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语言学第四章要点(2011-10-11 21:15:48)说明：本章要点参考了多本教材，其中的X-bar theory, Universal Grammar, merger and move等部分仅供考研的同学参考。
其他同学不做要求。
第四章Syntax句法学1.Syntax定义is a subfield of linguistics that studies the sentence structure of language. Sentences are structured according to particular arrangement of words.2、Syntax as a system of rules. as a major component of grammar, syntax consists of a set of abstract rules that allow words to be combined with other words to form grammatical sentences3、Sentence structureSubject all language have ways of referring to some entity, such as a person , a place, a thing, an idea, or an event, this referring expression is grammatically called subject. A subject may be a noun or a noun phrase in a sentence that usually precedes the predicate.2.Type of sentence英语的句子中的三种基本类型是什么？Traditionally, three major types of sentences are distinguished. They are simple sentence, coordinate or compound sentence and complex sentence.A simple sentence consists of a single clause which contains a subject and a predicate and stands alone as its own sentence. For example, ① John reads extensively. the sentences contains a single clause and can stand structurally independent.A coordinate sentence并列句 contains two clauses joined by a linking word called coordinat ing conjunction, such as “and”, “but”, “or”. The two clauses in a coordinate sentence are structurally equal parts of the sentence; neither is subordinate to the other. For example, ③ John is reading a linguistic book, and Mary is preparing for her history exam.A complex sentence contains two or more clauses, one of which is incorporated into the other. The two clauses in a complex sentence have unequal status, one subordinating the other. The incorporated, or subordinate, clause is normally called an embedded clause子句, and the clause into which it is embedded is called a matrix sentence主句. For example, ⑤ Mary told Jane [that John liked linguistics]. In the above examples, the clauses in the square brackets are embedded clauses. Theyare subordinate to the clauses outside the brackets which are called matrix clauses.A complex sentence的特征：Some conclusions can be drawn from the complex sentence.1、an embedded clause functions as a grammatical unit in its matrix clause.2.most embedded clauses require an introductory word called a subordinator, such as “that”,” if ”.3.an embedded clause may not function as a grammatically well-formed sentence if it stands independently as a simple sentence unless it form changes.3、linearly- and hierarchically-structured.(线形结构和层次结构Language is a highly structured system of communication. Sentences are not formed by randomly(随意)combining lexical items, but by following a set of syntactic rules that arrange linguistic elements in a particular order to make a string of words not only meaningful but also linearly- and hierarchically-structured.(线形结构和层次结构)Hierarchical structure: the sentence structure that groups words into structural constituents and shows the syntactic categories of each structural constituent, such as NP and VP.5、Syntactic categories:句法类型1.lexical categories词类 (four major lexical categories and six minor lexical categories)2. Phrasal categories 短语类(lexical items have certain combinational properties that allow them to combine with words of different categories to form phrase. NP VP PP AP)6、Grammatical relations(语法关系) The structural and logical relations of constituents are called grammatical relations. It concerns the way each noun phrase in the sentence relates to the verb. (who does what do whom). Structural vs. logical subject, object. (**)7、Combinational rules组合规则1、Phrase structural rules The combinational pattern in a linear formula may be called a phrase structural rule, or rewrite rule. It allows us to better understand how words and phrases form sentences, and so on.2、Syntactic movement and movement rules Syntactic movement occurs whena constituent in a sentence moves out of its original place to a new position, the sentence involving which cannot be described by phrase structure rules. It was governed by transformational rules, the operationof which may change the syntactic representation of a sentence (句法的表达方式).3、什么是X-标杆理论?X-bar theory is a general and highly abstract schema that collapses all phrasal structure rules into a single format: X″→ (Spec) X (Compl). In this format, Spec stands for specifier while Compl stands for complement. This theory is capable of reducing the redundancies of individual phrasal structure rules and may well capture certain basic properties shared by all phrasal categories, i.e. NP, VP, AP, PP, across the languages of the world.4、Syntactic movement and movement rulesSyntactic movement occurs when a constituent in a sentence moves out of its original place to a new position, the sentence involving which cannot be described by phrase structure rules. It was governed by transformational rules, the operation of which may change the syntactic representation of a sentence (句法的表达方式).1 NP-movement and WH-movementNP-movement occurs when, for example, a sentence changes from the active voice to the passive voice (postpose, prepose).WH-movement is obligatory in English. It changes a sentence from affirmative to interrogative.2 Other types of movementAUX-movement (auxiliary)3 D-structure and S-structureThe syntactic component of the grammar:Phrase Structure Rules + the Lexicon (词汇)（generate）―――D-structure (deep structure) ―――Movement Rules （ transform）―――― S-structure (Surface structure) A sentence may not look different when it is at different syntactic levels. Since syntactic movement does not occur to all sentences, the D-structure and S-structure of some sentences look exactly the same at different levels of representation.4 Moreα-a general movement ruleThere is a general movement rule accounting for the syntactic behavior of any constituent movement, called Moveα(or Move Alpha), which means “move any constituent to any place”. The problem is Moveαis too powerful and the grammar should include some conditions which will restrain this power and stimulate tha t only “certain constituents” move to “certain positions”.7、Toward a theory of universal grammarSince early 1980s, Noam Chomsky and other generative linguists proposed and developed a theory of universal grammar (UG) known as the principles and parameters theory. According to Chomsky, UG is a system of linguistic knowledge and a human species-specific gift, which exists in the mind or brain of a normal human being. According to principles-and-parameters framework, UG consists of a set of general conditions, or general principles, that generate phrases and at the same time restrain the power of Moveα, thus preventing this rule from applying in certain cases. UG also contains a set of parameters that allow general principles to operate in certain ways, according to which particular grammar of natural languages vary。
Chapter 4 Syntax 句法学1．W hat is Syntax?Syntax studies the sentence structure of language. The term syntax came originally from Greek. It literally meant arrangement. It means that sentences are structured according to a particular arrangement of words. Well-arranged sentences are considered grammatical sentences. Grammatical sentences are formed following a set of syntactic rules.句法学研究语言的句子结构。
该术语来自希腊语，字意是排列。
句子是根据一种特定的排列词的方式构成的。
排列正确的句子被认为是合乎语法的句子。
合乎语法的句子是根据一套句法规则构成的。
句法是一个规则系统。
2. Syntax as a system of rules 句法是规则系统Syntax consists of a set of abstract rules that allow words to be combined with other words to form grammatical sentences. A sentence is considered grammatical when it is in agreement with the grammatical knowledge in the mind of native speakers. Universally found in the grammars f all human languages, syntactic rules comprise the system of internalized linguistic knowledge of a language speaker known as linguistic competence.The syntactic rules of any language are finite in number, and yet there is no limit to the number of sentences native speakers of that language are able to produce and comprehend.句法是一个由一套数量有限的抽象规则组成的系统，句子由单词组合而成。
句法（syntax）这个单词，来自希腊语，由两个语素构成：﹛syn﹜和﹛tax﹜。
﹛syn﹜的意思是"一起、共同"，﹛tax﹜的意思是"安排、排列"，因此syntax本来是"排列在一起"或"组合"的意思。
在语言学上，它是指研究语言中词组合成句子的支配规则，或者简单地说，是研究句子的构造。
因为通常认为句子是语言中最大的语法单位，所以句法长期以来是语法研究的核心。
不同的语言学理论首先体现在对句子结构的不同处理上。
这一章我们将介绍一些有代表性的句法学派。
4.1 传统学派传统认为句子是词的序列。
因此句子构造的研究涉及了对词的大量研究，例如，词类是对词进行的分类，主语、谓语是对词功能的描写，等等。
这些词类和功能有时叫做范畴。
但是"范畴"这个术语，更专门用于表示像名词、动词这些单位的特性。
例如：常说名词有数、性、格的范畴，动词有时、体、态的范畴。
在这里，我们将简要地讨论以上一些范畴。
名词、动词、形容词等形式在有关范畴中的相互关系将在"一致关系和支配关系"中讨论。
4.1.1 数、性、格4.1.2 时和体4.1.3 一致关系和支配关系4.1.1 数、性、格数（number），主要是名词和代词的范畴，如：a book（一本书）；some books（一些书）；I（我），we（我们）；he（他），they（他们）。
英语动词也反映了数的范畴，如：He speaks English.（他说英语）；They speak English.（他们说英语）。
在法语等语言中，形容词和冠词也有数的变化，如：le cheval royal，les chevaux royaux。
数一般有两种：单数和复数。
但是在古希腊语、阿拉伯语等语言中，还有第三种数：双数，类似于英语中的both（双方，两者）。
斐济群岛语还有第四种数：三数。
