M a n a g e m e n t S y s t e m C e r t i f i c a t i o n
A u d i t S u m m a r y R e p o r t
管理体系认证审核总结报告
Organization: 公司名称 Shanghai Nanzi Science and Technology Co., Ltd./ Nanzi Electric Power Automation
System Co., Ltd.
上海南自科技股份有限公司/上海南自电力自动化系统上海南自电力自动化系统有限公司有限公司
Address: 公司地址 Building 26, Universal Software Park, No. 879, Zhongjiang Road, Shanghai, P.R. China 中国上海市中江路879弄天地软件园26号楼 Standard(s): 审核标准
ISO9001:2008
Accreditation Body(s): UKAS 认可机构
Representative: 公司代表 Mr. Xu Hao 徐浩 先生 Site(s) audited: 审核地点 Same as address 同上 Date(s) of audit(s): 审核日期 Mar. 1, 2012 2012年3月1日 EAC Code: EAC 代码 19
NACE Code: NACE 代码 31.20
Lead auditor: 审核组长
Ms. Holly Chen 陈虹 女士 Additional team member(s): 审核组其他成员
Mr. Neil Lin (T/L) 林俊国 先生 This report is confidential and distribution is limited to the audit team, client representative and the SGS office.
这份报告是保密的这份报告是保密的，，派发仅限于审核组派发仅限于审核组，，客户代表和SGS 办公室办公室。。
1. Audit objectives 审核目的
The objectives of this audit were: 本次审核目的是：
to confirm that the management system conforms with all the requirements of the audit standard;
确认管理体系符合审核标准的所有要求；
to confirm that the organization has effectively implemented the planned management system; 确认组织有效地策划并实施管理体系；
to confirm that the management system is capable of achieving the organization’s policy objectives. 确认管理体系能够达成组织的方针目标。
2. Scope of certification 认证范围
Design, manufacture, installation management of electric power automation control systems 电力自动化控制系统的设计电力自动化控制系统的设计、、生产生产、、安装管理
Has this scope been amended as a result of this audit? Yes 是 No 否 本次审核确认范围是否更改？
This is a multi-site audit and an Appendix listing all relevant sites and/or remote
locations has been established (attached) and agreed with the client
这是一个多现场审核，已建立一份附加的清单以列出所有相关现场和/或远程场
所，并经客户确认。
Yes 是No 否
3. Current audit findings and conclusions 本次审核发现点及结论
The audit team conducted a process-based audit focusing on significant aspects/risks/objectives required by the standard(s). The audit methods used were interviews, observation of activities and review of documentation and records.
审核组完成了基于过程的审核，关注审核标准所要求的重要因素/风险/目标。所采用的审核方法包括面谈，观察活动及评审文件和记录。
The structure of the audit was in accordance with the audit plan and audit planning matrix included as annexes to this summary report.
审核的安排依据本份报告所附的审核计划及审核策划矩阵图。
The audit team concludes that the organization has has not established and maintained its management system in line with the requirements of the standard and demonstrated the ability of the system to systematically achieve agreed requirements for products or services within the scope and the organization’s policy and objectives.
审核组结论为该组织已未根据审核标准要求建立和实施管理体系，并展示了有系统地达成认证范围内产品或服务所承诺的要求和达成组织方针目标的系统能力。
Number of nonconformities identified: 识别的不符合项数量0 Major
严重
0 Minor
轻微
Therefore the audit team recommends that, based on the results of this audit and the system’s demonstrated state of development and maturity, management system certification be:
根据本次审核结果和体系所展现出的发展和成熟的状态，审核组建议管理体系认证结果为： Granted 推荐发证 / Continued 证书继续有效/ Withheld 终止 / Suspended until satisfactory corrective action is completed. 暂停直至采取了有效的纠正措施
4. Previous Audit Results 上一次审核结果
The results of the last audit of this system have been reviewed, in particular to assure appropriate correction and corrective action has been implemented to address any nonconformity identified. This review has concluded that:
已对上一次审核结果进行了评审，特别是确保对所提出的不符合项已采取适当的纠正措施。评审结论为： Any nonconformity identified during previous audits has been corrected and the corrective action continues to be effective. (Refer to Section 6 for details)
上一次审核提出的不符合项已被纠正，并且纠正措施是持续有效的。 (详细信息参考第六部分) The management system has not adequately addressed nonconformity identified during previous audit activities and the specific issue has been re-defined in the nonconformity section of this report.
管理体系对于上一次审核提出的不符合项没有充分地解决，这一问题在本次审核报告的不符合项部分已被再次提出。
5. Audit Findings 审核发现点
