生Derivation shows a relationship between roots and affixes. In contrast to inflections, derivations can make the word class of the original word either changed or unchanged.E.g. Changed: delight+ful=delightful; unchanged: non+smoker= nonsmoker②Compound合成Compounds refer to those words that consist of more than one lexical morpheme, or the way to join two separate words to produce a single form, such as sunrise, cloakroom, railway. It can be divided into two types:(1) Invention 发明法Technological and economic activities are the most important and dynamic in modern human life, many new lexical items come directly from them, such as Coke, nylon.(2) Blending 混成法Blending is a relatively complex form of compounding, in which two words are blended by joining together the initial part of the first word and the final part of the second word, or by only joining the initial parts of the two words. For example, smoke+ fog →smog; breakfast + lunch →brunch.(3) Abbreviation / Clipping 缩写法/截断法A new word is created by cutting the initial part or the final part or cutting both the initial and the final parts of the original words. E. g. telephone→phone; fanatic→fan; influenza→flu.(4) Acronym 首字母缩略词Acronym is made up from the first letters of the name of an organization, which has a heavily modified headword. E. g. WTO→World Trade Organization(5) Back-formation 逆构词法Back-formation refers to an abnormal type of word-formation where a shorter word is derived by deleting an imagined affix from a longer form already in the language. E. g. editor→edit(6) Analogical creation 类推构词法The principle of analogical creation can account for the co-existence of two forms, regular and irregular, in the combination of some English verbs. E. g. work →wrought →worked.(7) Class shift 词性变换By shifting word class one can change the meaning of a word from a concrete entity or notion to a process or attribution. This process of word formation is also known as zero-derivation, or conversion. E. g. Engineer(v/n)(8) Borrowing 借用English in its development has managed to widen its vocabulary by borrowing words from other languages, such as Greek, French, Spanish and other languages have all played an active role in this process. There are four types of borrowing:①Loanwords（全部借词）：a process in which both form and meaning are borrowed with only a slight change.E. g. coup d’ état , tea , 秀，脱口秀②Loanblend（混合借词）：a process in which part of the form is native and the rest has been borrowed, but the meaning is fully borrowed. E. g. Chinatown 吉普车③Loanshift（转移借词）：a process in which the meaning is borrowed, but the form is native. E. g. artificial satellite from the Russian S putnik.④Loan translation（翻译借词）：a special type of borrowing, in which each morpheme or word is translated in the equivalent morpheme or word in another language, also called Calque. E. g. black humor (humour noir), found object (objet trouve).第四部分Word group and phrase 词组和短语Word group is a group of words, it is an expansion of a word.Phrase is a contraction of a clause nominal group, such as Verbal group, Adverbial group, preposition group.。

Chapter 3 LexiconⅠWhat is word?1. 3 senses of word1) a physically definable unitWord may be seen as a set of sound segments or writing letters between two pauses or blanks.2)word both as a general term and as a specific termWord may be used both as a general term (then boy and boys are just one word) and as a specific items (boy and boys are two words).3) a grammatical unitThe work rank is located between morpheme and word group.2.Identification of words1)StabilityWords are the most stable of all linguistic units, in respect of their internal structure.2)relative uninterruptibilityNew elements should not be inserted into a word, even when there are several parts in a word.3) a minimum free formWord is the smallest unit that can be used by itself.3.Classification of wods1)Variable and invariable wordsVariable words may have inflective changes. The same word may have differentgrammatical forms but part of the word remains relatively constant.Invariable words refer to those words that do not have inflective endings.2)grammatical words and lexical wordsThose which mainly work for constructing group are grammatical words, such as, conj., prep., art., and pron., are grammatical words also known as function words.Those which mainly work for referring to substance, action and quality, such as n., v., adj.and adv., are lexical words, also known as content words.3)closed-class words and open-class wordsThe closed-class is one whose membership is fixed or limited, such as pron., prep., conj., art., and others.The open-class is one whose membership is in principle infinite or unlimited, such as n.,v., adj., and many adv..4)word class: particle, auxiliaries, pro-form, determinersⅡThe formation of wordMorpheme: A morpheme is the smallest unit of language in terms of relationship between expression and content, a unit that cannot be divided into further smaller units without destroying or drastically altering the meaning whether it is lexical or grammatical.1.classification of morpheme1)free morpheme: Those that may occur alone, that is, those which may make up words bythemselves, are free morpheme.bound morpheme: Those that cannot occur alone, must appear with at last another morpheme, and are called bound morphemes,2)root: Root is the base form of a word that cannot be further analyzed without destroyingits meaning. That is to say, it is that part of the word that is left when all the affixes are removed.affix: Affix is a collective term for the type of morpheme that can be used only when added to another morpheme (the root or stem), so affix is naturally bound.stem: Stem is any morpheme or combination of morphemes to which an inflectional affix can be added.3) inflectional affix n. ----s n. ----`sv. ----ed v. ----ing w. ----ed/enadj./adv. ----er adj./adv. ----estderivational affixDifferences:1^ Inflectional affixes are generally less productive than derivational affixes. Therefore, they serve to produce different forms of a single lexeme. However, derivational affixes are vey productive in making new words.2^ Inflectional affixes do not change the word class of the word they attach to, whereas derivational affixes might or might not.3^ Whether one should add inflectional affixes or not depends very often on the other factors within the phrase or sentence.4^ Inflectional affixes are mostly suffixes, which are always word final. But derivational affixes can both be prefixes and suffixes.2.word formation1)inflection: It indicates grammatical relations by adding inflectional affixes; and wheninflectional affixes are added, the grammatical class of the terms (to which they are attached) will not change.2)compound: It refers to those words that consist of more than one lexical morpheme, orthe way to join two separate words to produce a single form. It can be further divided into two kinds, the endocentric compound and the exocentric compound.3.Sememe Vs. Morpheme and Phoneme Vs. Morpheme1)sememe Vs. morpheme1^ one morpheme Vs. one sememe2^ one morpheme Vs. more than one sememe3^ one sememe Vs. more than one morpheme4^ morphemes that have no specific sememe5^ function changes in both sememe and morpheme without morpheme change2)morpheme Vs. phoneme1^ a single phoneme Vs. a single morpheme2^ a single morpheme Vs. multiple phoneme3^ allomorph4^ morphemic conditionsⅢLexical change1.lexical change proper1)invention2)blendingBlending is a relatively complex form of compounding, in which two words are blended by joining together the initial part of the first word and the final part of the second word, or by only joining the initial parts of the two words.3)abbreviation4)acronymAcronym is made up from the first letters of the name of an organization, which has a heavily modified headword.5)back-formationBack-formation refers to an usually abnormal type of word-formation where a shorter word is derived by deleting an imagined affix from a longer form already in the language.6)analogical creation7)borrowing1^ loanwords2^ loanblend3^ loanshift4^ loan translation2.morpho-syntactical change1)morphological changeThe present section is on the inflectional side, i.e. the form of inflectional affixes.2)3)syntactical changeEnglish speaker today no longer uses the fifteenth century’s double.3.semantic change1)2)broadingBroading is a process to extend or elevate the meaning from its originally specific sense to a relatively general one.3)4)narrowingNarrowing is contrary to broading: the original meaning of a word can be narrowed or restricted to a specific sense.5)6)meaning shiftWhat makes the meaning of a word different is its departure from its original domain as a result of its metaphorical usage.7)8)class shift9)10)folk etymologyIt refers to the change of the form of a word or phrase, resulting from an incorrect popular notion of the origin or meaning of the term, or from the influence of more familiar terms mistakenly taken to be analogous.4.5.phonological change1)loss2)addition3)4)metathesis5)assimilation5. orthographie change。

第一章、绪论Introduction1、语言学的主要分支是什么。

每个分支的研究对象是什么？Linguistics mainly involves the following branches:General linguistics, which is the study of language as a whole and which deals with the basic concepts, theories, descriptions, models and methods applicable in any linguistic study Phonetics, which studies the sounds that are used in linguistic communication Phonology, which studies how sounds are put together and used in communication Morphology, which studies the way in which morphemes are arranged to form words Syntax, which studies how morphemes and words are combined to form sentences Semantics, which is the study of meaning in language.Pragmatics, which is the study of meaning not in isolation, but in context of use Sociolinguistics, which is the study of language with reference to society Psycholinguistics, which is the study of language with reference to the workings of mind. Applied linguistics, which is concerned about the application of linguistic findings in linguistic studies; In a narrow sense, applied linguistics refers to the application of linguistic principles and theories to language teaching and learning, especially the teaching of foreign and second languages.Other related branches are anthropological linguistics, neurological linguistics, mathematical linguistics, and computational linguistics.2、现代语言学与传统语法有什么区别？Traditional grammar is prescriptive; it is based on "high "(religious, literary) written language . It sets models for language users to follow. But Modern linguistics is descriptive; its investigations are based on authentic, and mainly spoken language data. It is supposed to be scientific and objective and the task of linguists is supposed to describe the language people actually use, whether it is "correct" or not.3、什么叫共时研究？什么叫历时研究？The description of a language at some point in time is a Synchronic study; the description of a language as it changes through time is a diachronic study. A synchronic study of language describes a language as it is at some particular point in rime, while a diachronic study of language is a historical study; it studies the historical development of language over a period of time.4、人类语言的甄别性特征是什么？1) Arbitrariness 。

（完整版）胡壮麟语言学教程笔记、重点全解《语言学教程》重难点学习提示第一章语言的性质语言的定义：语言的基本特征（任意性、二重性、多产性、移位、文化传递和互换性）；语言的功能（寒暄、指令、提供信息、询问、表达主观感情、唤起对方的感情和言语行为）；语言的起源（神授说，人造说，进化说）等。

第二章语言学语言学定义；研究语言的四大原则（穷尽、一致、简洁、客观）；语言学的基本概念（口语与书面语、共时与历时、语言与言学、语言能力与言行运用、语言潜势与语言行为）；普通语言学的分支（语音、音位、语法、句法、语义）；；语言学的应用（语言学与语言教学、语言与社会、语言与文字、语言与心理学、人类语言学、神经语言学、数理语言学、计算语言学）等。

第三章语音学发音器官的英文名称；英语辅音的发音部位和发音方法；语音学的定义；发音语音学；听觉语音学；声学语音学；元音及辅音的分类；严式与宽式标音等。

第四章音位学音位理论；最小对立体；自由变异；互补分布；语音的相似性；区别性特征；超语段音位学；音节；重音（词重音、句子重音、音高和语调）等。

第五章词法学词法的定义；曲折词与派生词；构词法（合成与派生）；词素的定义；词素变体；自由词素；粘着词素（词根，词缀和词干）等。

第六章词汇学词的定义；语法词与词汇词；变词与不变词；封闭词与开放词；词的辨认；习语与搭配。

第七章句法句法的定义；句法关系；结构；成分；直接成分分析法；并列结构与从属结构；句子成分；范畴（性，数，格）；一致；短语，从句，句子扩展等。

第八章语义学语义的定义；语义的有关理论；意义种类（传统、功能、语用）；里奇的语义分类；词汇意义关系（同义、反义、下义）；句子语义关系。

第九章语言变化语言的发展变化（词汇变化、语音书写文字、语法变化、语义变化）；第十章语言、思维与文化语言与文化的定义；萨丕尔-沃夫假说；语言与思维的关系；语言与文化的关系；中西文化的异同。

第十一章语用学语用学的定义；语义学与语用学的区别；语境与意义；言语行为理论（言内行为、言外行为和言后行为）；合作原则。

语言学教程chapter1-31.design feature: are features that define our human languages,such asarbitrariness,duality,creativity,displacement,cultural transmission,etc.本质特征：决定了我们语言性质的特征。

如任意性、二重性、创造性、移位性等等。

2.function: the use of language to communicate,to think ,nguage functionsinclucle imformative function,interpersonal function,performative function, emotive function,phatic communion,recreational function and metalingual function.功能：运用语言进行交流、思考等等。

语言的功能包括信息功能、人际功能、施为功能、感情功能。

3.etic: a term in contrast with emi c which originates from American linguist Pike’sdistinction of phonetics and phonemics.Being etic means making far too many, as well as behaviously inconsequential,differentiations,just as was ofter the case with phonetic vx.phonemic analysis in linguistics proper.非位的：相对于“位学的”源于美国语言学家派克对于语音学和音位学的区分。

4.emic: a term in contrast with etic which originates from American linguist Pike’sdistinction of phonetics and phonemics.An emic set of speech acts and events must be one that is validated as meaningful via final resource to the native members of a speech communith rather than via a ppeal to the investigator’s ingenuith orintuition alone.位学的：相对于“非位的”源于美国语言学家派克对于语音学和音位学的区分。

Chapter 2 Speech Sounds2.1 Speech production and perceptionPhonetics is the study of speech sounds. It includes three main areas:1. Articulatory phonetics – the study of the production of speech sounds2. Acoustic phonetics –the study of the physical properties of the soundsproduced in speech3. Auditory phonetics – the study of perception of speech soundsMost phoneticians are interested in articulatory phonetics.2.2 Speech organsSpeech organs are those parts of the human body involved in the production of speech. The speech organs can be considered as consisting of three parts: the initiator of the air stream, the producer of voice and the resonating cavities.2.3 Segments, divergences, and phonetic transcription2.3.1 Segments and divergencesAs there are more sounds in English than its letters, each letter must represent more than one sound.2.3.2 Phonetic transcriptionInternational Phonetic Alphabet (IPA): the system of symbols for representing the pronunciation of words in any language according to theprinciples of the International Phonetic Association. The symbols consists ofletters and diacritics. Some letters are taken from the Roman alphabet, someare special symbols.2.4 Consonants2.4.1 Consonants and vowelsA consonant is produced by constricting or obstructing the vocal tract atsome places to divert, impede, or completely shut off the flow of air in theoral cavity.A vowel is produced without obstruction so no turbulence or a totalstopping of the air can be perceived.2.4.2 ConsonantsThe categories of consonant are established on the basis of several factors. The most important of these factors are:1. the actual relationship between the articulators and thus the way inwhich the air passes through certain parts of the vocal tract (mannerof articulation);2. where in the vocal tract there is approximation, narrowing, or theobstruction of the air (place of articulation).2.4.3 Manners of articulation1. Stop/plosive: A speech sound which is produced by stopping the airstream from the lungs and then suddenly releasing it. In English,[] are stops and[] are nasal stops.2. Fricative: A speech sound which is produced by allowing the airstream from the lungs to escape with friction. This is caused bybringing the two articulators, e.g. the upper teeth and the lower lip,close together but not closes enough to stop the airstreamscompletely. In English,[] arefricatives.3. (Median) approximant: An articulation in which one articulator isclose to another, but without the vocal tract being narrowed to suchan extent that a turbulent airstream is produced. In English this classof sounds includes [].4. Lateral (approximant): A speech sound which is produced bypartially blocking the airstream from the lungs, usually by thetongue, but letting it escape at one or both sides of the blockage. []is the only lateral in English.Other consonantal articulations include trill, tap or flap, and affricate. 2.4.4 Places of articulation1. Bilabial: A speech sound which is made with the two lips.2. Labiodental: A speech sound which is made with the lower lip andthe upper front teeth.3. Dental: A speech sound which is made by the tongue tip or blade andthe upper front teeth.4. Alveolar: A speech sound which is made with the tongue tip or bladeand the alveolar ridge.5. Postalveolar: A speech sound which is made with the tongue tip andthe back of the alveolar ridge.6. Retroflex: A speech sound which is made with the tongue tip orblade curled back so that the underside of the tongue tip or bladeforms a stricture with the back of the alveolar ridge or the hardpalate.7. Palatal: A speech sound which is made with the front of the tongueand the hard palate.8. Velar: A speech sound which is made with the back of the tongueand the soft palate.9. Uvular: A speech sound which is made with the back of the tongueand the uvula, the short projection of the soft tissue and muscle atthe posterior end of the velum.10. Pharyngeal: A speech sound which is made with the root of thetongue and the walls of the pharynx.11. Glottal: A speech sound which is made with the two pieces of vocalfolds pushed towards each other.2.4.5 The consonants of EnglishReceived Pronunciation (RP): The type of British Standard English pronunciation which has been regarded as the prestige variety and which shows no regional variation. It has often been popularly referred to as “BBC English” or “Oxford English” because it is widely used in the private sector of the education system and spoken by most newsreaders of the BBC network.of articulation. These pairs of consonants are distinguished by voicing, the one appearing on the left is voiceless and the one on the right is voiced.Therefore, the consonants of English can be described in the following way:[p] voiceless bilabial stop[b] voiced bilabial stop[s] voiceless alveolar fricative[z] voiced alveolar fricative[m] bilabial nasal[n] alveolar nasal[l] alveolar lateral[j] palatal approximant[h] glottal fricative[r] alveolar approximant2.5 Vowels2.5.1 The criteria of vowel description1. The part of the tongue that is raised – front, center, or back.2. The extent to which the tongue rises in the direction of the palate.Normally, three or four degrees are recognized: high, mid (oftendivided into mid-high and mid-low) and low.3. The kind of opening made at the lips –various degrees of liprounding or spreading.4. The position of the soft palate – raised for oral vowels, and loweredfor vowels which have been nasalized.2.5.2 The theory of cardinal vowels[Icywarmtea doesn’t quite understand this theory.]Cardinal vowels are a set of vowel qualities arbitrarily defined, fixed and unchanging, intending to provide a frame of reference for the description ofthe actual vowels of existing languages.By convention, the eight primary cardinal vowels are numbered from one to eight as follows: CV1[], CV2[], CV3[], CV4[], CV5[],CV6[], CV7[], CV8[].A set of secondary cardinal vowels is obtained by reversing thelip-rounding for a give position: CV9 – CV16. [I am sorry I cannot type outmany of these. If you want to know, you may consult the textbook p. 47. –icywarmtea]2.5.3 Vowel glidesPure (monophthong) vowels: vowels which are produced without any noticeable change in vowel quality.V owel glides: V owels where there is an audible change of quality.Diphthong: A vowel which is usually considered as one distinctive vowel of a particular language but really involves two vowels, with one vowelgliding to the other.2.5.4 The vowels of RP[] high front tense unrounded vowel[] high back lax rounded vowel[] central lax unrounded vowel[] low back lax rounded vowel2.6 Coarticulation and phonetic transcription2.6.1 CoarticulationCoarticulation: The simultaneous or overlapping articulation of two successive phonological units.Anticipatory coarticulation: If the sound becomes more like the following sound, as in the case of lamp, it is known as anticipatorycoarticulation.Perseverative coarticulation: If the sound displays the influence of the preceding sound, as in the case of map, it is perseverative coarticulation.Nasalization: Change or process by which vowels or consonants become nasal.Diacritics: Any mark in writing additional to a letter or other basic elements.2.6.2 Broad and narrow transcriptionsThe use of a simple set of symbols in our transcription is called a broad transcription. The use of more specific symbols to show more phonetic detailis referred to as a narrow transcription. The former was meant to indicateonly these sounds capable of distinguishing one word from another in a givenlanguage while the latter was meant to symbolize all the possible speechsounds, including even the minutest shades of pronunciation.2.7 Phonological analysisPhonetics is the study of speech sounds. It includes three main areas: articulatory phonetics, acoustic phonetics, and auditory phonetics. On the other hand, phonology studies the rules governing the structure, distribution, and sequencing of speech sounds and the shape of syllables. There is a fair degree of overlap in what concerns the two subjects, so sometimes it is hard to draw the boundary between them. Phonetics is the study of all possible speech sounds while phonology studies the way in which speakers of a language systematically use a selection of these sounds in order to express meaning. That is to say, phonology is concerned with the linguistic patterning of sounds in human languages, with its primary aim being to discover the principles that govern the way sounds are organized in languages, and to explain the variations that occur.2.8 Phonemes and allophones2.8.1 Minimal pairsMinimal pairs are two words in a language which differ from each other by only one distinctive sound and which also differ in meaning. E.g. theEnglish words tie and die are minimal pairs as they differ in meaning and intheir initial phonemes /t/ and /d/. By identifying the minimal pairs of alanguage, a phonologist can find out which sound substitutions causedifferences of meaning.2.8.2 The phoneme theory2.8.3 AllophonesA phoneme is the smallest linguistic unit of sound that can signal adifference in meaning. Any of the different forms of a phoneme is called itsallophones. E.g. in English, when the phoneme // occurs at the beginningof the word like peak//, it is said with a little puff of air, it isaspirated. But when // occurs in the word like speak//, it issaid without the puff of the air, it is unaspirated. Both the aspirated [] inpeak and the unaspirated [=] in speak have the same phonemic function, i.e.they are both heard and identified as // and not as //; they are bothallophones of the phoneme //.2.9 Phonological processes2.9.1 AssimilationAssimilation: A process by which one sound takes on some or all the characteristics of a neighboring sound.Regressive assimilation: If a following sound is influencing a preceding sound, we call it regressive assimilation.Progressive assimilation: If a preceding sound is influencing a following sound, we call it progressive assimilation.Devoicing: A process by which voiced sounds become voiceless.Devoicing of voiced consonants often occurs in English when they are at theend of a word.2.9.2 Phonological processes and phonological rulesThe changes in assimilation, nasalization, dentalization, and velarization are all phonological processes in which a target or affected segmentundergoes a structural change in certain environments or contexts. In eachprocess the change is conditioned or triggered by a following sound or, in thecase of progressive assimilation, a preceding sound. Consequently, we cansay that any phonological process must have three aspects to it: a set ofsounds to undergo the process; a set of sounds produced by the process; a setof situations in which the process applies.We can represent the process by mans of an arrow: voiced fricative →voiceless / __________ voiceless. This is a phonological rule. The slash (/)specifies the environment in which the change takes place. The bar (calledthe focus bar) indicates the position of the target segment. So the rule reads: avoiced fricative is transformed into the corresponding voiceless sound whenit appears before a voiceless sound.2.9.3 Rule ordering[No much to say, so omitted – icywarmtea]2.10 Distinctive featuresDistinctive feature: A particular characteristic which distinguishes one distinctive sound unit of a language from another or one group of sounds from another group.Binary feature: A property of a phoneme or a word which can be used to describe the phoneme or word. A binary feature is either present or absent. Binary features are also used to describe the semantic properties of words.2.11 S yllablesSuprasegmental features: Suprasegmental features are those aspects of speech that involve more than single sound segments. The principal suprasegmental features are syllables, stress, tone, and intonation.Syllable: A unit in speech which is often longer than one sound and smaller than a whole word.Open syllable: A syllable which ends in a vowel.Closed syllable: A syllable which ends in a consonant.Maximal onset principle: The principle which states that when there is a choice as to where to place a consonant, it is put into the onset rather than the coda. E.g. The correct syllabification of the word country should be //. It shouldn’tbe // or // according to this principle.2.12 StressStress refers to the degree of force used in producing a syllable. In transcription, a raised vertical line [] is used just before the syllable it relates to.[文档可能无法思考全面，请浏览后下载，另外祝您生活愉快，工作顺利，万事如意!]。

英语语言学教程（胡壮麟版）Chapter one. Invitation to Linguistic.1.What is language?“Language is system of arbitrary vocal symbols used for human communication. It is a system, since linguistic elements are arranged systematically, rather than randomly. Arbitrary, in the sense that there is usually no intrinsic connection between a work (like “book”) and the object it refers to. This explains and is explained by the fact that different languages have different “books”: “book” in English, “livre” in French, “shu” in Ch inese. It is symbolic, because words are associated with objects, actions, ideas etc. by nothing but convention. Namely, people use the sounds or vocal forms to symbolize what they wish to refer to. It is vocal, because sound or speech is the primary medium for all human languages. Writing systems came much later than the spoken forms. The fact that small children learn and can only learn to speak (and listen) before they write (and read) also indicates that language is primarily vocal, rather than written. The term “human” in the definition is meant to specify that language is human specific.2.Design Features of Language.“Design features” here refer to the defining properties of human language that tell the difference between human language and any system of animal communication. They are arbitrariness, duality, productivity, displacement, cultural transmission and interchangeability(1)Arbitrariness: By “arbitrariness”, we mean there is no logical connection between meanings andsounds.(2)Duality: The property of having two levels of structures (phonological and grammatical), units ofthe primary level being composed of elements of the secondary level and each level having its own principles of organization.(3)Productivity: Productivity refers to the ability to the ability to construct and understand anindefinitely large number of sentences in one’s native language, including those that has never heard before, but that are appropriate to the speaking situation. The property that enables native speakers to construct and understand an indefinitely large number of utterances, including utterances that they have never previously encountered.(4)Displacement: “Displacement”, as one of the design features of the human language, refers to thefact that one can talk about things that are not present, as easily as he does things present. In other words, one can refer to real and unreal things, things of the past, of the present, of the future. Language itself can be talked about too.(5)Cultural transmission: This means that language is not biologically transmitted from generationto generation, but that the details of the linguistic system must be learned anew by each speaker.(6)Interchangeability: Interchangeability means that any human being can be both a producer and areceiver of messages.3.Functions of Language.Language has at least seven functions: phatic, directive, Informative, interrogative, expressive, evocative and performative.(1)Phatic function: The “phatic function” refers to language being used for setting up a certainatmosphere or maintaining social contacts (rather than for exchanging information or ideas).Greetings, farewells, and comments on the weather in English and on clothing in Chinese all serve this function.(2)Directive function: The “directive function” means that language may be used to get the hearerto do something. Most imperative sentences perform this function, e. g., “Tell me the result when you finish.”(3)Informative function: Language serves an “informational function” when used to tellsomething, characterized by the use of declarative sentences. Informative statements are often labeled as true (truth) or false (falsehood).(4)Interrogative function: When language is used to obtain information, it serves an “interrogativefunction”. This includes all questi ons that expect replies, statements, imperatives etc.(5)Expressive function: The “expressive function” is the use of language to reveal somethingabout the feelings or attitudes of the speaker.(6)Evocative function: The “evocative function” is the use of langu age to create certain feelings inthe hearer. Its aim is, for example, to amuse, startle, antagonize, soothe, worry or please.(7)Per formative function: This means people speak to “do things” or perform actions.4. What is linguistic?“Linguistics” is the sc ientific study of language. It studies not just one language of any one society, but the language of all human beings. In short, linguistics studies the general principles whereupon all human languages are constructed and operate as systems of communication in their societies or communities. 5. Main branches of linguistics.The study of language as a whole is often called general linguistics. But a linguist sometimes is able to deal with only one aspect of language at a time, thus the arise of various branches: phonetics, phonology, morphology, syntax, semantics, pragmatics, sociolinguistics, applied linguistics, psycholinguistics etc. 6. Important distinctions in linguistic.(1) synchronic study vs. diachronic studyThe description of a language at some point of time (as if it stopped developing) is a synchrony study (synchrony). The description of a language as it changes through time is a diachronic study (diachronic).(2) Speech vs. writingSpeech is primary, because it existed long before writing systems came into being. Genetically children learn to speak before learning to write. Secondly, written forms just represent in this way or that the speech sounds: individual sounds, as in English and French as in Japanese. In contrast to speech, spoken form of language, writing as written codes, gives language new scope and use that speech does not have. Most modern linguistic analysis is focused on speech, different from grammarians of the last century and theretofore.(3) Descriptive vs. prescriptiveA linguis tic study is “descriptive” if it only describes and analyses the facts of language, and “prescriptive” if it tries to lay down rules for “correct” language behavior. Linguistic studies before this century were largely prescriptive because many early grammars were largely prescriptive because many early grammars were based on “high” (literary or religious) written records. Modern linguistics is mostly descriptive.(4). langue vs. paroleF. de Saussure refers “langue” to the abstract linguistic system shared by all the members of a speech community and refers “parole” to the actual or actualized language, or the realization of langue. Langue is abstract, parole specific to the speaking situation; langue not actually spoken by an individual, parole always a naturally occurring event; langue relatively stable and systematic, parole is a mass of confused facts, thus not suitable for systematic investigation. What a linguist ought to do, according to Saussure, is to abstract langue from instances of parole, . to discover the regularities governing all instances of paroleand make than the subject of linguistics. The langue-parole distinction is of great importance, which casts great influence on later linguists.(5). competence vs. performanceAccording to N. Choms ky, “competence” is the ideal language user’s knowledge of the rules of his language, and “performance” is the actual realization of this knowledge in utterances. The former enables a speaker to produce and understand an indefinite number of sentences and to recognize grammatical mistakes and ambiguities. A speaker’s competence is stable while his performance is often influenced by psychological and social factors. So a speaker’s performance does not always match or equal his supposed competence. Chomsky believes that linguists ought to study competence, rather than performance. (6). linguistic potential vs. linguistic behaviorThese two terms, or the potential-behavior distinction, were made by M. A. K. Halliday in the 1960s, from a functional point of view. There is a wide range of things a speaker can do in his culture, and similarly there are many things he can say, for example, to many people, on many topics. What he actually says . his “actual linguistic behavior”) on a certain occasion to a certain per son is what he has chosen from many possible injustice items, each of which he could have said (linguistic potential).Chapter 2 Phoneticsis phonetics?“Phonetics” is the science which studies the characteristics of human sound-making, especially those sounds used in speech, and provides methods for their description, classification and transcription, speech sounds may be studied in different ways, thus by three different branches of phonetics.(1) Articulatory phonetics; the branch of phonetics that examines the way in which a speech sound is produced to discover which vocal organs are involved and how they coordinate in the process.(2) Auditory phonetics, the branch of phonetic research from the hearer’s point of view, looking into the impression which a speech sound makes on the hearer as mediated by the ear, the auditory nerve and the brain.(3) Acoustic phonetics: the study of the physical properties of speech sounds, as transmitted between mouth and ear. Most phoneticians, however, are interested in articulatory phonetics.2. The IPAThe IPA, abbreviation of “International Phonetic Alphabet”, is a compromise system making use of symbols of all sources, including diacritics indicating length, stress and intonation, indicating phonetic variation. Ever since it was developed in 1888, IPA has undergone a number of revisions.3. Place of articulationIt refers to the place in the mouth where, for example, the obstruction occurs, resulting in the utterance ofa consonant.4. Manner of articulationThe “manner of articulation” literally means the way a sound is articulated.5. Phonology“Phonology” is the study of sound systems- the invention of distinctive speech sounds that occur in a language and the patterns wherein they fall. Minimal pair, phonemes, allophones, free variation, complementary distribution, etc., are all to be investigated by a phonologist.6. Narrow transcription and broad transcription.The former was meant to symbolize all the possible speech sounds, including even the most minute shades of pronunciation while Broad transcription was intended to indicate only those sounds capable ofdistinguishing one word from another in a given language.7. Phone Phoneme AllophoneA “phone” is a phonetic unit or segment. The speech sounds we he ar and produce during linguistic communication are all phones. When we hear the following words pronounced: [pit], [tip], [spit], etc., the similar phones we have heard are [p] for one thing, and three different [p]s, readily making possible the “narrow transcription or diacritics”. Phones may and may not distinguish meaning.A “phoneme” is a phonological unit; it is a unit that is of distinctive value. As an abstract unit, a phoneme is not any particular sound, but rather it is represented or realized by a certain phone in a certain phonetic context. For example, the phoneme[p] is represented differently in [pit], [tip] and [spit].The phones representing a phoneme are called its “allophones”, ., the different ., phones) but do not make one word so phonetically different as to create a new word or a new meaning thereof. So the different [p] s in the above words is the allophones of the same phoneme [p]. How a phoneme is represented by a phone, or which allophone is to be used, is determined by the phonetic context in which it occurs. But the choice of an allophone is not random. In most cases it is rule-governed; these rules are to be found out bya phonologist.8.Minimal pairs?When two different phonetic forms are identical in every way except for one sound segment which occurs in the same place in the string, the two forms (i. e., word) are supposed to form a “minimal pair”, ., “pill” and “bill”, “pill” and “till”, “till” and “dill”, “till” and “kill”, etc. All these words together constitute a minimal set. They are identical in form except for the initial consonants. There are many minimal pairs in English, which makes it relatively easy to know what English phonemes are. It is of great importance to find the minimal pairs when a phonologist is dealing with the sound system of an unknown language.9. Free variationIf two sounds occurring in the same environment do not contrast; namely, if the substitution of one for the other does not generate a new word form but merely a different pronunciation of the same word, the two sounds then are said to be in “free variation”.10. Complementary distributionWhen two sounds never occur in the same environment, they are in “complementary distribution”. For example, the aspirated English plosives never occur after [s], and the unsaturated ones never occur initially. Sounds in complementary distribution may be assigned to the same phoneme.11. Assimilation rule.The “assimilation rule” assimilates one segment to another by “copying” a feature of a sequential phoneme, thus making the two phones more similar.12. Deletion ruleThe “deletion rule” tell us when a sound is to be deleted although is orthographically represented.13. Suprasegmental phonology and suprasegmental features“Suprasegmental phonology” refers to the s tudy of phonological properties of linguistic units larger than the segment called phoneme, such as syllable, length and pitch, stress, intonation.Chapter 3. Morphology1.Morpheme and MorphologyThe “morpheme” is the smallest unit in terms of relationship between expression and content, a unit which cannot be divided without destroying or drastically altering the meaning, whether it is lexical or grammatical.“Morphology” is the branch of grammar that studies the internal structure of words, and the rules b y which words are formed. It is generally divided into two fields: inflectional morphology and lexical/derivational morphology.2.Types of Morphemes.(1)free morpheme and bound morphemeA “free morpheme” is a morpheme that constitutes a word by itself, such as ‘bed”, “tree”, etc. A “bound morpheme” is one that appears with at least another morpheme, such as “-s” in “beds”, “-al” in “national” and so on.All monomorphemic words are free morphemes. Those polymorphemic words are either compounds (combination of two or more free morphemes) or derivatives (word derived from free morphemes).(2). root; affix; stemA “root” is the base form of a word that cannot be further analyzed without total loss of identity. It is the part of the word that is left when all the affixes are removed.“Affixes”is a collective term for the type of morpheme that can be used only when added to another morpheme (the root or stem), so affix is naturally bound. (prefix, suffix, infix)A “stem” is any morpheme or combination of morphemes to which an affix can be added.(3). Inflectional affix and derivational affix.Inflectional affixes: do not change the word class, but only added a minute or delicate grammatical meaning to the stem.Derivational affixes: often change the lexical meaning and word class.Inflectional affixes are mostly suffixes, and derivational affixes can be prefixes (sub-, de-) or suffixes (-er, -able).3. Inflection“Inflection” is the manifestation of grammatical relationships through the addition of inflectional affixes, such as number, person, finiteness, aspect, and case, which does not change the grammatical class of the items to which they are attached.4. Word formationIn its restricted sense, refers to the process of word variations signaling lexical relationships. It can be future sub classified into the compositional type (compound) and the derivational type.5. Lexical change(1) lexical change proper(特有词汇变化)A. InventionB. Blending: blending is relative complex from of compounding, in which two words are blended by joining the initial part of the first word and the final part of the second word, or by joining the initial parts of the two words.C. Abbreviation: a new word is created by cutting the final part, the initial part, or both the initial and final parts accordingly.D. Acronym: acronym is made up from the first letters of the name of an organization, which have a heavily modified headword.E. Back-formation: it refers to an abnormal type of word-formation where a shorter word is derived by deleting an imagined affix from a longer form already in the language.F. Analogical creation: it can account for the co-existence of the forms, regular and irregular, in the conjugation of some English verbs.G. Borrowing:a. loanwords: the borrowing of loanwords is a process in which both form and meaning are borrowed with only a slight adaptation, in some causes, to the phonological system of the new language that they enter.b. loanblend: it is a process in which part of the form is native and the rest has been borrowed, but the meaning is fully borrowed.c. loanshift: it is a process in which the meaning is borrowed, and the form is native.d. loan translation: a special type of borrowing, in which each morpheme or word is translated in the equivalent morpheme or word in another language.(2). Morpho-syntactical change （形态句法变化）A. morphological change: the words have changed their formsB. syntactical change(3). Semantic change （语义变化）A. broading: a process to extend or elevate the meaning from its originally specific sense to a relative general one.B. narrowing: it refers to a process in which the original meaning of a word can be narrowed or restricted to a specific sense.C. meaning shift: the change of meaning has nothing to do with generalization or restriction.D. fork etymology: it refers to a change in form of a word or phrase, resulting from an incorrect popular notion of the origin or meaning of the term on from the influence of more familiar terms mistakenly taken to be analogous.(4). Phological change （音位变化)Refers to changes in sound leading to change in form.a. loss（语音的脱落）b. addition （语音的增加）c. metathesis（换位）d. assimilation （同化）(5). Orthographic change （书写法变化）Chapter Four. Syntax1. Syntax.“Syntax” is the study of the rules governing the ways in which words, word groups and phrases are combined to form sentences in a language, or the study of the interrelationships between sentential elements.2. Sentence.L. Bloomfield defines “sentence” as an independent linguistic form not include d by some grammatical marks in any other linguistic from, i. e., it is not subordinated to a larger linguistic form, and it is a structurally independent linguistic form. It is also called a maximum free form.3. Syntactic relations.“Syntactic relations” refer to the ways in which words, word groups or phrases form sentences; hencethree kinds of syntactic relations: positional relations, relations of substitutability and relations of co-occurrence.a.“Positional relation”, or “word order”, refers to the seq uential arrangement to words in a language.It is a manifestation of a certain aspect of what F. de Saussure called “syntagmatic relations”, or of what other linguists call “horizontal relations” or “chain relations”.b.“Relations of substitutability” refer to classes or sets of words substitutable for each othergrammatically in same sentence structures. Saussure called them “associative relations”. Other people call them “paradigmatic/vertical/choice relations”.c.“Relations of co-occurrence”, one means that words of different sets of clauses may permit orrequire the occurrence of a word of another set or class to form a sentence or a particular part of a sentence. Thus relations of co-occurrence partly belong to syntagmatic relations and partly to paradigmatic relations.3.Grammatical constructionGrammatical construction: it can be used to mean any syntactic construct which is assigned one or more conventional function in a language, together with whatever is linguistically conventionalized about its contribution to the meaning or use the construct contains.4.IC analysis and immediate constituents.“IC analysis” is a new approach of sentence study that cuts a sentence into two (or more) segments. This kind of pure segmentation is simply dividing a sentence into its constituent elements without even knowing what they really are. What remain of the first cut is called “immediate constituents”, and what are left at the final cut is called “ultimate constituents”.5.Endocentric and exocentric constructions“Endocentric construction” is one whose distribution is functionally equivalent to that of one or more of its constituents, ., a word or a group of words, which serves as a definable “centre” or “head”. Usually noun phrases, verb phrases and adjective phrases belong to endocentric types because the constituent items are subordinate to the head.“Exocentric construction”, opposite of endocentric construction, refers to a group of syntactically related words where none of the words is functionally equivalent to the group as whole; that is to say, there is no definable centre or head inside the group. Exocentric construction usually includes basic sentence, prepositional phrase, predicate (verb + object) construction, and connective (be + complement) construction.6.Coordination and subordination.They are two main types of endocentric construction.Coordination is a common syntactic pattern in English and other languages formed by grouping together two of more categories of the same type with the help of a conjunction such as “and” ,“but” and “or”. Subordination refers to the process or result of linking linguistic units so that they have different syntactic status, one being dependent upon the other, and usually a constituent of the other. (three basic types of subordination clause: complement clause, adjunct clause, relation clause.)7. Syntactic function(1) Subject: “subject” refers to one of the nouns in the nominative case. In English, the subject of a sentence is often said to be the doer of the action, while the object is the person or thing acted upon by the doer.a. Grammatical subject: it refers to a noun which can establish correspondence with the verb and which can be checked by a tag-question test, ., “He is a good cook, (isn’t he?).”b. Logical subject: the original object noun phrase occupies the grammatical space before a verb, the space that a subject normally occupies, the core subject, now the object of a preposition, is called the logical subject.(2). Predicate: A “predicate” refers to a major constituent o f sentence structure in a binary analysis in which all obligatory constituents other than the subject are considered together. ., in the sentence “The monkey is jumping”, “is jumping” is the predicate.(3) Object: “object” refers to the receiver or goal of an action and it is further classified into two kinds: direct object and indirect object. In some inflecting languages, an object is marked by case labels: the “accusative case” for direct object, and the “dative case”for direct object, and the “dative case” for indirect to word order (after the verb and preposition) and by inflections (of pronouns). ., in the sentence “John kissed me”, “me” is the object. Modern linguists suggest that an object refers to such an item that it can become a subject in passive transformation.8. CategoryThe term “category” in some approaches refers to classes and functions in its narrow sense, ., noun, verb, subject, predicate, noun phrase, verb phrase, etc. More specifically it refers to the defining properties of these general units: the categories of the noun, for example, include number, gender, case and countability; and of the verb, for example, tense, aspect, voice, etc.(1)Number: “Number” is a grammatical category used for the analysis of word classes displaying suchcontrasts as singular, dual, plural, etc. In English, number is mainly observed in nouns, and there are only two forms: singular and plural. Number is also reflected in the inflections of pronouns and verbs.(2)Gender: “Gender” displays such contrasts as “masculine”, “feminine”, “neuter”, or “animate” and“inanimate”, etc., for the analysis of word classes. When word items refer to the sex of the real-world entities, we natural gender (the opposite is grammatical gender).(3)Case: “Case” identifies the syntactic r elationship between words in a sentence. In Latin grammar,cases are based on variations in the morphological forms of the word, and are given the terms “accusative”, “nominative”, “dative”, etc. In English, the case category is realized in three ways: by following a preposition and by word order.(4)Agreement (or Concord): “Concord” may be defined as requirement that the forms of two or morewords of specific word classes that stand in specific syntactic relationship with one another shall be characterized by the same paradigmatically marked category or categories, ., “man runs”, “men run”.9. Syntagmatic relation and paradigmatic relationSyntagmatic relation: it is a relation between one item and other in a sequence, or between elements which are all present, such as the relation between “weather” and the others in the following sentence “If the weather is nice, we’ll go out.”Paradigmatic relation: it is also called Associative, a relation between elements replaceable with each other at a particular place in a structure, or between one element present and the others absent. It is also known as the vertical relation or choice relation.10. Phrase; clause and sentence.A “phrase” is a single element of structure containing more than one word, and lacking the subject-predicate structure typical of “clauses”. Traditionally, it is seen as part of a structural hierarchy, falling between a clause and word, ., “the three tallest girls” (nominal phrase). There is now a tendency to make a distinction between word groups and phrases. A “word group” is an extension of a word of a particular class by way of modification with its main features of the class unchanged. Thus we havenominal group, verbal group, adverbial group, conjunction group and preposition group.A “clause” is group of words with its own subject and predicate included in a larger subject-verb construction, namely, in a sentence. Clauses can also be classified into two kinds: finite and non-finite clauses, the latter referring to what are traditionally called infinitive phrase, participle phrase and gerundial phrase.Sentence is the minimum part of language that expresses a complete thought. Bloomfield (1935) defined the sentence as “one not included by virtue of any grammatical construction in any larger linguistic form.”11. RecursivenessIt mainly means that a phrasal constituent can be embedded within another constituent having the same category. By “recursiveness” we mean that there is theoretically no limit to the number of the embedded clauses in a c omplex sentence. This is true also with nominal and adverbial clauses, ., “I saw the man who killed a cat who…a rat which…that…”(1)Conjoining: “Conjoining” refers to a construction where one clause is co-ordinated or conjoined withanother, e. g., “John bought a cat and his wife killed her.”(2)Embedding: “Embedding” refers to the process of construction where one clause is included in thesentence (or main clause) in syntactic subordination, ., “I saw the man who had killed a chimpanzee.”12. Beyond the sentence(1) Sentential connection: the notion of hypotactic and paratactic relations can also be applied to the study of syntactic relations between sentences.a. “Hypotactic relation” refers to a construction where constituents are linked by means of conjuncti on, . “He bought eggs and milk.”b. “Paratactic relation” refers to constructions which are connected by juxtaposition, punctuation or intonation, e. g., “He bought tea, coffee, eggs and milk” (pay attention to the first three nouns connected without “and”).(2). Cohesion:Cohesion is a concept to do with discourse of text rather than with syntax, it refers to relations of meaning that exist within the text, and defines it as a text.Textual cohesiveness can be realized by employing various cohesive devices: conjunction, ellipsis, lexical collection, lexical repetition, reference, substitution etc.Chapter Five. Meaning1.Semantics:“Semantics” refers to the study of the communication of meaning through language. Or simply, it is the study of meaning.2.What is meaning?Though it is difficult to define, “meaning” has the following meaning: (1) an intrinsic property; (2) the connotation of a word; (3) the words put after a dictionary entry; (4) the position an object occupies in a system; (5) what the symbol user actually refers to; (6) what the symbol user should refer to; (7) what the symbol user believes he is referring to; (8) what the symbol interpreter refers to; (9) what the symbol interpreter believes it refers to; (10) what the symbol interpreter belie ves the user refers to…linguists argued about “meaning of meaning” fiercely in the result of “realism”, “conceptualism/mentalism”, “mechanism”, “contextualism”, “behaviorism”, “functionalism”, etc. Mention ought to be made of the “Semantic Triangle Theory” of Ogden & Richards. We use a word and the listener knows what it refers to because, according to the theory, they have acquired the same concept/reference of the word used and of。

语⾔学教程胡壮麟（第四版）第3章Chapter 3 From Morpheme to Phrase第⼀部分The formation of word——Morpheme词的构成1. Morpheme 词素的定义Morpheme is the smallest meaningful unit of language in regard to the relationship between sounding and meaning, a unit that cannot be divided into further smaller units without destroying or drastically altering the meaning, such as boy and –s in boys, check and –ing in checking. And the systematic study of morpheme is a branch of linguistics called morphology2. Types of morphemes 词素的种类①Free morpheme and bound morpheme ⾃由词素和黏着词素Free morphemes: Those that may occur alone, that is, those which may make up words by themselves, are free morphemes, such as Dog, nation.Bound morphemes: Those that cannot occur alone. They must appear with at least one different morpheme, are called bound morphemes, for example, the word distempered has three morphemes, namely, dis-, temper, and –ed, of which temper is a free morpheme, dis- and –ed are two bound morphemes.②Root, affix and stem 词根、词缀和词⼲A root is the base form of a word that cannot be further analyzed without destroying its meaning. That is to say, it is that part of the word that remains when all the affixes are removed. For example, in the word internationalism, after the removal of inter-, -al and -ism, what is left is the root nation. Therefore, all words contain a root morpheme.A root may be free or bound. First, free root morphemes are those that can stand by themselves and are the base forms of words, such as black in black, blackbird, blackboard, blacksmith. A language may contain many morphemes of this type. Second, there are relatively a few bound root morphemes in English, such as -ceive in receive, perceive and conceive: -mit in remit, permit, commit and submit: -tain in retain, contain and maintain, among many othersA few English roots may have both free and bound variants. E.g. the word sleep is a free root morpheme, whereas slep- in the past tense form slept cannot exist by itself, and therefore bound.An affix is the collective term for the type of morpheme that can be used only when added to another morpheme. They are classified into three subtypes, namely, prefix, infix, and suffix. Prefix such as para-, mini- in paragraph and miniskirt; Infix such as –ize, -tion in colonize and revolution; Suffix such as –ee- in feet (vs. foot).A stem is any morpheme or combination of morphemes to which an inflectional affix can be added, so both friend- in friends and friendship- in friendships are stems. The former shows that a stem may be the same as a root, whereas the latter shows that a stem may contain a root and one, or more than one, derivational affix.③Inflectional affix and derivational affix 屈折词缀和派⽣词缀Inflection is the manifestation of grammatical relationships through the addition of inflectional affixes, such as number, person, finiteness, aspect, and case, which don’t change the grammatical class of the stems to which they are attached.The distinction between inflectional affixes and derivational affixes is sometimes known as a distinction between inflectional morphemes and derivational morphemes. We can tell the difference between them with the following ways:1)First, inflectional affixes are generally less productive than derivational affixes. They often add a minute or delicate grammatical function to the stem, such as toys, walks, John’s. Therefore, they serve to produce different forms of a single lexical item. However, derivational affixes are very productive in making new words. For example, cite, citation, cital. So derivational affixes often change the lexical meaning.2)Second, inflectional affixes don’t change the word class of the word they attach to, such as flower, flowers, whereas derivational affixes might or might not, such as the relation between small and smallness for the former, and that between brother and brotherhood for the latter.3)Third, that whether one should add inflectional affixes or not depends very often on other factors within the phrase or sentence at stake. For example, the choice of likes in “The boy likes to navigate on the Internet.” is determined by the subject the boy in the sentence. However, derivational affixes are more often based onsimple meaning distinctions. For example, the choice of clever and cleverness depends on whether we want to talk about the property “clever” or we want to talk about “the state of being clever”.4)Fourth, in English, most inflectional affixes are suffixes, which are always word final. E.g. drums, walks, Mary’s. But derivational affixes can be either prefixes, suffixes, or both at the same time. E.g. depart, teacher, international.3. Allomorph and morphological change 变体①allomorph 词素变体An allomorph is the alternate shapes of the same morpheme. Words such as illogical, imbalance, irregular and inactive share a common morpheme in-. In other words, il-, im-, and ir- are exceptionally the variation forms of one morpheme in-. These variation forms are called Allomorphs, i.e. allomorphs of the same morpheme owing to the influence of the sounds to which it attaches.②morphological change 形态变化Morphological change takes the form of inflectional changes in affixes.第⼆部分Word 词1. word 词和词项的定义Word is a typical grammatical unit between Morpheme and Word Group, such as boy, check, write, and fat. Lexical items refer to the cases when a word appears in different forms, such as boy and boys, or check, checks, checked, and checking. So Word is a general, covering term (boy and boys are one word) and Lexical Item a specific term (boy and boys are two lexical items).2. Three characteristics of word 词的三个特性①Stability 稳定性Words, concerning their internal structures, are the most stable of all linguistic units, Generally speaking, it is hard for one to re-arrange the internal structure of a complex word into a different order. For example, the word chairman cannot be re-arranged as * manchair, the latter being an unacceptable word in English.②Relative uninterruptibility 相对连续性Uninterruptibility means that new elements should not be inserted into a word, even when there are several parts in it. For example, nothing should be inserted in between the three parts of the word disappointment: dis + appoint + ment.③ A minimum free form 最⼩的⾃由形式Leonard Bloomfield advocated treating sentence as “the maximum free form” while word as “the minimum free form”. Word is the smallest unit that can be used, by itself, as a complete utterance. For example, Is Jane coming tomorrow? Possibly.3. Classification of words 词的种类①Variable and invariable words 可变词与不变词V ariable words have inflective changes. That is, the same word may have different grammatical forms but part of the word remains relatively constant. E.g. follow – follows – following – followed.Invariable words refer to those such as since, when, seldom, hello. They don’t have inflective endings.②Grammatical words and lexical words 语法词（功能词）和词汇词（实义词）Grammatical words（function words）:Those that mainly work for constructing group, phrase, clause, clause complex, or even text are grammatical words, such as conjunctions, prepositions, articles and pronouns. Lexical words（content words）:Those that mainly work for referring to substance, action and quality, such as nouns, verbs, adjectives and adverbs, are lexical words.③Closed-class words and open-class words 封闭类词和开放类词Closed-class word: A word that belongs to the Closed-class is one whose membership is fixed or limited, such as pronouns, prepositions, conjunctions, articles, and others.Open-class word: the Open-class is one whose membership is in principle infinite or unlimited. When new ideas, inventionsor discoveries emerge, new members are continually and constantly added to the lexical system of a language.④Word class（part of speech）词类This is close to the notion of parts of speech in traditional grammar.Nine word classes were established: they were noun, verb, adjective, adverb, conjunction, preposition, article, pronoun, and interjection.Today, a few more word classes have been introduced into grammer.i. Particles助词Particles include at least the infinitive marker “to” , the negative marker “not”, and the subordinate units in phrasal verbs, such as “get by”, “do up”, “look back”.ii. Auxiliaries助动词Auxiliaries used to be regarded as verbs. Because of their unique properties, which one could hardly expect of a verb, linguists today tend to define them as a separate word class.iii. Pro-form代词形式The items in a sentence which substitute for other items or constructions are called Pro-forms. For example, in the following conversation, so replaces that I can come.A: I hope you can come.B: I hope so.iv. Determiners限定词Determiners refer to those words that are used before the noun acting as head of a noun group, and that determine the kind of reference the nominal group has.第三部分Word formation 词汇构成1. Word formation（1）：From Morpheme to Word 从词素到词(1) The inflectional way of formationInflection indicates grammatical relations by adding inflectional affixes, such as number, person, finiteness, aspect and case, which don’t change the grammatical class of the stems to which they are attached. For example, Table/tables.(2) The derivational way of formationDerivation, in its restricted sense, refers to the process of how new words are formed. It can be further divided into two sub-types: the derivational type (derivation) and the compositional type (compound).①Derivation派⽣Derivation shows a relationship between roots and affixes. In contrast to inflections, derivations can make the word class of the original word either changed or unchanged.E.g. Changed: delight+ful=delightful; unchanged: non+smoker= nonsmoker②Compound合成Compounds refer to those words that consist of more than one lexical morpheme, or the way to join two separate words to produce a single form, such as sunrise, cloakroom, railway. It can be divided into two types:(1) Invention 发明法Technological and economic activities are the most important and dynamic in modern human life, many new lexical items come directly from them, such as Coke, nylon.(2) Blending 混成法Blending is a relatively complex form of compounding, in which two words are blended by joining together the initial part of the first word and the final part of the second word, or by only joining the initial parts of the two words. For example, smoke+ fog →smog; breakfast + lunch →brunch.(3) Abbreviation / Clipping 缩写法/截断法A new word is created by cutting the initial part or the final part or cutting both the initial and the final parts of the original words. E. g. telephone→phone; fanatic→fan; influenza→flu.(4) Acronym ⾸字母缩略词Acronym is made up from the first letters of the name of an organization, which has a heavily modified headword. E. g. WTO→World Trade Organization(5) Back-formation 逆构词法Back-formation refers to an abnormal type of word-formation where a shorter word is derived by deleting an imagined affix from a longer form already in the language. E. g. editor→edit(6) Analogical creation 类推构词法The principle of analogical creation can account for the co-existence of two forms, regular and irregular, in the combination of some English verbs. E. g. work →wrought →worked.(7) Class shift 词性变换By shifting word class one can change the meaning of a word from a concrete entity or notion to a process or attribution. This process of word formation is also known as zero-derivation, or conversion. E. g. Engineer(v/n)(8) Borrowing 借⽤English in its development has managed to widen its vocabulary by borrowing words from other languages, such as Greek, French, Spanish and other languages have all played an active role in this process. There are four types of borrowing:①Loanwords（全部借词）：a process in which both form and meaning are borrowed with only a slight change.E. g. coup d’ état , tea , 秀，脱⼝秀②Loanblend（混合借词）：a process in which part of the form is native and the rest has been borrowed, but the meaning is fully borrowed. E. g. Chinatown 吉普车③Loanshift（转移借词）：a process in which the meaning is borrowed, but the form is native. E. g. artificial satellite from the Russian S putnik.④Loan translation（翻译借词）：a special type of borrowing, in which each morpheme or word is translated in the equivalent morpheme or word in another language, also called Calque. E. g. black humor (humour noir), found object (objet trouve).第四部分Word group and phrase 词组和短语Word group is a group of words, it is an expansion of a word.Phrase is a contraction of a clause nominal group, such as Verbal group, Adverbial group, preposition group.。

英语语言学教程（胡壮麟版）Chapter one. Invitation to Linguistic.1.What is language“Language is system of arbitrary vocal symbols used for human communication. It is a system, since linguistic elements are arranged systematically, rather than randomly. Arbitrary, in the sense that there is usually no intrinsic connection between a work (like “book”) and the object it refers to. This explains and is explained by the fact that different languages have different “books”: “book” in English, “livre” in French, “shu” in Chinese. It is symbolic, because words are associated with objects, actions, ideas etc. by nothing but convention. Namely, people use the sounds or vocal forms to symbolize what they wish to refer to. It is vocal, because sound or speech is the primary medium for all human languages. Writing systems came much later than the spoken forms. The fact that small children learn and can only learn to speak (and listen) before they write (and read) also indicates that language is primarily vocal, rather than written. The term “human” in the definition is meant to specify that language is human specific.2.Design Features of Language.“Design features” here refer to the defining properties of human language that tell the difference between human language and any system of animal communication. They are arbitrariness, duality, productivity, displacement, cultural transmission and interchangeability(1)Arbitrariness: By “arbitrariness”, we mean there is no logical connectionbetween meanings and sounds.(2)Duality: The property of having two levels of structures (phonological andgrammatical), units of the primary level being composed of elements of the secondary level and each level having its own principles of organization.(3)Productivity: Productivity refers to the ability to the ability to construct andunderstand an indefinitely large number of sentences in one’s native language, including those that has never heard before, but that are appropriate to the speaking situation. The property that enables native speakers to construct and understand an indefinitely large number of utterances, including utterances that they have never previously encountered.(4)Displacement: “Displacement”, as one of the design features of the human language,refers to the fact that one can talk about things that are not present, as easily as he does things present. In other words, one can refer to real and unreal things, things of the past, of the present, of the future. Language itself can be talked about too.(5)Cultural transmission: This means that language is not biologically transmittedfrom generation to generation, but that the details of the linguistic system must be learned anew by each speaker.(6)Interchangeability: Interchangeability means that any human being can be both aproducer and a receiver of messages.3.Functions of Language.Language has at least seven functions: phatic, directive, Informative, interrogative, expressive, evocative and performative.(1)Phatic function: The “phatic function” refers to language being used for settingup a certain atmosphere or maintaining social contacts (rather than for exchanging information or ideas). Greetings, farewells, and comments on the weather in English and on clothing in Chinese all serve this function.(2)Directive function: The “directive function” means t hat language may be usedto get the hearer to do something. Most imperative sentences perform this function,e. g., “Tell me the result when you finish.”(3)Informative function: Language serves an “informational function” when used totell something, characterized by the use of declarative sentences. Informativestatements are often labeled as true (truth) or false (falsehood).(4)Interrogative function: When language is used to obtain information, it servesan “interrogative function”. This includes all questio ns that expect replies, statements, imperatives etc.(5)Expressive function: The “expressive function” is the use of language to revealsomething about the feelings or attitudes of the speaker.(6)Evocative function: The “evocative function” is the use of langua ge to createcertain feelings in the hearer. Its aim is, for example, to amuse, startle, antagonize, soothe, worry or please.(7)Per formative function: This means people speak to “do things” or performactions.4. What is linguistic“Linguistics” is the scie ntific study of language. It studies not just one language of any one society, but the language of all human beings. In short, linguistics studies the general principles whereupon all human languages are constructed and operate as systems of communication in their societies or communities.5. Main branches of linguistics.The study of language as a whole is often called general linguistics. But a linguist sometimes is able to deal with only one aspect of language at a time, thus the arise of various branches: phonetics, phonology, morphology, syntax, semantics, pragmatics, sociolinguistics, applied linguistics, psycholinguistics etc.6. Important distinctions in linguistic.(1) synchronic study vs. diachronic studyThe description of a language at some point of time (as if it stopped developing) is a synchrony study (synchrony). The description of a language as it changes through time isa diachronic study (diachronic).(2) Speech vs. writingSpeech is primary, because it existed long before writing systems came into being. Genetically children learn to speak before learning to write. Secondly, written forms just represent in this way or that the speech sounds: individual sounds, as in English and French as in Japanese. In contrast to speech, spoken form of language, writing as written codes, gives language new scope and use that speech does not have. Most modern linguistic analysis is focused on speech, different from grammarians of the last century and theretofore.(3) Descriptive vs. prescriptiveA linguisti c study is “descriptive” if it only describes and analyses the facts of language, and “prescriptive” if it tries to lay down rules for “correct” language behavior. Linguistic studies before this century were largely prescriptive because many early grammars were largely prescriptive because many early grammars were based on “high” (literary or religious) written records. Modern linguistics is mostly descriptive.(4). langue vs. paroleF. de Saussure refers “langue” to the abstract linguistic system shared b y all the members of a speech community and refers “parole” to the actual or actualized language, or the realization of langue. Langue is abstract, parole specific to the speaking situation; langue not actually spoken by an individual, parole always a naturally occurring event; langue relatively stable and systematic, parole is a mass of confused facts, thus not suitable for systematic investigation. What a linguist ought to do, according to Saussure, is to abstract langue from instances of parole, . to discover the regularities governing all instances of parole and make than the subject of linguistics. The langue-parole distinction is of great importance, which casts great influence on later linguists. (5). competence vs. performanceAccording to N. Chomsky, “competence” is the ideal language user’s knowledge of the rules of his language, and “performance” is the actual realization of this knowledge in utterances. The former enables a speaker to produce and understand an indefinite number of sentences and to recognize grammatical mistakes and ambiguities. A speaker’scompetence is stable while his performance is often influenced by psychological and social factors. So a speaker’s performance does not always match or equal his supposed competence. Chomsky believes that linguists ought to study competence, rather than performance. (6). linguistic potential vs. linguistic behaviorThese two terms, or the potential-behavior distinction, were made by M. A. K. Halliday in the 1960s, from a functional point of view. There is a wide range of things a speaker can do in his culture, and similarly there are many things he can say, for example, to many people, on many topics. What he actually says . his “actual linguistic behavior”) on a certain occasion to a certain person is what he has chosen from many possible injustice items, each of which he could have said (linguistic potential).Chapter 2 Phoneticsis phonetics？“Phonetics” is the science which studies the characteristics of human sound-making, especially those sounds used in speech, and provides methods for their description, classification and transcription, speech sounds may be studied in different ways, thus by three different branches of phonetics.(1) Articulatory phonetics; the branch of phonetics that examines the way in which a speech sound is produced to discover which vocal organs are involved and how they coordinate in the process.(2) Auditory phonetics, the branch of phonetic research from the hearer’s point of view, looking into the impression which a speech sound makes on the hearer as mediated by the ear, the auditory nerve and the brain.(3) Acoustic phonetics: the study of the physical properties of speech sounds, as transmitted between mouth and ear. Most phoneticians, however, are interested in articulatory phonetics.2. The IPAThe IPA, abbreviation of “International Phonetic Alphabet”, is a compromise system making use of symbols of all sources, including diacritics indicating length, stress and intonation, indicating phonetic variation. Ever since it was developed in 1888, IPA has undergone a number of revisions.3. Place of articulationIt refers to the place in the mouth where, for example, the obstruction occurs, resulting in the utterance of a consonant.4. Manner of articulationThe “manner of articulation” literally means the way a sound is articulated.5. Phonology“Phonology” is the study of sound systems- the invention of distinctive speech sounds that occur in a language and the patterns wherein they fall. Minimal pair, phonemes, allophones, free variation, complementary distribution, etc., are all to be investigated by a phonologist.6. Narrow transcription and broad transcription.The former was meant to symbolize all the possible speech sounds, including even the most minute shades of pronunciation while Broad transcription was intended to indicate only those sounds capable of distinguishing one word from another in a given language.7. Phone Phoneme AllophoneA “phone” is a phonetic unit or segment. The speech sounds we he ar and produce during linguistic communication are all phones. When we hear the following words pronounced: [pit], [tip], [spit], etc., the similar phones we have heard are [p] for one thing, and three different [p]s, readily making possible the “narrow transcription or diacritics”. Phones may and may not distinguish meaning.A “phoneme” is a phonological unit; it is a unit that is of distinctive value. As an abstract unit, a phoneme is not any particular sound, but rather it is represented or realized by a certain phone in a certain phonetic context. For example, the phoneme[p]is represented differently in [pit], [tip] and [spit].The phones representing a phoneme are called its “allophones”, ., the different ., phones) but do not make one word so phonetically different as to create a new word or a new meaning thereof. So the different [p] s in the above words is the allophones of the same phoneme [p]. How a phoneme is represented by a phone, or which allophone is to be used, is determined by the phonetic context in which it occurs. But the choice of an allophone is not random. In most cases it is rule-governed; these rules are to be found out by a phonologist. 8.Minimal pairsWhen two different phonetic forms are identical in every way except for one sound segment which occurs in the same place in the string, the two forms (i. e., word) are supposed to form a “minimal pair”, ., “pill” and “bill”, “pill” and “till”, “till” and “dill”, “till” and “kill”, etc. All these words together constitute a minimal set. They are identical in form except for the initial consonants. There are many minimal pairs in English, which makes it relatively easy to know what English phonemes are. It is of great importance to find the minimal pairs when a phonologist is dealing with the sound system of an unknown language.9. Free variationIf two sounds occurring in the same environment do not contrast; namely, if the substitution of one for the other does not generate a new word form but merely a different pronunciation of the same word, the two sounds then are said to be in “free variation”.10. Complementary distributionWhen two sounds never occur in the same environment, they are in “complementary distribution”. For example, the aspirated English plosives never occur after [s], and the unsaturated ones never occur initially. Sounds in complementary distribution may be assigned to the same phoneme.11. Assimilation rule.The “assimilation rule” assimilates one segment to another by “copying” a feature ofa sequential phoneme, thus making the two phones more similar.12. Deletion ruleThe “deletion rule” tell us when a sound is to be deleted although is orthographically represented.13. Suprasegmental phonology and suprasegmental features“Suprasegmental phonology” refers to the st udy of phonological properties of linguistic units larger than the segment called phoneme, such as syllable, length and pitch, stress, intonation.Chapter 3. Morphology1.Morpheme and MorphologyThe “morpheme” is the smallest unit in terms of relationship b etween expression and content, a unit which cannot be divided without destroying or drastically altering the meaning, whether it is lexical or grammatical.“Morphology” is the branch of grammar that studies the internal structure of words, and the rules by which words are formed. It is generally divided into two fields: inflectional morphology and lexical/derivational morphology.2.Types of Morphemes.(1)free morpheme and bound morphemeA “free morpheme” is a morpheme that constitutes a word by itself, such as ‘bed”, “tree”, etc. A “bound morpheme” is one that appears with at least another morpheme, such as “-s” in “beds”, “-al” in “national” and so on.All monomorphemic words are free morphemes. Those polymorphemic words are either compounds (combination of two or more free morphemes) or derivatives (word derived from free morphemes).(2). root; affix; stemA “root” is the base form of a word that cannot be further analyzed without total lossof identity. It is the part of the word that is left when all the affixes are removed.“Affixes”is a collective term for the type of morpheme that can be used only when added to another morpheme (the root or stem), so affix is naturally bound. (prefix, suffix, infix)A “stem” is any morpheme or combination of morphemes to w hich an affix can be added.(3). Inflectional affix and derivational affix.Inflectional affixes: do not change the word class, but only added a minute or delicate grammatical meaning to the stem.Derivational affixes: often change the lexical meaning and word class.Inflectional affixes are mostly suffixes, and derivational affixes can be prefixes (sub-, de-) or suffixes (-er, -able).3. Inflection“Inflection” is the manifestation of grammatical relationships through the addition of inflectional affixes, such as number, person, finiteness, aspect, and case, which does not change the grammatical class of the items to which they are attached.4. Word formationIn its restricted sense, refers to the process of word variations signaling lexical relationships. It can be future sub classified into the compositional type (compound) and the derivational type.5. Lexical change(1) lexical change proper(特有词汇变化)A. InventionB. Blending: blending is relative complex from of compounding, in which two words are blended by joining the initial part of the first word and the final part of the second word, or by joining the initial parts of the two words.C. Abbreviation: a new word is created by cutting the final part, the initial part, or both the initial and final parts accordingly.D. Acronym: acronym is made up from the first letters of the name of an organization, whichhave a heavily modified headword.E. Back-formation: it refers to an abnormal type of word-formation where a shorter word is derived by deleting an imagined affix from a longer form already in the language.F. Analogical creation: it can account for the co-existence of the forms, regular and irregular, in the conjugation of some English verbs.G. Borrowing:a. loanwords: the borrowing of loanwords is a process in which both form and meaning are borrowed with only a slight adaptation, in some causes, to the phonological system of the new language that they enter.b. loanblend: it is a process in which part of the form is native and the rest has been borrowed, but the meaning is fully borrowed.c. loanshift: it is a process in which the meaning is borrowed, and the form is native.d. loan translation: a special type of borrowing, in which each morpheme or word is translated in the equivalent morpheme or word in another language.(2). Morpho-syntactical change （形态句法变化）A. morphological change: the words have changed their formsB. syntactical change(3). Semantic change （语义变化）A. broading: a process to extend or elevate the meaning from its originally specific sense to a relative general one.B. narrowing: it refers to a process in which the original meaning of a word can be narrowed or restricted to a specific sense.C. meaning shift: the change of meaning has nothing to do with generalization or restriction.D. fork etymology: it refers to a change in form of a word or phrase, resulting from an incorrect popular notion of the origin or meaning of the term on from the influence of more familiar terms mistakenly taken to be analogous.(4). Phological change （音位变化)Refers to changes in sound leading to change in form.a. loss（语音的脱落）b. addition （语音的增加）c. metathesis（换位）d. assimilation （同化）(5). Orthographic change （书写法变化）Chapter Four. Syntax1. Syntax.“Syntax” is the study of the rules governing the ways in which words, word groups and phrases are combined to form sentences in a language, or the study of the interrelationships between sentential elements.2. Sentence.L. Bloomfield defines “sentence” as an independent linguistic form not included by some grammatical marks in any other linguistic from, i. e., it is not subordinated to a larger linguistic form, and it is a structurally independent linguistic form. It is also calleda maximum free form.3. Syntactic relations.“Syntactic relations” r efer to the ways in which words, word groups or phrases form sentences; hence three kinds of syntactic relations: positional relations, relations of substitutability and relations of co-occurrence.a.“Positional relation”, or “word order”, refers to the sequ ential arrangementto words in a language. It is a manifestation of a certain aspect of what F. de Saussure called “syntagmatic relations”, or of what other linguists call “horizontal relations” or “chain relations”.b.“Relations of substitutability” refer t o classes or sets of words substitutablefor each other grammatically in same sentence structures. Saussure called them “associative relations”. Other people call them “paradigmatic/vertical/choicerelations”.c.“Relations of co-occurrence”, one means that w ords of different sets of clausesmay permit or require the occurrence of a word of another set or class to form a sentence or a particular part of a sentence. Thus relations of co-occurrence partly belong to syntagmatic relations and partly to paradigmatic relations.3.Grammatical constructionGrammatical construction: it can be used to mean any syntactic construct which is assigned one or more conventional function in a language, together with whatever is linguistically conventionalized about its contribution to the meaning or use the construct contains.4.IC analysis and immediate constituents.“IC analysis” is a new approach of sentence study that cuts a sentence into two (or more) segments. This kind of pure segmentation is simply dividing a sentence into its constituent elements without even knowing what they really are. What remain of the first cut is called “immediate constituents”, and what are left at the final cut is called “ultimate constituents”.5.Endocentric and exocentric constructions“Endocentric construction” is one whose distribution is functionally equivalent to that of one or more of its constituents, ., a word or a group of words, which serves as a definable “centre” or “head”. Usually noun phrases, verb phrases and adjective phrases belong to endocentric types because the constituent items are subordinate to the head.“Exocentric construction”, opposite of endocentric construction, refers to a group of syntactically related words where none of the words is functionally equivalent to the group as whole; that is to say, there is no definable centre or head inside the group. Exocentric construction usually includes basic sentence, prepositional phrase, predicate (verb + object) construction, and connective (be + complement) construction.6.Coordination and subordination.They are two main types of endocentric construction.Coordination is a common syntactic pattern in English and other languages formed by grouping together two of more categories of the same type with the help of a conjunction such as “and” ,“but” and “or”.Subordination refers to the process or result of linking linguistic units so that they have different syntactic status, one being dependent upon the other, and usually a constituent of the other. (three basic types of subordination clause: complement clause, adjunct clause, relation clause.)7. Syntactic function(1) Subject: “subject” refers to one of the nouns in the nominative case. In English, the subject of a sentence is often said to be the doer of the action, while the object is the person or thing acted upon by the doer.a. Grammatical subject: it refers to a noun which can establish correspondence with the verb and which can be checked by a tag-question test, ., “He is a good cook, (isn’t he).”b. Logical subject: the original object noun phrase occupies the grammatical space before a verb, the space that a subject normally occupies, the core subject, now the object ofa preposition, is called the logical subject.(2). Predicate: A “predicate” refers to a major constituent of sentence structure ina binary analysis in which all obligatory constituents other than the subject are considered together. ., in the sentence “The monkey is jumping”, “is jumping” is the predicate.(3) Object: “object” refers to the receiver or goal of a n action and it is further classified into two kinds: direct object and indirect object. In some inflecting languages, an object is marked by case labels: the “accusative case” for direct object, and the “dative case”for direct object, and the “dative case” for indirect to word order (after the verb and preposition) and by inflections (of pronouns). ., in the sentence “John kissed me”, “me” is the object. Modern linguists suggest that an object refers to such an item that it can become a subject in passive transformation.8. CategoryThe term “category” in some approaches refers to classes and functions in its narrow sense, ., noun, verb, subject, predicate, noun phrase, verb phrase, etc. More specifically it refers to the defining properties of these general units: the categories of the noun, for example, include number, gender, case and countability; and of the verb, for example, tense, aspect, voice, etc.(1)Number: “Number” is a grammatical category used for the analysis of word classesdisplaying such contrasts as singular, dual, plural, etc. In English, number is mainly observed in nouns, and there are only two forms: singular and plural. Number is also reflected in the inflections of pronouns and verbs.(2)Gender: “Gender” displays such contrasts as “masculine”, “feminine”, “neuter”,or “animate” and “inanimate”, etc., for the analysis of word classes. When word items refer to the sex of the real-world entities, we natural gender (the opposite is grammatical gender).(3)Case: “Case” identifies the syntactic rel ationship between words in a sentence. InLatin grammar, cases are based on variations in the morphological forms of the word, and are given the terms “accusative”, “nominative”, “dative”, etc. In English, the case category is realized in three ways: by following a preposition and by word order.(4)Agreement (or Concord): “Concord” may be defined as requirement that the forms oftwo or more words of specific word classes that stand in specific syntactic relationship with one another shall be characterized by the same paradigmatically marked category or categories, ., “man runs”, “men run”.9. Syntagmatic relation and paradigmatic relationSyntagmatic relation: it is a relation between one item and other in a sequence, or between elements which are all present, such as the relation between “weather” and the others in the following sentence “If the weather is nice, we’ll go out.”Paradigmatic relation:it is also called Associative, a relation between elements replaceable with each other at a particular place in a structure, or between one element present and the others absent. It is also known as the vertical relation or choice relation.10. Phrase; clause and sentence.A “phrase” is a single element of structure containing more than one word, and lacking the subject-predicate structure typical of “clauses”. Traditionally, it is seen as part of a structural hierarchy, falling between a clause and word, ., “the three tallest girls” (nominal phrase). There is now a tendency to make a distinction between word groups and phrases. A “word group” is an extension of a word of a particular class by way of modification with its main features of the class unchanged. Thus we have nominal group, verbal group, adverbial group, conjunction group and preposition group.A “clause” is group of words with its own subject and predicate included in a larger subject-verb construction, namely, in a sentence. Clauses can also be classified into two kinds: finite and non-finite clauses, the latter referring to what are traditionally called infinitive phrase, participle phrase and gerundial phrase.Sentence is the minimum part of language that expresses a complete thought. Bloomfield (1935) defined the sentence as “one not included by virtue of any grammatical construction in any larger linguistic form.”11. RecursivenessIt mainly means that a phrasal constituent can be embedded within another constituent having the same category. By “recursiveness” we mean that there is theoretically no limit to the number of the embedded clauses in a complex sentence. This is true also with nominal and adverbial clauses, ., “I saw the man who killed a cat who…a rat which…that…”(1)Conjoining: “Conjoining” refers to a construction where one clause is co-ordinatedor conjoined with another, e. g., “John bought a cat and his wife killed her.”(2)Embedding: “Embedding” refers to the process of construction where one clause isincluded in the sentence (or main clause) in syntactic subordination, ., “I saw theman who had killed a chimpanzee.”12. Beyond the sentence(1) Sentential connection: the notion of hypotactic and paratactic relations can also be applied to the study of syntactic relations between sentences.a. “Hypotactic relation” refers to a construction where constituents are linked by means of conjunction, . “He bought eggs and milk.”b. “Paratactic relation” refers to constructions which are connected by juxtaposition, punctuation or intonation, e. g., “He bought tea, coffee, eggs and milk” (pay attention to the first three nouns connected without “and”).(2). Cohesion:Cohesion is a concept to do with discourse of text rather than with syntax, it refers to relations of meaning that exist within the text, and defines it as a text.Textual cohesiveness can be realized by employing various cohesive devices: conjunction, ellipsis, lexical collection, lexical repetition, reference, substitution etc.Chapter Five. Meaning1.Semantics:“Semantics” refers to the study of the communication of meaning through language. Or simply, it is the study of meaning.2.What is meaningThough it is difficult to define, “meaning” has the following meaning: (1) an intrinsic property; (2) the connotation of a word; (3) the words put after a dictionary entry; (4) the position an object occupies in a system; (5) what the symbol user actually refers to;(6) what the symbol user should refer to; (7) what the symbol user believes he is referring to; (8) what the symbol interpreter refers to; (9) what the symbol interpreter believes it refers to; (10) what the symbol interpreter believes the user refers to…linguists argued about “meaning of meaning” fiercely in the result of “realism”,。

Chapter one Introduction一、定义1.语言学LinguisticsLinguistics is generally defined as the scientific study of language.2.普通语言学General LinguisticsThe study of language as a whole is often called General linguistics.3.语言languageLanguage is a system of arbitrary vocal symbols used for human communication.语言是人类用来交际的任意性的有声符号体系。

4.识别特征Design FeaturesIt refers to the defining poperties of human language that distinguish it from any animal system of communication.语言识别特征是指人类语言区别与其他任何动物的交际体系的限定性特征。

Arbitrariness任意性Productivity多产性Duality双重性Displacement移位性Cultural transmission文化传递⑴arbitrarinessThere is no logical connection between meanings and sounds.P.S the arbitrary nature of language is a sign of sophistication and it makes it possible for language to have an unlimited source of expressions⑵ProductivityAnimals are quite limited in the messages they are able to send.⑶DualityLanguage is a system, which consists of two sets of structures ,or two levels.⑷DisplacementLanguage can be used to refer to contexts removed from the immediate situations of the speaker.⑸Cultural transmissionHuman capacity for language has a genetic basis, but we have to be taught and learned the details of any language system. this showed that language is culturally transmitted. not by instinct. animals are born with the capacity to produce the set of calls peculiar to their species.5.语言能力CompetenceCompetence is the ideal user’s knowledge of the rules of his language.6.语言运用performancePerformance is the actual realization of this knowledge in linguistic communication.语言运用是所掌握的规那么在语言交际中的表达。