烟台张裕葡萄酿酒股份有限公司限售股份解除限售提示性公告资料精

限售解限售业务指导一、一般性规定(一)下列主体应遵照本指引完成股票限售及解除限售（以下简称“解限售”）工作：1、股票在全国中小企业股份转让系统（以下简称“全国股份转让系统”）挂牌转让的公司（以下简称“挂牌公司”）；2、挂牌公司的控股股东、实际控制人；3、挂牌前12个月内从控股股东、实际控制人处受让其直接或间接持有股票的受让人；4、因司法裁决、继承等原因从控股股东、实际控制人处获得有限售条件股票的后续持有人;5、挂牌公司股东、董事、监事和高级管理人员。

（二）本指引“一般性规定”第（一）条所列主体所持挂牌公司股票进行限售和解限售的，应由挂牌公司向主办券商提出申请，主办券商审核同意后，向全国中小企业股份转让系统有限责任公司（以下简称“全国股份转让系统公司”）备案。

全国股份转让系统公司依据《业务规则》暂停对挂牌公司的控股股东、实际控制人解除股票限售的，不得申请解限售。

（三）主办券商应及时协助挂牌公司办理相关股票限售或解限售的登记手续，并督促挂牌公司履行信息披露义务。

（四）挂牌公司及主办券商应当保证其向全国股份转让系统公司和中国证券登记结算有限责任公司（以下简称“中国结算”）申报材料和数据的真实、准确、及时、完整。

如因申报材料和数据错误等原因造成法律纠纷的，由挂牌公司和主办券商自行解决，并承担相应的法律责任。

（五）本指引所称的“有限售条件股票”是指依据《公司法》和《业务规则》的规定有转让限制的股票；“其它限售条件股票”是指依据除《公司法》和《业务规则》以外的其他法律文件的规定，有附加转让条件的股票。

“有限售条件股票”与“其它限售条件股票”合称“有限售条件流通股”。

（六）适用本指引的股东为挂牌公司发起人的，持有的公司股票，自股份公司成立之日起一年内不得转让。

（七）挂牌公司的控股股东、实际控制人挂牌前直接或间接持有的股票；挂牌前12个月内从控股股东、实际控制人处受让的股票；因司法裁决、继承等原因而获得上述的股票应分三批解除限售，每批解限售数额分别为挂牌前所持股票总额的1/3，解除转让限制的时间分别为挂牌之日、挂牌期间满一年和两年。

创业板上市公司业务办理指南第3号——限售股份解除限售为规范深圳证券交易所（以下简称本所）创业板上市公司申请办理除股权激励获得股份以外的其他有限售条件股份（以下简称“限售股份”）的解除限售业务，根据本所《创业板股票上市规则》《创业板上市公司规范运作指引》《上市公司保荐工作指引》等有关规定，制定本业务办理指南。

一、申请对限售股份解除限售应当满足的条件1．申请解除限售的股份限售期届满；2．申请对限售股份解除限售不违反相关法律、行政法规、部门规章、规范性文件、本所业务规则和股东承诺。

股东按照业绩补偿协议向其他股东赠与股份，该部分赠与的限售股份解除限售不适用上述第1项及第2项要求。

二、申请对限售股份解除限售的流程1．上市公司董事会向中国证券登记结算有限责任公司深圳分公司（以下简称中国结算深圳分公司）申请查询并下载上市公司股本结构表、限售股份明细清单；2．上市公司董事会按照本指南的规定向本所提交申请材料，本所审查无异议后，将业务表单传递至中国结算深圳分公司；3．上市公司按照中国结算深圳分公司的相关规定向中国结算深圳分公司提交申请材料；4．本所收悉中国结算深圳分公司对申请材料审查无异议的回复后，通知上市公司董事会及时进行信息披露。

三、申请对限售股份解除限售时应当提交的材料上市公司股东可在满足解除限售相关条件时，委托上市公司董事会在拟申请解除限售日五个交易日前向本所申请办理对其所持股份解除限售的有关手续。

上市公司董事会应当向本所提交以下材料：1．中国结算深圳分公司出具的上市公司股本结构表、限售股份明细清单；2．上市公司董事会出具的《上市公司限售股份解除限售申请表》（见附件1）和限售股份上市流通申请书；3．保荐机构或者独立财务顾问关于限售股份解除限售的核查意见（如适用）；4. 上市公司董事会出具的限售股份上市流通提示性公告；5. 本所要求的其他文件。

限售股份上市流通申请书应当至少包括下列内容：1. 相关股东持股情况说明及托管情况；2. 本次申请解除限售股份的股份总数、各股东解除限售股份数量及上市流通时间。

公告编号：[公告编号]发布单位：[公司全称]发布日期：[公告发布日期]尊敬的股东们：根据《公司法》、《证券法》及《上市公司信息披露管理办法》等相关法律法规的规定，结合本公司实际情况，现将本公司股票全面解禁事宜公告如下：一、解禁基本情况1. 解禁股份：[公司股票代码]股票的[首发前已发行股份/限售股份]将于[解禁日期]全面解禁。

2. 解禁数量：[解禁股份数量]股，占公司总股本的[解禁股份占总股本比例]%。

3. 解禁原因：[解禁原因，如：首发前已发行股份解禁、限售股份解禁等]。

4. 解禁股份性质：[首发前已发行股份/限售股份]。

5. 解禁股东：[涉及解禁的股东名称及持股比例]。

二、解禁后股份流通情况1. 解禁后，本公司股份总数为[公司总股本]股。

2. 解禁后，公司流通股份为[解禁后流通股份]股，占公司总股本的[解禁后流通股份占总股本比例]%。

3. 解禁后，公司非流通股份为[解禁后非流通股份]股，占公司总股本的[解禁后非流通股份占总股本比例]%。

三、解禁后公司股权结构变化1. 解禁后，公司第一大股东为[第一大股东名称]，持股比例为[第一大股东持股比例]%。

2. 解禁后，公司前十大股东持股情况如下：（1）[股东名称]，持股比例为[持股比例]%；（2）[股东名称]，持股比例为[持股比例]%；（3）[股东名称]，持股比例为[持股比例]%；...（10）[股东名称]，持股比例为[持股比例]%。

四、风险提示1. 本公司股票解禁后，可能对本公司股价产生一定影响，敬请投资者关注市场风险。

2. 解禁股份的流通可能会对本公司股权结构、经营业绩等产生影响，敬请投资者关注。

3. 本公告内容仅供参考，不构成任何投资建议。

投资者在作出投资决策前，请仔细阅读本公司发布的其他公告，并关注市场动态。

五、联系方式1. 联系人：[联系人姓名]2. 联系电话：[联系电话]3. 电子邮箱：[电子邮箱]敬请广大股东予以关注，并相互转告。

特此公告。

Stock Code: 000055, 200055 Stock ID: Fangda Group, Fangda B Announcement No. 2011-20China Fangda Group Co., Ltd. Announcement on Releasing of Restricted A Stocks PrivatelyIssued in Year 2009The members of the Board and the Company acknowledge being responsible for the truthfulness, accuracy, and completeness of the announcement. Not any false record, misleading statement or significant omission carried in this announcement.Summary1. Number of restricted A stocks released this time will be 71,917,800, count for 9.50% of the total capital shares of the Company2. These A stocks will become negotiable in the market since Friday, July 15, 2011.I. Particulars about the A stocks privately issued in 2009 and the capital shares On May 26, 2010, according to document titled “Approval letter to China Fangda Group Co., Ltd. for application of private issuing of stocks” 证监许可[2010]720 号issued by China Securities Regulatory Commission, the Company issued 47,945,200 A stocks privately to six investors. The newly issued shares were listed in Shenzhen Stock Exchange on July 15, 2010. Thereafter the Company’s capital share was increased to 504,606,604 shares. According to the relative provisions of “Administration Rules of Securities Issuing by PLCs”, the newly issued A stocks were restricted to sale in a statutory period, namely the 47,945,200 shares subscribed by the six investors were restricted to sale in 12 months since July 15, 2010. Details of the subscribers, prices, amount, and period of restriction are as the followings:No. Name of the subscriberPrice ofissuing (RMB)Amount of sharesplaced (shares)Trade restrictionperiod1 Tieling Xinxin CopperIndustry Co., Ltd.7.30 11,200,000 12 months2 Shi Baozhong 7.30 7,000,000 12 months3 Zhang Xu 7.30 7,000,000 12 months4 Zhongrong InternationalTrust Co., Ltd.7.30 7,000,000 12 months5 Chen Binblin 7.30 10,000,000 12 months6 Shen Cangqiong 7.30 5,745,200 12 monthsTotal 47,945,200Note: For details of above please see the related announcements released on Securities Times, China Securities Journal, Shanghai Securities Daily, and Hong KongCommercial Daily (English), and dated July 14, 2010. The “Proposal of profit distribution and capitalizing of common reserves of year 2010” was adopted at the Shareholders’ Annual Meeting 2010 held on Ma rch 25, 2011. The common reserves were capitalized on 5 to 10 basis toward the capital shares of 504,606,604 as of December 31, 2010. Upon completion of this, theCompany’s capital shares were increased to 756,909,905 shares. The followings are the details of the changes in shareholding position of the subscribers of above privately issued A shares:No. Name of the subscriberAmount of shares after the capitalizingof common reserves (shares)Traderestrictionperiod1 Tieling Xinxin Copper IndustryCo., Ltd.16,800,00012 months 2 Shi Baozhong 10,500,000 12 months 3 Zhang Xu 10,500,000 12 months 4 Zhongrong International TrustCo., Ltd. 10,500,00012 months 5 Chen Binblin 15,000,000 12 months 6 Shen Cangqiong 8,617,800 12 monthsTotal71,917,800II. Arrangement of the releasing1. These A stocks will become negotiable in the market since Friday, July 15, 2011.2. Number of restricted A stocks released this time will be 71,917,800, count for9.50% of the total capital shares of the Company 3. Particulars about the releasing and listingNo.Name of the holders of conditional shares Amount of restricted shares held (shares) Amount of shares to be released (shares)Proportion of shares to be released in unrestricted shares (%) Proportion ofshares to bereleased in totalcapital shares (%) Date torelease1 Tieling XinxinCopper Industry Co., Ltd.16,800,00016,800,000 2.45 2.22 Jul 15 20112 Shi Baozhong 10,500,000 10,500,000 1.53 1.39 3 Zhang Xu 10,500,00010,500,000 1.53 1.39 4 Zhongrong International Trust Co., Ltd.10,500,00010,500,000 1.53 1.39 5 Chen Binblin 15,000,000 15,000,000 2.19 1.98 6 Shen Cangqiong 8,617,800 8,617,800 1.26 1.14Total 71,917,80071,917,80010.509.50III. Change in shareholding structure of the CompanyShare categoriesBefore the releasingChanged thistimeAfter the releasing Amount ofsharesProportionAmount ofsharesProportionI. Shares restricted to sale1. State-owned shares2. State-owned legalperson shares3. Domestic non-statelegal person shares27,300,000 3.61% -27,300,0004. Natural person shares 44,617,8005.89% -44,617,8005. Overseas legal personshares6. Overseas natural personshares7. Executive shares 104,442 0.01% 104,442 0.01% Total of conditional shares 72,022,242 9.51% -71,917,800 104,442 0.01% II. Shares without tradinglimited conditions1. Common shares inRMB348,936,475 46.10% 71,917,800 420,854,275 55.60% 2. Foreign shares indomestic market335,951,188 44.39% 335,951,188 44.39% 3. Foreign shares inoverseas market4. OthersTotal of unconditionalshares684,887,663 90.49% 71,917,800 756,805,463 99.99% III. Total of capital shares 756,909,905 100.00% 756,909,905 100.00% IV. Commitments made by the subscribers of restricted A stocks and keeping of faithAt subscribing of the A stocks mentioned above, all of the six subscribers committed: to freeze the shares subscribed in 12 months since the date of issuing.No such shares were traded or transferred by any of the six subscribers occurred up to the date of this announcement, therefore no breaking of faith occurred in the period. V. None of the holders of A stocks to be released is any of the holding shareholder or substantial controller of the Company. None of them is involved in non-operational adoption of capital of the Company or receiving of illegal guarantees from the Company.VI. Documents for reference1. Application form for releasing of restricted stocks;2. Statement of shareholding structure and details of restricted stocks;The above is for the attention of the shareholders.The Board of Directors of China Fangda Group Co., Ltd.July 12 2011。