(完整word版)英语语言学概论--整理

Chapter 1 Introduction语言学的定义：Linguistics is generally defined as the scientific study of language.问题：How do you interpret the following definition of linguistics: Linguistics is the scientific study of language?→It is a scientific study because it is based on the systematic investigation of linguistic data, conducted with reference to some general theory of language structure.What the linguist has to do “first, then, but”:①to observe and collect language facts and generalizations are made about them.②to formulate some hypotheses about the language structure.③to check the hypotheses thus formed repeatedly against the observed facts to fully prove their validity.The study of language as a whole is often called general linguistics. (普通语言学)问题: What are the major branches of linguistics? What does each of them study?→phonetics（语音学）→the study of sounds→phonology（音位学）→study how sounds are put together and used to convey meaning→morphology（形态学）→study the way in which symbols or morphemes are arranged and combined to form words.→syntax（句法学）→the study of rules of forming sentences →semantics（语义学）→the study of meaning→pragmatics（语用学）→ the context of language use Sociolinguistics（社会语言学）：The studies of all these social aspects of language and its relation with society form the core of the branch.Psycholinguistics（语言心理学）：Relate the study of language to psychologyApplied linguistics（应用语言学）：In a narrow sense it refers to the application of linguistic theories and principles to language teaching, especially the teaching of foreign and second languages.Some important distinctions in linguistics:①prescriptive（规定性）/descriptive（描写性）②synchronic（共时）/diachronic（历时）③speech（口语）/writing（书面语）④langue（语言）/parole（言语）（the Swiss linguist F. de Saussure ——Course in General Linguistics）⑤competence（语言能力）/performance（语言应用）（the American linguist N. Chomsky）⑥traditional grammar （传统语法）/modern linguistics（现代语言学）问题：in what basic ways does modern linguistics differ from traditional grammar?①linguistics is descriptive while traditional grammar is prescriptive.②modern linguistics regards the spoken language as primary, not the written.③modern linguistics does not force languages into a Latin-based framework.问题：Is modern linguistics mainly synchronic or diachronic? Why?In modern linguistics, a synchronic (不考虑历史演进的, 限于一时的) approach seems to enjoy priority over a diachronic (探求现象变化的, 历时的) one.Because it is believed that unless the various states of a language in different historical periods are successfully studied, it would be difficult to describe the changes that have taken place in its historical development.Synchronic descriptions are often thought of as being descriptions of language in its current existence, and most linguistic studies are of this type.问题：For what reasons does modern linguistics give priority to speech rather than to writing?From the point of view of linguistic evolution, speech is prior to writing. The writing system of any language is always “invented”by its users to record speech when the need arises. Even in today’s world there are still many languages that can only be spoken but not written. Then in everyday communication, speech plays a greater role than writing in terms of the amount of information conveyed.Spoken language reveals more true features of human speech while written language is only the “revised”record of speech. And linguists’data for investigation and analysis are mostly drawn from everyday speech, which they regarded as authentic.语言的定义：Language is a system of arbitrary vocal symbols used for human communication.Design features of language（7个识别特征）①arbitrariness 任意性（at the syntactic level）②productivity 能产性，创造性Secondary units（底层结构 sounds）③duality 双层性Primary units （上层结构 units of meaning）④displacement 不受时空限制性（handle generalization and abstraction）⑤cultural transmission 文化传递性⑥interchangeability 互换性⑦convention 约定性Functions of language：三大主要功能：The descriptive functionThe expressive functionThe social functionRoman Jacobson（6种首要因素，结构主义语言学家）①speaker addresser→emotive 感情功能②addressee→conative 意动功能③context→referential所指功能④message→poetic 诗学功能⑤contact→phatic communion交感功能⑥code→metalinguistic 元语言功能Other functions:①phatic function 问候功能②informative f. 信息功能③interrogative f. 询问功能④expressive f. 表达功能⑤evocative f. 感染功能⑥directive f. 指令功能⑦performative f. 行使（权力）功能M.A.K. Halliday①ideational②interpersonal（indicate/establish/maintain/social relationships）③textual问题：How is Saussure’s distinction between langue and parole similar to Chomsky’s distinction between competence and performance?The distinction between langue and parole was made by Saussure, langue is abstract; it is not the language people actually use. Parole is concrete; it refers to the naturally occurring language events. Langue is relatively stable; it does not change frequently, while parole varies from people to people, and from situation to situation.The distinction between competence and performance proposed by the American linguists Chomsky, competence is a deal user’s knowledge of the rules of his language, and the performance is the actual realization of this knowledge in linguisticcommunication. Imperfect performance is caused by social and psychological factors.Saussure makes this distinction in order to single out one aspect of language for serious study. In his opinion, parole is simple a mass of linguistic facts, too varied confusing for systematic investigation, and that linguistics should do is to abstract langue from parole, i.e., to discover the regularities governing the actual use of language and make them the subjects of study of linguistics.Similar to Saussure, Chomsky thinks what linguists should study is the ideal speaker’s competence, not his performance, which is too haphazard to be studied.问题：What are the main features of human language that have been specified by C. Hockett to show that it is essentially different from animal communication system?①arbitrariness 任意性（at the syntactic level）②productivity 能产性，创造性Secondary units（底层结构 sounds）③duality 双层性Primary units （上层结构 units of meaning）④displacement 不受时空限制性（handle generalization andabstraction）⑤cultural transmission 文化传递性⑥interchangeability 互换性⑦convention 约定性Chapter 2 PhonologyPhonetics: （语音学）①the study of the phonic medium of language②look at speech sounds from 3 distinct but related points of view.Ⅰstudy the sounds from the speaker’s point of view→articulatory phonetics（发音语音学）Ⅱlook at the sounds from the hearer’s point of view→auditory phonetics（听觉语音学）Ⅲstudy the way sounds travel by looking at the sound waves →acoustic phonetics（声学语音学）③study how sounds are produced, transmitted and perceived. Organs of speech:⒈three important areas①The pharyngeal cavity→the throat② the oral cavity→the mouth③ the nasal cavity→the nose⒉The pharyngeal cavity→windpipe/glottis/larynx/vocalcords⒊the oral cavity→tongue/uvula/soft palate(velum)/hard palate/teeth ridge(alveolus)/teeth/lipsInternational Phonetic Alphabet （IPA）①diacritics 附加符号②broad transcription（宽式标音）→the transcription with letter-symbols only③narrow transcription（严式标音）→the transcription withletter-symbols together withthe diacriticsClassification of English speech sounds①two broad categories of speech sounds in English: Vowels/consonants②two ways to classify the English consonants: In terms ofmanner ofarticulationIn terms of place of articulation③In terms of manner of articulation:Stops/fricatives/affricates/liquids/nasals/glides④In terms of place of articulation:Bilabial/labiodental/dental/alveolar/palatal/velar/glottal⑤Classification of English vowels⒈criteria :（monophthongs）单元音The position of the tongue in the mouth: front/central/back The openness of the mouth: close vowels/semi-closevowels/semi-openvowels/open vowels The shape of the lips: unrounded/roundedThe length of the vowels: tense/lax⒉diphthongs 双元音/ ei // ai // au // əu // ɔi // iə //εə// uə /Phonology 音韵学，语音体系Difference of phonology and phonetics:①Phonetics is interested in all the speech sounds used in allhuman languages.②Phonology aims to discover how speech sounds in a languageform patterns and how these sounds are used to convey meaning in linguistic communication.Phone（音素）: A phone is a phonetic unit or segment. Phoneme（音位）: It is a phonological unit; it is a unit that is of distinctive value. It is an abstract unit. It is not any particular sound, but rather it is represented or realized by a certain phone in a certain phonetic context.Allophone（音位变体）: The different phones which can represent a phoneme in different phonetic environments are called the allophones of that phoneme.Phonemic contrast（音位对立）Complementary distribution（音位变体的互补分布）Minimal pairs（最小对立体）：含音位的单词的全部音标Minimal set（最小对立集）：is used to find the important sounds in language.Phonological Analysis（音位分析）Principle: certain sounds cause changes in the meaning of a word or phase, whereas other sounds do not.Phonetically similar sounds:描述音位关系Free variants: 音位的自由变体The difference of pronouncing a sound caused by dialect, habit, individual difference or regional differences instead of by any distribution rule.Some rules in phonology①sequential rules: 序列规则If a word begins with a / l / or a / r /, then the next sound must be a vowel.If three consonants should cluster together at the beginning of a word, the combination should obey the following three rules:The first phoneme must be / s /The second phoneme must be / p / / t / / k /The third phoneme must be / l // r // w /②assimilation rule:同化规则③deletion rule：省略规则Suprasegmental features 超音段特征≠超音段（比音位更大的语言单位）①stress（单词，句子层面）：the location of stress in English distinguishes meaning.Syllable音节：A syllable nucleus (often a vowel) with optional initial and final margins (often consonants)单音节词多音节词英语单词都有重读音位学中，单词由音节构成，音节由音位构成。

Chapter 6 Syntax 句法学6.1 Syntax：definition 定义Syntax is a study of sentences:sentence structure and formation 句法学就是对句子的学习。

Syntax can be defined as the branch of linguistics that studies how the words of a lang uage can be combined to make larger units, such as phrases, clauses and sentences.语法可以被定义为语言学的分支研究语言的词汇如何被合并成更大的单位,比如短语和句子,从句。

It studies the interrelationships between elements of the sentence structure and the rul es governing the production of sentences.它研究句子中各种成分之间的关系。

句法研究语言的句子结构。

Finite(有限的)number of words and small set of rules can create infinite number of sentences.有限的单词和少量规则能创造无穷尽的句子。

Syntactic knowledge: the intuition of a native speaker about how words are combined to be phrases and and how phrases are combined into sentences.句法知识:说话者用直觉知道母语词汇如何结合成词组和短语如何组合成的句子。

6.2 Grammar，syntax and morphology 语法、句法学和形态学Grammar ：“the knowledge and study of the morphological and syntactic regularities of a natural language. ”It excludes phonetics, phonology, semantics.语法是关于自然语言形态规则和句法规则的知识和研究。

Chapter 1 Language语言1. Design feature (识别特征) refers to the defining properties of human language that distinguish it from any animal system of communication.2. Productivity(能产性) refers to the ability that people have in making and comprehending indefinitely large quantities of sentences in theirnative language.3. arbitrariness (任意性) Arbitrariness refers to the phenomenon that there is no motivated relationship between a linguistic form and itsmeaning.4. symbol (符号) Symbol refers to something such as an object, word, or sound that represents something else by association or convention.5. discreteness (离散性) Discreteness refers to the phenomenon that the sounds in a language are meaningfully distinct.6. displacement (不受时空限制的特性) Displacement refers to the fact that human language can be used to talk about things that are not in theimmediate situations of its users.7. duality of structure (结构二重性) The organization of language into two levels, one of sounds, the other of meaning, is known as duality ofstructure.8. culture transmission (文化传播) Culture transmission refers to the fact that language is passed on from one generation to the next throughteaching and learning, rather than by inheritance.9. interchangeability (互换性) Interchangeability means that any human being can be both a producer and a receiver of messages.1. ★What is language?Language is a system of arbitrary vocal symbols used for human communication. This definition has captured the main features of language.First, language is a system.Second, language is arbitrary in the sense.The third feature of language is symbolic nature.2. ★What are the design features of language?Language has seven design features as following:1) Productivity.2) Discreteness.3) Displacement4) Arbitrariness.5) Cultural transmission6) Duality of structure.7) Interchangeability.3. Why do we say language is a system?Because elements of language are combined according to rules, and every language contains a set of rules. By system, the recurring patterns or arrangements or the particular ways or designs in which a language operates. And the sounds, the words and the sentences are used in fixed patterns that speaker of a language can understand each other.4. ★ (Function of language.) According to Halliday, what are the initial functions of children’s language? And what are the threefunctional components of adult language?I. Halliday uses the following terms to refer to the initial functions of children’s language:1) Instrumental function. 工具功能2) Regulatory function. 调节功能3) Representational function. 表现功能4) Interactional function. 互动功能5) Personal function. 自指性功能6) Heuristic function. 启发功能[osbQtq`kf`h]7) Imaginative function. 想象功能II. Adult language has three functional components as following:1) Interpersonal components. 人际2) Ideational components.概念3) Textual components.语篇1. general linguistics and descriptive linguistics (普通语言学与描写语言学) The former deals with language in general whereas the latter isconcerned with one particular language.2. synchronic linguistics and diachronic linguistics (共时语言学与历时语言学) Diachronic linguistics traces the historical development of thelanguage and records the changes that have taken place in it between successive points in time. And synchronic linguistics presents an account of language as it is at some particular point in time.3. theoretical linguistics and applied linguistics (理论语言学与应用语言学) The former copes with languages with a view to establishing atheory of their structures and functions whereas the latter is concerned with the application of the concepts and findings of linguistics to all sorts of practical tasks.4. microlinguistics and macrolinguistics(微观语言学与宏观语言学) The former studies only the structure of language system whereas thelatter deals with everything that is related to languages.5. langue and parole (语言与言语) The former refers to the abstract linguistics system shared by all the members of a speech communitywhereas the latter refers to the concrete act of speaking in actual situation by an individual speaker.6. competence and performance (语言能力与语言运用) The former is one’s knowledge of all the linguistic regulation systems whereas the latteris the use of language in concrete situation.7. speech and writing (口头语与书面语) Speech is the spoken form of language whereas writing is written codes, gives language new scope.8. linguistics behavior potential and actual linguistic behavior (语言行为潜势与实际语言行为) People actually says on a certain occasion to acertain person is actual linguistics behavior. And each of possible linguistic items that he could have said is linguistic behavior potential.9. syntagmatic relation and paradigmatic relation(横组合关系与纵聚合关系) The former describes the horizontal dimension of a languagewhile the latter describes the vertical dimension of a language.10. verbal communication and non-verbal communication(言语交际与非言语交际) Usual use of language as a means of transmittinginformation is called verbal communication. The ways we convey meaning without using language is called non-verbal communication.1. ★How does John Lyons classify linguistics?According to John Lyons, the field of linguistics as a whole can be divided into several subfields as following:1) General linguistics and descriptive linguistics.2) Synchronic linguistics and diachronic linguistics.3) Theoretical linguistics and applied linguistics.4) Microlinguistics and macrolinguistics.2. Explain the three principles by which the linguist is guided: consistency, adequacy and simplicity.1) Consistency means that there should be no contradictions between different parts of the theory and the description.2) Adequacy means that the theory must be broad enough in scope to offer significant generalizations.3) Simplicity requires us to be as brief and economic as possible.3. ★What are the sub-branches of linguistics within the language system?Within the language system there are six sub-branches as following:1) Phonetics. 语音学is a study of speech sounds of all human languages.2) Phonology. 音位学studies about the sounds and sound patterns of a speaker’s native language.3) Morphology. 形态学studies about how a word is formed.4) Syntax. 句法学studies about whether a sentence is grammatical or not.5) Semantics. 语义学studies about the meaning of language, including meaning of words and meaning of sentences.6) Pragmatics. 语用学★The scope of language: Linguistics is referred to as a scientific study of language.★The scientific process of linguistic study: It involves four stages: collecting data, forming a hypothesis, testing the hypothesis and drawing conclusions.1. articulatory phonetics(发音语音学) The study of how speech organs produce the sounds is called articulatory phonetics.2. acoustic phonetics (声学语音学) The study of the physical properties and of the transmission of speech sounds is called acoustic phonetics.3. auditory phonetics (听觉语音学) The study of the way hearers perceive speech sounds is called auditory phonetics.4. consonant (辅音) Consonant is a speech sound where the air form the language is either completely blocked, or partially blocked, or where theopening between the speech organs is so narrow that the air escapes with audible friction.5. vowel (元音) is defined as a speech sound in which the air from the lungs is not blocked in any way and is pronounced with vocal-cord vibration.6. bilabials (双唇音) Bilabials means that consonants for which the flow of air is stopped or restricted by the two lips. [p][b] [m] [w]7. affricates (塞擦音) The sound produced by stopping the airstream and then immediately releasing it slowly is called affricates. [t X] [d Y] [tr] [dr]8. glottis (声门) Glottis is the space between the vocal cords.9. rounded vowel (圆唇元音) Rounded vowel is defined as the vowel sound pronounced by the lips forming a circular opening. [u:] [u] [OB] [O]10. diphthongs (双元音) Diphthongs are produced by moving from one vowel position to another through intervening positions.[ei][ai][O i] [Q u][au]11. triphthongs(三合元音) Triphthongs are those which are produced by moving from one vowel position to another and then rapidly andcontinuously to a third one. [ei Q][ai Q][O i Q] [Q u Q][au Q]12. lax vowels (松元音) According to distinction of long and short vowels, vowels are classified tense vowels and lax vowels. All the long vowelsare tense vowels but of the short vowels,[e] is a tense vowel as well, and the rest short vowels are lax vowels.1. ★How are consonants classified in terms of different criteria?The consonants in English can be described in terms of four dimensions.1) The position of the soft palate.2) The presence or the absence of vocal-cord vibration.3) The place of articulation.4) The manner of articulation.2. ★How are vowels classified in terms of different criteria?Vowel sounds are differentiated by a number of factors.1) The state of the velum2) The position of the tongue.3) The openness of the mouth.4) The shape of the lips.5) The length of the vowels.6) The tension of the muscles at pharynx.3. ★What are the three sub-branches of phonetics? How do they differ from each other?Phonetics has three sub-branches as following:1) Articulatory phonetics is the study of how speech organs produce the sounds is called articulatory phonetics.2) Acoustic phonetics is the study of the physical properties and of the transmission of speech sounds is called acoustic phonetics.3) Auditory phonetics is the study of the way hearers perceive speech sounds is called auditory phonetics.4. ★What are the commonly used phonetic features for consonants and vowels respectively?I. The frequently used phonetic features for consonants include the following:1) Voiced.2) Nasal.3) Consonantal.4) Vocalic.5) Continuant.6) Anterior.7) Coronal.8) Aspirated.II. The most common phonetic features for vowels include the following:1) High.2) Low.3) Front.4) Back.5) Rounded.6) Tense.1. phonemes (音位) Phonemes are minimal distinctive units in the sound system of a language.2. allophones (音位变体) Allophones are the phonetic variants and realizations of a particular phoneme.3. phones (单音) The smallest identifiable phonetic unit found in a stream of speech is called a phone.4. minimal pair (最小对立体) Minimal pair means words which differ from each other only by one sound.5. contrastive distribution (对比分布) If two or more sounds can occur in the same environment and the substitution of one sound for anotherbrings about a change of meaning, they are said to be in contrastive distribution.6. complementary distribution(互补分布) If two or more sounds never appear in the same environment ,then they are said to be incomplementary distribution.7. free variation (自由变异) When two sounds can appear in the same environment and the substitution of one for the other does not cause anychange in meaning, then they are said to be in free variation.8. distinctive features (区别性特征) A distinctive feature is a feature which distinguishes one phoneme from another.9. suprasegmental features (超切分特征) The distinctive (phonological) features which apply to groups larger than the single segment are knownas suprasegmental features.10. tone languages (声调语言) Tone languages are those which use pitch to contrast meaning at word level.11. intonation languages (语调语言) Intonation languages are those which use pitch to distinguish meaning at phrase level or sentence level.12. juncture (连音) Juncture refers to the phonetic boundary features which may demarcate grammatical units.1. ★What are the differences between English phonetics and English phonology?1) Phonetics is the study of the production, perception, and physical properties of speech sounds, while phonology attempts to account forhow they are combined, organized, and convey meaning in particular languages.2) Phonetics is the study of the actual sounds while phonology is concerned with a more abstract description of speech sounds and tries todescribe the regularities of sound patterns.2. Give examples to illustrate the relationship between phonemes, phones and allophones.When we hear [pit],[tip],[spit],etc, the similar phones we have heard are /p/. And /p/ and /b/ are separate phonemes in English, while [ph] and [p] are allophones.3. How can we decide a minimal pair or a minimal set?A minimal pair should meet three conditions:1) The two forms are different in meaning.2) The two forms are different in one sound segment.3) The different sounds occur in the same position of the two strings.4. ★Use examples to explain the three types of distribution.1) Contrastive distribution. Sounds [m] in met and [n] in net are in contrastive distribution because substituting [m] for [n] will result in achange of meaning.2) Complementary distribution. The aspirated plosive [ph] and the unaspirated plosive [p] are in complementary distribution because theformer occurs either initially in a word or initially in a stressed syllable while the latter never occurs in such environments.3) Free variation. In English, the word “direct” may be pronounce in two ways: /di’rekt/ and /dia’rekt/, and the two different sounds /i/ and /ai/can be said to be in free variation.5. What’s the difference between segmental features and suprasegmental features? What are the suprasegmental features in English?I. 1) Distinctive features, which are used to distinguish one phoneme from another and thus have effect on one sound segment, are referred toas segmental features.2) The distinctive (phonological) features which apply to groups larger than the single segment are known as suprasegmental features.3) Suprasegmental features may have effect on more than one sound segment. They may apply to a string of several sounds.II.The main suprasegmental features include stress, tone, intonation and juncture.6. What’s the difference between tone languages and intonation language?Tone languages are those which use pitch to contrast meaning at word level while intonation languages are those which use pitch to distinguish meaning at phrase level or sentence level7. ★What’s the difference between phonetic transcriptions and phonemic transcriptions?The former was meant to symbolize all possible speech sounds, including even the most minute shades of pronunciation, while the latter was intended to indicate only those sounds capable of distinguishing one word from another in a given language.1. morphemes (语素) Morphemes are the minimal meaningful units in the grammatical system of a language.allomorphs (语素变体) Allomorphs are the realizations of a particular morpheme.morphs (形素) Morphs are the realizations of morphemes in general and are the actual forms used to realize morphemes.2. roots (词根) Roots is defined as the most important part of a word that carries the principal meaning.affixes (词缀) Affixes are morphemes that lexically depend on roots and do not convey the fundamental meaning of words.free morphemes (自由语素) Free morphemes are those which can exist as individual words.bound morphemes (粘着语素) Bound morphemes are those which cannot occur on their own as separate words.3. inflectional affixes (屈折词缀) refer to affixes that serve to indicate grammatical relations, but do not change its part of speech.derivational affixes (派生词缀) refer to affixes that are added to words in order to change its grammatical category or its meaning.4. empty morph (空语子) Empty morph means a morph which has form but no meaning.zero morph (零语子) Zero morph refers to a morph which has meaning but no form.5. IC Analysis (直接成分分析) IC analysis is the analysis to analyze a linguistic expression (both a word and a sentence) into a hierarchicallydefined series of constituents.6. immediate constituents(直接成分) A immediate constituent is any one of the largest grammatical units that constitute a construction.Immediate constituents are often further reducible.ultimate constituents (最后成分) Ultimate constituents are those grammatically irreducible units that constitute constructions.7. morphological rules (形态学规则) The principles that determine how morphemes are combined into new words are said to be morphologicalrules.8. word-formation process (构词法) Word-formation process mean the rule-governed processes of forming new words on the basis of alreadyexisting linguistic resources.1. ★What is IC Analysis?IC analysis is the analysis to analyze a linguistic expression (both a word and a sentence) into a hierarchically defined series of constituents.2. How are morphemes classified?1) Semantically speaking, morphemes are grouped into two categories: root morphemes and affixational morphemes.2) Structurally speaking, they are divided into two types: free morphemes and bound morphemes.3. ★Explain the interrelations between semantic and structural classifications of morphemes.a) All free morphemes are roots but not all roots are free morphemes.b) All affixes are bound morphemes, but not all bound morphemes are affixes.4. What’s the difference between an empty morph and a zero mor ph?a) Empty morph means a morph that has form but no meaning.b) Zero morph refers to a morph that has meaning but no form.5. Explain the differences between inflectional and derivational affixes in term of both function and position.a) Functionally:i.Inflectional affixes sever to mark grammatical relations and never create new words while derivational affixes can create new words.ii.Inflectional affixes do not cause a change in grammatical class while derivational affixes very often but not always cause a change in grammatical class.b) In term of position:i.Inflectional affixes are suffixes while derivational affixes can be suffixes or prefixes.ii.Inflectional affixes are always after derivational affixes if both are present. And derivational affixes are always before inflectional suffixes if both are present.6. What are morphological rules? Give at least four rules with examples.The principles that determine how morphemes are combined into new words are said to be morphological rules.For example:a) un- + adj. ->adj.b) Adj./n. + -ify ->v.c) V. + -able -> adj.d) Adj. + -ly -> adv.1. syntagmatic relations (横组关系) refer to the relationships between constituents in a construction.paradigmatic relations (纵聚合关系) refer to the relations between the linguistic elements within a sentence and those outside the sentence.hierarchical relations (等级关系) refer to relationships between any classification of linguistic units which recognizes a series of successively subordinate levels.2. IC Analysis (直接成分分析) is a kind of grammatical analysis, which make major divisions at any level within a syntactic construction.labeled IC Analysis(标记法直接成分分析) is a kind of grammatical analysis, which make major divisions at any level within a syntactic construction and label each constituent.phrase markers (短语标记法) is a kind of grammatical analysis, which make major divisions at any level within a syntactic construction, and label each constituent while remove all the linguistic forms.labeled bracketing (方括号标记法) is a kind of grammatical analysis, which is applied in representing the hierarchical structure of sentences by using brackets.3. constituency (成分关系)dependency (依存关系)4. surface structures (表层结构)refers to the mental representation of a linguistic expression, derived from deep structure by transformationalrules.deep structures (深层结构) deep structure of a linguistic expression is a theoretical construct that seeks to unify several related structures. 5. phrase structure rules (短语结构规则)are a way to describe a given language's syntax. They are used to break a natural language sentencedown into its constituent parts.6. transformational rules (转换规则)7. structural ambiguity (结构歧义)1. What are the differences between surface structure and deep structure?They are different from each other in four aspects:1) Surface structures correspond directly to the linear arrangements of sentences while deep structures correspond to the meaningful groupingof sentences.2) Surface structures are more concrete while deep structures are more abstract.3) Surface structures give the forms of sentences whereas deep structures give the meanings of sentences.4) Surface structures are pronounceable but deep structures are not.2. Illustrate the differences between PS rules and T-rules.1) PS rules frequently applied in generating deep structures.2) T-rules are used to transform deep structure into surface structures.3. What’s the order of generating sentences? Do we st art with surface structures or with deep structures? How differently are theygenerated?To generate a sentence, we always start with its deep structure, and then transform it into its corresponding surface structure.Deep structures are generated by phrase structure rules (PS rules) while surface structures are derived from their deep structures by transformational rules (T-rules).4. What’s the difference between a compulsory constituent and an optional one?Optional constituents may be present or absent while compulsory constituents must be present.5. What are the three syntactic relations? Illustrate them with examples.1) Syntagmatic relations2) Paradigmatic relations.3) Hierarchical relations.1. Lexical semantics (词汇语义学) is defined as the study of word meaning in language.2. Sense (意义) refers to the inherent meaning of the linguistic form.3. Reference (所指) means what a linguistic form refers to in the real world.4. Concept (概念) is the result of human cognition, reflecting the objective world in the human mind.5. Denotation (外延) is defined as the constant ,abstract, and basic meaning of a linguistic expression independent of context and situation.6. Connotation (内涵) refers to the emotional associations which are suggested by, or are part of the meaning of, a linguistic unit.7. Componential analysis (成分分析法) is the way to decompose the meaning of a word into its components.8. Semantic field (语义场) The vocabulary of a language is not simply a listing of independent items, but is organized into areas, within whichwords interrelate and define each other in various ways. The areas are semantic fields.9. Hyponymy (上下义关系) refers to the sense relation between a more general, more inclusive word and a more specific word.10. Synonymy (同义关系) refers to the sameness or close similarity of meaning.11. Antonymy (反义关系) refers to the oppositeness of meaning.12. Lexical ambiguity (词汇歧义)13. Polysemy (多义性) refers to the fact that the same one word may have more than one meaning.14. Homonymy (同音(同形)异义关系) refers to the phenomenon that words having different meanings have the same form.15. Sentence semantics (句子语义学) refers to the study of sentence meaning in language.1. What’s the criterion of John Lyons in classifying semantics into its sub-branches? And how does he classify semantics?In terms of whether it falls within the scope of linguistics, John Lyons distinguishes between linguistic semantics and non-linguistic semantics.According John Lyons, semantics is one of the sub-branches of linguistics; it is generally defined as the study of meaning.2. What are the essential factors for determining sentence meaning?1) Object, 2) concept, 3) symbol, 4) user, 5) context.3. What is the difference between the theory of componential analysis and the theory of semantic theory in defining meaning of words?4. What are the sense relations between sentences?1) S1 is synonymous with S2.2) S1 entails S2.3) S1 contradicts S2.4) S1 presupposes S2.5) S1 is a tautology, and therefore invariably true.6) S1 is a contradiction, and therefore invariably false.7) S1 is semantically anomalous.1. Speech act theory (言语行为理论)2. Cooperative principle and its maxims (合作原则及其准则)3. Politeness principle and its maxims (礼貌原则及其准则)4. Conversational implicature (会话含义)5. Indirect speech act (间接言语行为)6. Pragmatic presupposition (语用学预设)7. Relevance theory (关联理论)8. Illocutionary act (言外行为)9. (Horn’s) Q-Principle and R-Principle10. Perfrmative verbs (施为句动词)1. Make comments on the different definitions of pragmatics.2. What are the main types of deixis?3. Explain the statement: context is so indispen sable in fully understanding interpreting the speaker’s meaning.4. How are Austin’s and Searle’s speech act theories related to each other?5. What’s the relationship between CP and PP?6. What do you know about presupposition triggers in English? Explain them briefly with examples.7. What is ostensive-referential communication?8. Explain the obvious presupposition of speaker who say each of the following:1) When did you stop beating your wife?2) Where did Tom buy the watch?3) Your car is broken.9. What do you think of the fol lowing statement? “Tom participated in spreading rumors” entails “Tom engaged in spreading rumors”.Chapter 9 话语分析1. text(语篇) = discourse 语篇是指实际使用的语言单位，是一次交际过程中的一系列连续的话段或句子所构成的语言整体。

Chapter 4 Phonology(音位学)4.1 phonetics and phonology:语音学与音位学的区分Both phonetics and phonology are concerned with speech.语音学和音位学都士对语音的研究。

定义区别-Phonetics is a study of the production, perception and physical properties of speech sounds. 语音学是研究语音的生产、感知和物理性质的。

-Phonology studies how speech sounds are combined，organized，and convey meanings in particular languages.研究语音如何在在特定的语言中结合、组织和表达含义。

---Phonology is language-specific.it is the study of how sounds are organized and used in natural languages.音位学是特定于语言的。

它的研究对象是自然语言中的声音是如何组织和使用的。

---Phonetics is a study of speech sounds while phonology is a study of the sound syst em of a language.语音学是一个研究语音的然后音位学是研究一种语言的声音系统的学科。

4.2 Phonemes，phones and allophones 音位、音子、音位变体Different languages have different phonological systems.不同的语言有不同的语音系统。

定义：①Phones are the smallest identifiable phonetic unit or segment found in a stream of speech.音子就是在连续的发音中可辨认的最小语音单位或片段。

Chapter 1 Language语言1.★What is language?(ok)linguisticsymbol and what the symbol stands for. Itbecause words are associated with objects, actions, ideas etc. by nothing but2.★What are the design features of language? (ok)Design feature (识别特征) refers to the defining properties of human language that distinguish it from any animal system of communication(Charles Hockett). They are arbitrariness, duality, productivity, displacement, cultural transmission and interchangeability.3.What are the design features of language? （具体）I.Productivity (能产性) refers to the ability that people have in making and comprehendingindefinitely large quantities of sentences in their native language，including sentencesthey never heard before, but that are appropriate to the speaking situation. No one hasever said or heard “A red-eyed elephant is dancing on the small hotel bed with an Africangibbon”, but he can say it when necessary, and he can understa nd it in right register.Different from artistic creativity, though, productivity never goes outside the language,thus also called “rule-bound creativity” (by N.Chomsky).II.arbitrariness (任意性) （核心）Arbitrariness refers to the phenomenon that there is no motivated relationship between a linguistic form and its meaning. By “arbitrariness”, wemean there is no logical connection between meanings and sounds (see I .1). A dog mightbe a pig if only the first person or group of persons had used it for a pig. Language istherefore largely arbitrary. But language is not absolutely seem to be somesound-meaning association, if we think of echo words, like “bang”, “crash”, “roar”, whichare motivated in a certain sense. Secondly, some compounds (words compounded to beone word) are not entirely arbitrary either. “Type” and “write” are opaque or unmotivatedwords, while “type-writer” is less so, or more transparent or motivated than the wordsthat make it. So we can say “arbitrariness” is a matter of degree.III.（symbol (符号) Symbol refers to something such as an object, word, or sound that represents something else by association or convention.）IV.discreteness(离散性) Discreteness refers to the phenomenon that the sounds in a language are meaningfully distinct.V.displacement (不受时空限制的特性) “Displacement”, as one of the design features of the human language, refers to the fact that one can talk about things that are not present, aseasily as he does things present. In other words, one can refer to real and unreal things,things of the past, of the present, of the future. Language itself can be talked about too.When a man, for example, is crying to a woman, about something, it might be somethingthat had occurred, or something that is occurring, or something that is to occur. When adog is barking, however, you can decide it is barking for something or at someone thatexists now and there. It couldn’t be bow wowing sorrowfully for dome lost love or a boneto be lost. The bee’s system, nonetheless, has a small share of “displacement”, but it is anunspeakable tiny share.VI.duality of structure (结构二重性) Linguists refer “duality” (of structure) to the fact that in all languages so far investigated, one finds two levels of structure or patterning. At thefirst, higher level, language is analyzed in terms of combinations of meaningful units(such as morphemes, words etc.); at the second, lower level, it is seen as a sequence ofsegments which lack any meaning in themselves, but which combine to form units ofmeaning. According to Hu Zhanglin et al. (p.6), language is a system of two sets ofstructures, one of sounds and the other of meaning. This is important for the workings oflanguage. A small number of semantic units (words), and these units of meaning can bearranged and rearranged into an infinite number of sentences (note that we havedictionaries of words, but no dictionary of sentences!). Duality makes it possible for aperson to talk about anything within his knowledge. No animal communication systemenjoys this duality, or even approaches this honor.VII.culture transmission (文化传播) Culture transmission refers to the fact that language is passed on from one generation to the next through teaching and learning, rather thanby inheritance. This means that language is not biologically transmitted from generationto generation, but that the details of the linguistic system must be learned anew by eachspeaker. It is true that the capacity for language in human beings (N. Chomsky called it“language acquisition device”, or LAD) has a genetic basis, but the particular language aperso n learns to speak is a cultural one other than a genetic one like the dog’s barkingsystem. If a human being is brought up in isolation he cannot acquire language. The WolfChild reared by the pack of wolves turned out to speak the wolf’s roaring “tongue” whenhe was saved. He learned thereafter, with no small difficulty, the ABC of a certain humanlanguage.VIII.interchangeability (互换性) Interchangeability means that any human being can be both a producer and a receiver of messages. (1) Interchangeability means that anyhuman being can be both a producer and a receiver of messages. We can say, and onother occasions can receive and understand, for example, “Please do something to makeme happy.” Though some people (including me) suggest that there is sex differe ntiationin the actual language use, in other words, men and women may say different things, yetin principle there is no sound, or word or sentence that a man can utter and a womancannot, or vice versa. On the other hand, a person can be the speaker while the otherperson is the listener and as the turn moves on to the listener, he can be the speaker andthe first speaker is to listen. It is turn-taking that makes social communication possibleand acceptable.(2) Some male birds, however, utter some calls, which females do not (or cannot?), andcertain kinds of fish have similar haps mentionable. When a dog barks, all the neighboringdogs bark. Then people around can hardly tell which dog (dogs) is (are0 “speaking” andwhich listening.4.Why do we say language is a system?Because elements of language are combined according to rules, and every language contains a set of rules. By system, the recurring patterns or arrangements or the particular ways or designs in which a language operates. And the sounds, the words and the sentences are used in fixed patterns that speaker of a language can understand each other.5.What functions does language have?6.★(Function of language.) According to Halliday, what are the initial functions ofchildren’s language? And what are the three functional components of adult language?I.Halliday uses the following terms to refer to the initial functions of children’s langua●Instrumental function(工具功能)refers to the fact that language allows speakers to getthings done. It allows them to control things in the environment .people can cause thingsto be done and happen through the use of words alone.●Regulatory function(调节功能)refers to language used in an attempt to control eventsonce they happen. Those events may involve the self as well as others . People do try tocontrol themselves through language.●Representational function(表现功能)refers to the use of language to communicateknowledge about the world ,to report events ,to make statements ,to give accounts , toexplain relationships, to relay messages and so on. This function of language isrepresented by all kinds of record-keeping .●Interactional function(互动功能)refers to language used to ensure social maintenance.Phatic communication is a part of it .●Personal function(自指性功能)refers to language used to express the individual’sfeelings ,emotions and personality. A person’s individuality is usually characterized byhis or her use of personal of communication.●Heuristic function(启发功能) [osbQtq`kf`h] refers to language used in order toacquire knowledge and understanding of the world .language may be used for learning.Questions can lead to answers , argumentation to conclusion and hypothesis-testing tonew discoveries. It provides a basis for the structure of knowledge in the differentdisciplines .Language allows people to ask questions about the nature of the world theylived in and to construct possible answers.●Imaginative function(想象功能)refers to language used to create imaginary system,whether these are literary works ,philosophical systems or utopian visions one the onehand ,or daydreams and idle musings on the other hand .II.Adult language has three functional components as following:1) Interpersonal components. 人际2) Ideational components.概念3) Textual components.语篇◆phatic function（寒暄功能）: The “phatic function” refers to language being used for settingup a certain atmosphere or maintaining social contacts (rather than for exchanginginformation or ideas). Greetings, farewells, and comments on the weather in English and on clothing in Chinese all serve this function. Much of the phatic language (e.g. “How are you?”“Fine, thanks.”) Is insincere if taken literally, but it is important. If you don't say “Hello” to a friend you meet, or if you don’t answer his “Hi”, you ruin your friendship.◆directive function: The “directive function” means that language may be used to get thehearer to do something. Most imperative sentences perform th is function, e.g., “Tell me the result when you finish.” Other syntactic structures or sentences of other sorts can, according to J.Austin and J.Searle’s “indirect speech act theory”(see Hu Zhuanglin et al., pp271-278) at least, serve the purpose of direct ion too, e.g., “If I were you, I would have blushed to the bottom of my ears!”◆informative function(信息功能): Language serves an “informational function” when used totell something, characterized by the use of declarative sentences. Informative statements are often labeled as true (truth) or false (falsehood). According to P.Grice’s “Cooperative Principle”(see Hu Zhuanglin et al., pp282-283), one ought not to violate the “Maxim of Quality”, when he is informing at all.◆interrogative function: When language is used to obtain information, it serves an“interrogative function”. This includes all questions that expect replies, statements, imperatives etc., according to the “indirect speech act theory”, may have this function as well,e.g., “I’d like to know you better.” This may bring forth a lot of personal information. Note thatrhetorical questions make an exception, since they demand no answer, at least not the reader’s/listener’s answer.◆expressive function: The “expressive function” is the use of language to reveal somethingabout the feelings or attitudes of the speaker. Subconscious emotional ejaculations are good examples, like “Good heavens!” “My God!” Sentences like “I’m sorry about the delay” can serve as good examples too, though in a subtle way. While language is used for the informative function to pass judgment on the truth or falsehood of statements, language used for the expressive function evaluates, appraises or asserts the speaker’s own attitudes.◆evocative function(感情功能): The “evocative function” is the use of language to createcertain feelings in the hearer. Its aim is, for example, to amuse, startle, antagonize, soothe, worry or please. Jokes (not practical jokes, though) are supposed to amuse or entertain the listener; advertising to urge customers to purchase certain commodities; propaganda to influence public opinion. Obviously, the expressive and the evocative functions often go together, i.e., you may express, for example, your personal feelings about a political issue but end up by evoking the same feeling in, or imposing it on, your listener. That’s also the case with the other way round.◆performative function（表达功能）: This means people speak to “do things” or performactions. On certain occasions the utterance itself as an action is more important than what words or sounds constitute the uttered sentence. When asked if a third Yangtze Bridge ought to be built in Wuhan, the mayor may say, “OK”, which means more than speech, and more than an average social individual may do for the construction. The judge’s imprisonment sentence, the president’s war or independence declaration, etc., are pe r formatives as well (see J.Austin’s speech Act Theory, Hu Zhuanglin, ecal.pp271-278).Chapter 2 Linguistics语言学1.What is linguistics?1）“Linguistics” is the scientific study of language. It may be a study of language ,the history of history of language ,the function of language ,etc. It studies not just one language of any one society, but also the language of all human beings. A linguist, though, does not have to know and use a large number of languages, but to investigate how each language is constructed. He is also concerned with how a language varies from dialect to dialect, from class to class, how it changes from century to century, how children acquire their mother tongue, and perhaps how a person learns or should learn a foreign language. In short, linguistics studies the general principles whereupon all human languages are constructed and operate as systems of communication in their societies or communities (see Hu Zhuanglin et al., pp20-22)./2）Linguistics can be defined as the scientific or systematic study of language.It is a science in the sense that it scientifically studies the rules, systems and principles of human languages, guided by three canons of science:(i) exhaustiveness: it strives for thorough-goingness in the examination of relevant materials;(ii)consistency: there should be no contradiction between different parts of the total statement;(iii)economy: other things being equal, a shorter statement or analysis is to be preferred to one that is longer or more complex.The subject matter of linguistics is all natural languages, living or dead. It studies the origin, growth, organization, nature and development of language and discovers the general rules and principles governing language.It has two main purposes. One is that it studies the nature of language and tries to establish a theory of language, and describes languages in the light of the theory established. The other is that it examines all the forms of language in general and seeks a scientific understanding of the ways in which it is organized to fulfill the needs it serves and the functions it performs in human life.2.★How does John Lyons classify linguistics?✧general linguistics and descriptive linguistics(普通语言学与描写语言学) The formerdeals with language in general whereas the latter is concerned with one particular language.✧synchronic linguistics and diachronic linguistics(共时语言学与历时语言学) Diachroniclinguistics traces the historical development of the language and records the changes that have taken place in it between successive points in time. And synchronic linguistics presents an account of language as it is at some particular point in time.✧theoretical linguistics and applied linguistics (理论语言学与应用语言学) The formercopes with languages with a view to establishing a theory of their structures and functions whereas the latter is concerned with the application of the concepts and findings of linguistics to all sorts of practical tasks.✧microlinguistics and macrolinguistics(微观语言学与宏观语言学)at its narrowest. theformer studies only the structure of language system. at its broadest , the latter deals with everything that is related in any way at all to languages and language .3.Linguistics :the scienceThe scientific method of linguistic study involves the following steps(Wen Qiufang):1)Gather data concerning languages ;2)Construct a tentative rule based on the data obtained;3)Examine the tentative rule against the further data and make necessary changes;4)Finalize the rule which must be able to account for all the relevant data.Mei Deming gives a similar summarization of the process of linguistic study:1)Linguistic facts observed ;2)Generalizations made about the linguistic facts;3)Hypotheses formulated to explain the linguistic facts;4)The hypotheses tested and examined by more and further observations;5) A certain linguistic theory of language constructed.Explain the three principles by which the linguist is guided: consistency, adequacy and simplicity.1) Consistency means that there should be no contradictions between different parts of thetheory and the description.2) Adequacy means that the theory must be broad enough in scope to offer significantgeneralizations.3) Simplicity requires us to be as brief and economic as possible.4.What are the major branches of linguistics?The study of language as a whole is often called general linguistics (e.g.Hu Zhuanglin et al., 1988;Wang Gang, 1988). But a linguist sometimes is able to deal with only one aspect of language at a time, thus the arise of various branches: phonetics, phonology, morphology, syntax, semantics, sociolinguistics, applied linguistics, pragmatics, psycholinguistics, lexicology, lexicography, etymology, etc.Within the language system there are six sub-branches as following:1) Phonetics. 语音学is a study of speech sounds of all human languages. ///// It is the scientific study of speech sounds, including the articulation, transmission and reception of specch sounds, the description and classification of speech sounds.2) Phonology. 音位学studies about the sounds and sound patterns of a speaker’s native language.//// it is the study of how speech sounds function in a language. It studies the ways speech sounds are organized, the rules governing the structure, distribution, and sequencing of speech sounds and shape of syllables. It can be considered the functional pnonetics of a particular languange.3) Morphology. 形态学studies about how a word is formed./// It is concerned with the internal organization, the formation of words. It studies the minimal units of meaning—morphemes and word-formation processes.Syntax: it is the grammar of sentence construction, dealing with the combination of words into phrases, clauses and sentences.4) Syntax. 句法学studies about whether a sentence is grammatical or not. ///5) Semantics. 语义学studies about the meaning of language, including meaning of words and meaning of sentences./// It is concerned with the study of meaning in all its aspects, examines how meaning is encoded in a language. It is not only concerned with meanings of words, but also with levels of language below the word and above it.6) Pragmatics. 语用学/// it is the study of meaning in context, in use. It deals with particularutterances in particular situations and is especially concerned with the various ways in which the many social contexts of language performance can influence interpretation. In other words, pragmatics is concerned with the way language is used to communicate rather than with the way language is structured.5.some distinction in linguisticslangue and parole (语言与言语) The former refers to the abstract linguistics system shared by all the members of a speech community whereas the latter refers to the concrete act of speaking in actual situation by an individual speaker.F. De Saussure refers “langue”to the abstrac t linguistic system shared by all the members of a speech community and refers “parole” to the actual or actualized language, or the realization of langue. Langue is abstract, parole specific to the speaking situation; langue not actually spoken by an individual, parole always a naturally occurring event; langue relatively stable and systematic, parole is a mass of confused facts, thus not suitable for systematic investigation. What a linguist ought to do, according to Saussure, is to abstract langue from instances of parole, I. e. to discover the regularities governing all instances of parole and make than the subject of linguistics. The langue-parole distinction is of great importance, which casts great influence on later linguists.competence and performance (语言能力与语言运用) The former is one’s knowledge of all the linguistic regulation systems whereas the latter is the use of language in concrete situation.(1) According to N. Chomsky, “competence” is the ideal language user’s knowledge of the rulesof his language, and “performance” is the actual realization of this knowledge in utterances. The former enables a speaker to produce and understand an indefinite number of sentences and to recognize grammatical mistakes and ambiguities. A speaker’s competence is stable while his performance is often influenced by psychological and social factors. So a speaker’s performance does not always match or equal his supposed competence.(2) Chomsky believes that linguists ought to study competence, rather than performance. Inother words, they should discover what an ideal speaker knows of his native language.(3) Chomsky’s competence-performance distinction is not exactly the same as, though similarto, F. de Saussure’s langue-parole distinction. Langue is a social product, and a set of conventions for a community, while competence is deemed as a property of the mind of each individual. Sussure looks at language more from a sociological or sociolinguistic point of view than N. Chomsky since the latter deals with his issues psychologically or psycholinguistically.synchronic and diachronic(共时与历时) The description of a language at some point of time (as if it stopped developing) is a synchrony study (synchrony). The description of a language as it changes through time is a diachronic study (diachronic). An essay entitled “On the Use of THE”, for example, may be synchronic, if the author does not recall the past of THE, and it may also be diachronic if he claims to cover a large range or period of time wherein THE has undergone tremendous alteration (see Hu Zhuanglin et al., pp25-27).speech and writing (口头语与书面语) Speech is the spoken form of language whereas writing is written codes, gives language new scope. (1) No one needs the repetition of the general principle of linguistic analysis, namely, the primacy of speech over writing. Speech is primary; because it existed long long before writing systems came into being. Genetically children learn to speak before learning to write. Secondly, written forms just represent in this way or that the speech sounds: individual sounds, as in English and French as in Japanese.(2) In contrast to speech, spoken form of language, writing as written codes, gives language newscope and use that speech does not have. Firstly, messages can be carried through space so that people can write to each other. Secondly, messages can be carried through time thereby, so that people of our time can be carried through time thereby, so that people of our time can read Beowulf, Samuel Johnson, and Edgar A. Poe. Thirdly, oral messages are readily subject to distortion, either intentional or unintentional (causing misunderstanding or malentendu), while written messages allow and encourage repeated unalterable reading.(3) Most modern linguistic analysis is focused on speech, different from grammarians of the lastcentury and theretofore.linguistics behavior potential and actual linguistic behavior (语言行为潜势与实际语言行为) People actually says on a certain occasion to a certain person is actual linguistics behavior. And each of possible linguistic items that he could have said is linguistic behavior potential.syntagmatic relation and paradigmatic relation(横组合关系与纵聚合关系) The former describes the horizontal dimension of a language while the latter describes the vertical dimension of a language.verbal communication and non-verbal communication (言语交际与非言语交际) Usual use of language as a means of transmitting information is called verbal communication. The ways we convey meaning without using language is called non-verbal communication.6.Traditional grammar and modern linguisticsWhat are the differences between the descriptive and the prescriptive approaches?A linguistic study is “descriptive” if it only describes and analyses the facts of language, and “prescriptive” if it tries to lay down rules for“correct” language behavior. Linguistic studies before this century were largely prescriptive because many early grammars were largely prescriptive because many early grammars were based on “high” (literary or religious) written records. Modern linguistics is mostly descriptive, however. It (the latter) believes that whatever occurs in natural speech (hesitation, incomplete utterance, misunderstanding, etc.) should be described in the analysis, and not be marked as incorrect, abnormal, corrupt, or lousy. These, with changes in vocabulary and structures, need to be explained also.Chapter 3 Phonetics语音学1.What is phonetics?“Phonetics” is the science which studies the characteristics of human sound-making, especially those sounds used in speech, and provides methods for their description, classification and transcription (see Hu Zhuanglin et al., pp39-40), speech sounds may be studied in different ways, thus by three different branches of phonetics. (1) Articulatory phonetics; the branch of phonetics that examines the way in which a speech sound is produced to discover which vocal organs are involved and how they coordinate in the process. (2) Auditory phonetics, the branch of phonetic research from the hearer’s point of view, looking into the impression which a speech sound makes on the hearer as mediated by the ear, the auditory nerve and the brain. (3) Acoustic phonetics: the study of the physical properties of speech sounds, as transmitted between mouth and ear.Most phoneticians, however, are interested in articulator phonetics.2.Phonetics sub-branchess◆articulatory phonetics(发音语音学) The study of how speech organs produce the sounds iscalled articulatory phonetics.◆acoustic phonetics (声学语音学) The study of the physical properties and of the transmission ofspeech sounds is called acoustic phonetics.◆auditory phonetics (听觉语音学) The study of the way hearers perceive speech sounds is calledauditory phonetics.3.How are the vocal organs formed?(p29-30)The vocal organs (see Figure1, Hu Zhuanglin et al., p41), or speech organs, are organs of the human body whose secondary use is in the production of speech sounds. The vocal organs can be considered as consisting of three parts; the initiator of the air-stream, the producer of voice and the resonating cavities.4.the definition of consonant and vowelconsonant (辅音) Consonant is a speech sound where the air form the language is either completely blocked, or partially blocked, or where the opening between the speech organs is so narrow that the air escapes with audible friction.vowel (元音) is defined as a speech sound in which the air from the lungs is not blocked in any way and is pronounced with vocal-cord vibration.5.The place of articulation:（辅音分类）◆bilabials (双唇音) Bilabials means that consonants for which the flow of air is stopped orrestricted by the two lips.◆Labiodentals: consonant brought about by bringing the bottom lip to the upper teeth.◆Dentals/interdentals: consonant for which the flow of air is restricted by catching the tonguebetween the teeth .◆Alveolars: consonant produced by bringing the tip of the tongue into contact with the upperteeth-ridge to create the obstruction.◆Post-alveolars: consonant produced by bringing the tip of the tongue to the rear part of thealveolar ridge.◆Alveo-palatals: consonants formed by putting the tongue at the very front part of the hardpalate,near the alveolar ridge. Palatals: consonants made by bringing the back of the tongue to the hard palate.◆Velars: consonants made by bringing the back of the tongue to the soft palate.◆Glottals: sounds produced by bringing the vocal cords momentarily together to create theobstruction.6.classifications of English consonants7.★How are consonants classified in terms of different criteria?The consonants in English can be described in terms of four dimensions.1)The position of the soft palate.2)The presence or the absence of vocal-cord vibration.3)The place of articulation.4)The manner of articulation.8.★How are vowels classified in terms of different criteria?。

Chapter 1 Language语言1. Design feature (识别特征) refers to the defining properties of human language that distinguish it from any animal system of communication.2. Productivity(能产性) refers to the ability that people have in making and comprehending indefinitely large quantities of sentences in theirnative language.3. arbitrariness (任意性) Arbitrariness refers to the phenomenon that there is no motivated relationship between a linguistic form and itsmeaning.4. symbol (符号) Symbol refers to something such as an object, word, or sound that represents something else by association or convention.5. discreteness (离散性) Discreteness refers to the phenomenon that the sounds in a language are meaningfully distinct.6. displacement (不受时空限制的特性) Displacement refers to the fact that human language can be used to talk about things that are not in theimmediate situations of its users.7. duality of structure (结构二重性) The organization of language into two levels, one of sounds, the other of meaning, is known as duality ofstructure.8. culture transmission (文化传播) Culture transmission refers to the fact that language is passed on from one generation to the next throughteaching and learning, rather than by inheritance.9. interchangeability (互换性) Interchangeability means that any human being can be both a producer and a receiver of messages.1. ★What is language?Language is a system of arbitrary vocal symbols used for human communication. This definition has captured the main features of language.First, language is a system.Second, language is arbitrary in the sense.The third feature of language is symbolic nature.2. ★What are the design features of language?Language has seven design features as following:1) Productivity.2) Discreteness.3) Displacement4) Arbitrariness.5) Cultural transmission6) Duality of structure.7) Interchangeability.3. Why do we say language is a system?Because elements of language are combined according to rules, and every language contains a set of rules. By system, the recurring patterns or arrangements or the particular ways or designs in which a language operates. And the sounds, the words and the sentences are used in fixed patterns that speaker of a language can understand each other.4. ★ (Function of language.) According to Halliday, what are the initial functions of children’s language? And what are the threefunctional components of adult language?I. Halliday uses the following terms to refer to the initial functions of children’s language:1) Instrumental function. 工具功能2) Regulatory function. 调节功能3) Representational function. 表现功能4) Interactional function. 互动功能5) Personal function. 自指性功能6) Heuristic function. 启发功能[osbQtq`kf`h]7) Imaginative function. 想象功能II. Adult language has three functional components as following:1) Interpersonal components. 人际2) Ideational components.概念3) Textual components.语篇1. general linguistics and descriptive linguistics (普通语言学与描写语言学) The former deals with language in general whereas the latter isconcerned with one particular language.2. synchronic linguistics and diachronic linguistics (共时语言学与历时语言学) Diachronic linguistics traces the historical development of thelanguage and records the changes that have taken place in it between successive points in time. And synchronic linguistics presents an account of language as it is at some particular point in time.3. theoretical linguistics and applied linguistics (理论语言学与应用语言学) The former copes with languages with a view to establishing atheory of their structures and functions whereas the latter is concerned with the application of the concepts and findings of linguistics to all sorts of practical tasks.4. microlinguistics and macrolinguistics(微观语言学与宏观语言学) The former studies only the structure of language system whereas thelatter deals with everything that is related to languages.5. langue and parole (语言与言语) The former refers to the abstract linguistics system shared by all the members of a speech communitywhereas the latter refers to the concrete act of speaking in actual situation by an individual speaker.6. competence and performance (语言能力与语言运用) The former is one’s knowledge of all the linguistic regulation systems whereas the latteris the use of language in concrete situation.7. speech and writing (口头语与书面语) Speech is the spoken form of language whereas writing is written codes, gives language new scope.8. linguistics behavior potential and actual linguistic behavior (语言行为潜势与实际语言行为) People actually says on a certain occasion to acertain person is actual linguistics behavior. And each of possible linguistic items that he could have said is linguistic behavior potential.9. syntagmatic relation and paradigmatic relation(横组合关系与纵聚合关系) The former describes the horizontal dimension of a languagewhile the latter describes the vertical dimension of a language.10. verbal communication and non-verbal communication(言语交际与非言语交际) Usual use of language as a means of transmittinginformation is called verbal communication. The ways we convey meaning without using language is called non-verbal communication.1. ★How does John Lyons classify linguistics?According to John Lyons, the field of linguistics as a whole can be divided into several subfields as following:1) General linguistics and descriptive linguistics.2) Synchronic linguistics and diachronic linguistics.3) Theoretical linguistics and applied linguistics.4) Microlinguistics and macrolinguistics.2. Explain the three principles by which the linguist is guided: consistency, adequacy and simplicity.1) Consistency means that there should be no contradictions between different parts of the theory and the description.2) Adequacy means that the theory must be broad enough in scope to offer significant generalizations.3) Simplicity requires us to be as brief and economic as possible.3. ★What are the sub-branches of linguistics within the language system?Within the language system there are six sub-branches as following:1) Phonetics. 语音学is a study of speech sounds of all human languages.2) Phonology. 音位学studies about the sounds and sound patterns of a speaker’s native language.3) Morphology. 形态学studies about how a word is formed.4) Syntax. 句法学studies about whether a sentence is grammatical or not.5) Semantics. 语义学studies about the meaning of language, including meaning of words and meaning of sentences.6) Pragmatics. 语用学★The scope of language: Linguistics is referred to as a scientific study of language.★The scientific process of linguistic study: It involves four stages: collecting data, forming a hypothesis, testing the hypothesis and drawing conclusions.1. articulatory phonetics(发音语音学) The study of how speech organs produce the sounds is called articulatory phonetics.2. acoustic phonetics (声学语音学) The study of the physical properties and of the transmission of speech sounds is called acoustic phonetics.3. auditory phonetics (听觉语音学) The study of the way hearers perceive speech sounds is called auditory phonetics.4. consonant (辅音) Consonant is a speech sound where the air form the language is either completely blocked, or partially blocked, or where theopening between the speech organs is so narrow that the air escapes with audible friction.5. vowel (元音) is defined as a speech sound in which the air from the lungs is not blocked in any way and is pronounced with vocal-cord vibration.6. bilabials (双唇音) Bilabials means that consonants for which the flow of air is stopped or restricted by the two lips. [p][b] [m] [w]7. affricates (塞擦音) The sound produced by stopping the airstream and then immediately releasing it slowly is called affricates. [t X] [d Y] [tr] [dr]8. glottis (声门) Glottis is the space between the vocal cords.9. rounded vowel (圆唇元音) Rounded vowel is defined as the vowel sound pronounced by the lips forming a circular opening. [u:] [u] [OB] [O]10. diphthongs (双元音) Diphthongs are produced by moving from one vowel position to another through intervening positions.[ei][ai][O i] [Q u][au]11. triphthongs(三合元音) Triphthongs are those which are produced by moving from one vowel position to another and then rapidly andcontinuously to a third one. [ei Q][ai Q][O i Q] [Q u Q][au Q]12. lax vowels (松元音) According to distinction of long and short vowels, vowels are classified tense vowels and lax vowels. All the long vowelsare tense vowels but of the short vowels,[e] is a tense vowel as well, and the rest short vowels are lax vowels.1. ★How are consonants classified in terms of different criteria?The consonants in English can be described in terms of four dimensions.1) The position of the soft palate.2) The presence or the absence of vocal-cord vibration.3) The place of articulation.4) The manner of articulation.2. ★How are vowels classified in terms of different criteria?Vowel sounds are differentiated by a number of factors.1) The state of the velum2) The position of the tongue.3) The openness of the mouth.4) The shape of the lips.5) The length of the vowels.6) The tension of the muscles at pharynx.3. ★What are the three sub-branches of phonetics? How do they differ from each other?Phonetics has three sub-branches as following:1) Articulatory phonetics is the study of how speech organs produce the sounds is called articulatory phonetics.2) Acoustic phonetics is the study of the physical properties and of the transmission of speech sounds is called acoustic phonetics.3) Auditory phonetics is the study of the way hearers perceive speech sounds is called auditory phonetics.4. ★What are the commonly used phonetic features for consonants and vowels respectively?I. The frequently used phonetic features for consonants include the following:1) Voiced.2) Nasal.3) Consonantal.4) Vocalic.5) Continuant.6) Anterior.7) Coronal.8) Aspirated.II. The most common phonetic features for vowels include the following:1) High.2) Low.3) Front.4) Back.5) Rounded.6) Tense.1. phonemes (音位) Phonemes are minimal distinctive units in the sound system of a language.2. allophones (音位变体) Allophones are the phonetic variants and realizations of a particular phoneme.3. phones (单音) The smallest identifiable phonetic unit found in a stream of speech is called a phone.4. minimal pair (最小对立体) Minimal pair means words which differ from each other only by one sound.5. contrastive distribution (对比分布) If two or more sounds can occur in the same environment and the substitution of one sound for anotherbrings about a change of meaning, they are said to be in contrastive distribution.6. complementary distribution(互补分布) If two or more sounds never appear in the same environment ,then they are said to be incomplementary distribution.7. free variation (自由变异) When two sounds can appear in the same environment and the substitution of one for the other does not cause anychange in meaning, then they are said to be in free variation.8. distinctive features (区别性特征) A distinctive feature is a feature which distinguishes one phoneme from another.9. suprasegmental features (超切分特征) The distinctive (phonological) features which apply to groups larger than the single segment are knownas suprasegmental features.10. tone languages (声调语言) Tone languages are those which use pitch to contrast meaning at word level.11. intonation languages (语调语言) Intonation languages are those which use pitch to distinguish meaning at phrase level or sentence level.12. juncture (连音) Juncture refers to the phonetic boundary features which may demarcate grammatical units.1. ★What are the differences between English phonetics and English phonology?1) Phonetics is the study of the production, perception, and physical properties of speech sounds, while phonology attempts to account forhow they are combined, organized, and convey meaning in particular languages.2) Phonetics is the study of the actual sounds while phonology is concerned with a more abstract description of speech sounds and tries todescribe the regularities of sound patterns.2. Give examples to illustrate the relationship between phonemes, phones and allophones.When we hear [pit],[tip],[spit],etc, the similar phones we have heard are /p/. And /p/ and /b/ are separate phonemes in English, while [ph] and [p] are allophones.3. How can we decide a minimal pair or a minimal set?A minimal pair should meet three conditions:1) The two forms are different in meaning.2) The two forms are different in one sound segment.3) The different sounds occur in the same position of the two strings.4. ★Use examples to explain the three types of distribution.1) Contrastive distribution. Sounds [m] in met and [n] in net are in contrastive distribution because substituting [m] for [n] will result in achange of meaning.2) Complementary distribution. The aspirated plosive [ph] and the unaspirated plosive [p] are in complementary distribution because theformer occurs either initially in a word or initially in a stressed syllable while the latter never occurs in such environments.3) Free variation. In English, the word “direct” may be pronounce in two ways: /di’rekt/ and /dia’rekt/, and the two different sounds /i/ and /ai/can be said to be in free variation.5. What’s the difference between segmental features and suprasegmental features? What are the suprasegmental features in English?I. 1) Distinctive features, which are used to distinguish one phoneme from another and thus have effect on one sound segment, are referred toas segmental features.2) The distinctive (phonological) features which apply to groups larger than the single segment are known as suprasegmental features.3) Suprasegmental features may have effect on more than one sound segment. They may apply to a string of several sounds.II.The main suprasegmental features include stress, tone, intonation and juncture.6. What’s the difference between tone languages and intonation language?Tone languages are those which use pitch to contrast meaning at word level while intonation languages are those which use pitch to distinguish meaning at phrase level or sentence level7. ★What’s the difference between phonetic transcriptions and phonemic transcriptions?The former was meant to symbolize all possible speech sounds, including even the most minute shades of pronunciation, while the latter was intended to indicate only those sounds capable of distinguishing one word from another in a given language.1. morphemes (语素) Morphemes are the minimal meaningful units in the grammatical system of a language.allomorphs (语素变体) Allomorphs are the realizations of a particular morpheme.morphs (形素) Morphs are the realizations of morphemes in general and are the actual forms used to realize morphemes.2. roots (词根) Roots is defined as the most important part of a word that carries the principal meaning.affixes (词缀) Affixes are morphemes that lexically depend on roots and do not convey the fundamental meaning of words.free morphemes (自由语素) Free morphemes are those which can exist as individual words.bound morphemes (粘着语素) Bound morphemes are those which cannot occur on their own as separate words.3. inflectional affixes (屈折词缀) refer to affixes that serve to indicate grammatical relations, but do not change its part of speech.derivational affixes (派生词缀) refer to affixes that are added to words in order to change its grammatical category or its meaning.4. empty morph (空语子) Empty morph means a morph which has form but no meaning.zero morph (零语子) Zero morph refers to a morph which has meaning but no form.5. IC Analysis (直接成分分析) IC analysis is the analysis to analyze a linguistic expression (both a word and a sentence) into a hierarchicallydefined series of constituents.6. immediate constituents(直接成分) A immediate constituent is any one of the largest grammatical units that constitute a construction.Immediate constituents are often further reducible.ultimate constituents (最后成分) Ultimate constituents are those grammatically irreducible units that constitute constructions.7. morphological rules (形态学规则) The principles that determine how morphemes are combined into new words are said to be morphologicalrules.8. word-formation process (构词法) Word-formation process mean the rule-governed processes of forming new words on the basis of alreadyexisting linguistic resources.1. ★What is IC Analysis?IC analysis is the analysis to analyze a linguistic expression (both a word and a sentence) into a hierarchically defined series of constituents.2. How are morphemes classified?1) Semantically speaking, morphemes are grouped into two categories: root morphemes and affixational morphemes.2) Structurally speaking, they are divided into two types: free morphemes and bound morphemes.3. ★Explain the interrelations between semantic and structural classifications of morphemes.a) All free morphemes are roots but not all roots are free morphemes.b) All affixes are bound morphemes, but not all bound morphemes are affixes.4. What’s the difference between an empty morph and a zero mor ph?a) Empty morph means a morph that has form but no meaning.b) Zero morph refers to a morph that has meaning but no form.5. Explain the differences between inflectional and derivational affixes in term of both function and position.a) Functionally:i.Inflectional affixes sever to mark grammatical relations and never create new words while derivational affixes can create new words.ii.Inflectional affixes do not cause a change in grammatical class while derivational affixes very often but not always cause a change in grammatical class.b) In term of position:i.Inflectional affixes are suffixes while derivational affixes can be suffixes or prefixes.ii.Inflectional affixes are always after derivational affixes if both are present. And derivational affixes are always before inflectional suffixes if both are present.6. What are morphological rules? Give at least four rules with examples.The principles that determine how morphemes are combined into new words are said to be morphological rules.For example:a) un- + adj. ->adj.b) Adj./n. + -ify ->v.c) V. + -able -> adj.d) Adj. + -ly -> adv.1. syntagmatic relations (横组关系) refer to the relationships between constituents in a construction.paradigmatic relations (纵聚合关系) refer to the relations between the linguistic elements within a sentence and those outside the sentence.hierarchical relations (等级关系) refer to relationships between any classification of linguistic units which recognizes a series of successively subordinate levels.2. IC Analysis (直接成分分析) is a kind of grammatical analysis, which make major divisions at any level within a syntactic construction.labeled IC Analysis(标记法直接成分分析) is a kind of grammatical analysis, which make major divisions at any level within a syntactic construction and label each constituent.phrase markers (短语标记法) is a kind of grammatical analysis, which make major divisions at any level within a syntactic construction, and label each constituent while remove all the linguistic forms.labeled bracketing (方括号标记法) is a kind of grammatical analysis, which is applied in representing the hierarchical structure of sentences by using brackets.3. constituency (成分关系)dependency (依存关系)4. surface structures (表层结构)refers to the mental representation of a linguistic expression, derived from deep structure by transformationalrules.deep structures (深层结构) deep structure of a linguistic expression is a theoretical construct that seeks to unify several related structures. 5. phrase structure rules (短语结构规则)are a way to describe a given language's syntax. They are used to break a natural language sentencedown into its constituent parts.6. transformational rules (转换规则)7. structural ambiguity (结构歧义)1. What are the differences between surface structure and deep structure?They are different from each other in four aspects:1) Surface structures correspond directly to the linear arrangements of sentences while deep structures correspond to the meaningful groupingof sentences.2) Surface structures are more concrete while deep structures are more abstract.3) Surface structures give the forms of sentences whereas deep structures give the meanings of sentences.4) Surface structures are pronounceable but deep structures are not.2. Illustrate the differences between PS rules and T-rules.1) PS rules frequently applied in generating deep structures.2) T-rules are used to transform deep structure into surface structures.3. What’s the order of generating sentences? Do we st art with surface structures or with deep structures? How differently are theygenerated?To generate a sentence, we always start with its deep structure, and then transform it into its corresponding surface structure.Deep structures are generated by phrase structure rules (PS rules) while surface structures are derived from their deep structures by transformational rules (T-rules).4. What’s the difference between a compulsory constituent and an optional one?Optional constituents may be present or absent while compulsory constituents must be present.5. What are the three syntactic relations? Illustrate them with examples.1) Syntagmatic relations2) Paradigmatic relations.3) Hierarchical relations.1. Lexical semantics (词汇语义学) is defined as the study of word meaning in language.2. Sense (意义) refers to the inherent meaning of the linguistic form.3. Reference (所指) means what a linguistic form refers to in the real world.4. Concept (概念) is the result of human cognition, reflecting the objective world in the human mind.5. Denotation (外延) is defined as the constant ,abstract, and basic meaning of a linguistic expression independent of context and situation.6. Connotation (内涵) refers to the emotional associations which are suggested by, or are part of the meaning of, a linguistic unit.7. Componential analysis (成分分析法) is the way to decompose the meaning of a word into its components.8. Semantic field (语义场) The vocabulary of a language is not simply a listing of independent items, but is organized into areas, within whichwords interrelate and define each other in various ways. The areas are semantic fields.9. Hyponymy (上下义关系) refers to the sense relation between a more general, more inclusive word and a more specific word.10. Synonymy (同义关系) refers to the sameness or close similarity of meaning.11. Antonymy (反义关系) refers to the oppositeness of meaning.12. Lexical ambiguity (词汇歧义)13. Polysemy (多义性) refers to the fact that the same one word may have more than one meaning.14. Homonymy (同音(同形)异义关系) refers to the phenomenon that words having different meanings have the same form.15. Sentence semantics (句子语义学) refers to the study of sentence meaning in language.1. What’s the criterion of John Lyons in classifying semantics into its sub-branches? And how does he classify semantics?In terms of whether it falls within the scope of linguistics, John Lyons distinguishes between linguistic semantics and non-linguistic semantics.According John Lyons, semantics is one of the sub-branches of linguistics; it is generally defined as the study of meaning.2. What are the essential factors for determining sentence meaning?1) Object, 2) concept, 3) symbol, 4) user, 5) context.3. What is the difference between the theory of componential analysis and the theory of semantic theory in defining meaning of words?4. What are the sense relations between sentences?1) S1 is synonymous with S2.2) S1 entails S2.3) S1 contradicts S2.4) S1 presupposes S2.5) S1 is a tautology, and therefore invariably true.6) S1 is a contradiction, and therefore invariably false.7) S1 is semantically anomalous.1. Speech act theory (言语行为理论)2. Cooperative principle and its maxims (合作原则及其准则)3. Politeness principle and its maxims (礼貌原则及其准则)4. Conversational implicature (会话含义)5. Indirect speech act (间接言语行为)6. Pragmatic presupposition (语用学预设)7. Relevance theory (关联理论)8. Illocutionary act (言外行为)9. (Horn’s) Q-Principle and R-Principle10. Perfrmative verbs (施为句动词)1. Make comments on the different definitions of pragmatics.2. What are the main types of deixis?3. Explain the statement: context is so indispen sable in fully understanding interpreting the speaker’s meaning.4. How are Austin’s and Searle’s speech act theories related to each other?5. What’s the relationship between CP and PP?6. What do you know about presupposition triggers in English? Explain them briefly with examples.7. What is ostensive-referential communication?8. Explain the obvious presupposition of speaker who say each of the following:1) When did you stop beating your wife?2) Where did Tom buy the watch?3) Your car is broken.9. What do you think of the fol lowing statement? “Tom participated in spreading rumors” entails “Tom engaged in spreading rumors”.Chapter 9 话语分析1. text(语篇) = discourse 语篇是指实际使用的语言单位，是一次交际过程中的一系列连续的话段或句子所构成的语言整体。

1. What are the categories of lexical meaning？Lexical meaning includes：a) referential meaning （also denotative meaning)。

b) Associative meanings. Referential meaning is the central meaning and it is more stable and universal. Associative meanings are meanings are meanings that hinge on referential meaning, which are less stable and more culture-specific.Types of associative meanings：connotative meaning, social meaning, affective meaning, reflected meaning, collective meaning2。

What are the components of metaphor？There are two positions on the function of metaphors: a）the classical view sees metaphor a rhetorical device；b) another view holds metaphor a cognitive device。

Metaphors 一s possible precisely because there are metaphors in a person’s conceptual systems。

All metaphors are composed of two domains：target domain (also tenor) and source domain （vehicle）.3. How does transformational grammar account for sentence- relatedness?1）According to Chomsky, a grammar as the tacit shared knowledge of all speakers is a system of finite rules by which an infinite number of sentences can be generated。

《英语语言学概论》重、难点提示Questions & Answers on Key Points of Linguistics《英语语言学概论》重、难点问与答1.1. What is language?―Language is system of arbitrary vocal symbols used for human communication. It is a system, since linguistic elements are arranged systematically, rather than randomly. Arbitrary, in the sense that there is usually no intrinsic connection between a work (like ―book‖) and the object it refers to. This explains and is explained by the fact that different languages have different ―books‖: ―book‖ in English, ―livre‖ in French, in Japanese, in Chinese, ―check‖ in Korean. It is symbolic, because words are associated with objects, actions, ideas etc. by nothing but convention. Namely, people use the sounds or vocal forms to symbolize what they wish to refer to. It is vocal, because sound or speech is the primary medium for all human languages, developed or ―new‖. Writing systems came much later than the spoken forms. The fact that small children learn and can only learn to speak (and listen) before they write (and read) also indicates that language is primarily vocal, rather than written. The term ―human‖ in the definition is meant tospecify that language is human specific.1.2. What are design features of language?―Design features‖ here refer to the defining properties of human language that tell the difference between human language and any system of animal communication. They are arbitrariness, duality, productivity, displacement, cultural transmission and interchangeability1.3. What is arbitrariness?By ―arbitrariness‖, we mean there is no logical connection between meanings and sounds (see I .1). A dog might be a pig if only the first person or group of persons had used it for a pig. Language is therefore largely arbitrary. But language is not absolutely seem to be some sound-meaning association, if we think of echo words, like ―bang‖, ―crash‖, ―roar‖, which are motivated in a certain sense. Secondly, some compounds (words compounded to be one word) are not entirely arbitrary either. ―Type‖ and ―write‖ are opaque or unmotivated words, while ―type-writer‖ is less so, or more transparent or motivated than the words that make it. So we can say ―arbitrariness‖ is a matter of degree.1.4.What is duality?Linguists refer ―duality‖ (of struc ture) to the fact that in all languages so far investigated, one finds two levels of structure or patterning. At the first, higher level, language is analyzed in terms of combinations of meaningful units (such as morphemes, words etc.); at the second, lower level, it is seen as a sequence of segments which lack any meaning in themselves, but which combine to form units of meaning. According to Hu Zhanglin et al. (p.6), language is a system of two sets of structures, one of sounds and the other of meaning. This is important for the workings of language. A small number of semantic units (words), and these units of meaning can be arranged and rearranged into an infinite number of sentences (note that we have dictionaries of words, but no dictionary of sentences!). Duality makes it possible for a person to talk about anything within his knowledge. No animal communication system enjoys this duality, or even approaches this honor.1.5.What is productivity?Productivity refers to the ability to the ability to construct and understand an indefinitely large number of sentences in one’s native language, including those that has never heard before, but that are appropriate to the speaking situation. No one has ever said or heard ―A red-eyed elephant is dancing on the small hotel bedwith an African gibbon‖, but he can say it when necessary, and he can understand it in right register. Different from artistic creativity, though, productivity never goes outside the language, thus also called ―rule-bound creativity‖ (by N.Ch omsky).1.6.What is displacement?―Displacement‖, as one of the design features of the human language, refers to the fact that one can talk about things that are not present, as easily as he does things present. In other words, one can refer to real and unreal things, things of the past, of the present, of the future. Language itself can be talked about too. When a man, for example, is crying to a woman, about something, it might be something that had occurred, or something that is occurring, or something that is to occur. When a dog is barking, however, you can decide it is barking for something or at someone that exists now and there. It couldn’t be bow wowing sorrowfully for dome lost love or a bone to be lost. The bee’s system, nonetheless, has a small share of ―displacement‖, but it is an unspeakable tiny share.1.7.What is cultural transmission?This means that language is not biologically transmitted fromgeneration to generation, but that the details of the linguistic system must be learned anew by each speaker. It is true that the capacity for language in human beings (N. Chomsky called it ―language acquisition device‖, or LAD) has a genetic basis, but the particular language a person learns to speak is a cultural one other than a genetic one like t he dog’s barking system. If a human being is brought up in isolation he cannot acquire language. The Wolf Child reared by the pack of wolves turned out to speak the wolf’s roaring ―tongue‖ when he was saved. He learned thereafter, with no small difficulty, the ABC of a certain human language.1.8.What is interchangeability?(1) Interchangeability means that any human being can be both a producer and a receiver of messages. We can say, and on other occasions can receive and understand, for example, ―Please do something to make me happy.‖ Though some people (including me) suggest that there is sex differentiation in the actual language use, in other words, men and women may say different things, yet in principle there is no sound, or word or sentence that a man can utter and a woman cannot, or vice versa. On the other hand, a person can be the speaker while the other person is the listener and as the turn moves on to the listener, he can be the speaker andthe first speaker is to listen. It is turn-taking that makes social communication possible and acceptable.(2) Some male birds, however, utter some calls, which females do not (or cannot?), and certain kinds of fish have similar haps mentionable. When a dog barks, all the neighboring dogs bark. Then people around can hardly tell which dog (dogs) is (are0 ―speaking‖ and which listening.1.9.Why do linguists say language is human specific?First of all, human language has six ―design features‖ which animal communication systems do not have, at least not in the true sense of them (see I .2-8). Let’s borrow C. F. Hocket’s Chart that compares human language with some animals’ systems, from Wang Gang (1998,p.8).Secondly, linguists have done a lot trying to teach animals such as chimpanzees to speak a human language but have achieved nothing inspiring. Beatnice and Alan Gardner brought up Washoe, a female chimpanzee, like a human child. She was taught ―American sign Language‖, and learned a little that made the teachers happy but did mot make the linguistics circle happy, for few believed in teaching chimpanzees.Thirdly, a human child reared among animals cannot speak ahuman language, not even when he is taken back and taught to lo to so (see the ―Wolf Child‖in I.7)1.10.What functions does language have?Language has at least seven functions: phatic, directive, Informative, interrogative, expressive, evocative and per formative. According to Wang Gang (1988,p.11), language has three main functions: a tool of communication, a tool whereby people learn about the world, and a tool by which people learn about the world, and a tool by which people create art. M .A. K.Halliday, representative of the London school, recognizes three ―Macro-Functions‖: ideational, interpersonal and textual (see! 11-17;see HU Zhuanglin et al., pp10-13, pp394-396).1. 11What is the phatic function?The ―phatic function‖ refers to language being used for setting up a certain atmosphere or maintaining social contacts (rather than for exchanging information or ideas). Greetings, farewells, and comments on the weather in English and on clothing in Chinese all serve this function. Much of the phatic language (e.g. ―How are you?‖ ―Fine, thanks.‖) Is insincere if taken literally, but it is important. If you don't say ―Hello‖ to a friend you meet, or if you don’t answerhis ―Hi‖, you ruin your friendship.1.12. What is the directive function?The ―directive function‖ means that language may be used to get the hearer to do something. Most imperative sentences perform this fun ction, e.g., ―Tell me the result when you finish.‖ Other syntactic structures or sentences of other sorts can, according to J.Austin and J.Searle’s ―indirect speech act theory‖(see Hu Zhuanglin et al., pp271-278) at least, serve the purpose of direction to o, e.g., ―If I were you, I would have blushed to the bottom of my ears!‖1.13.What is the informative function?Language serves an ―informational function‖ when used to tell something, characterized by the use of declarative sentences. Informative statements are often labeled as true (truth) or false (falsehood). According to P.Grice’s ―Cooperative Principle‖(see Hu Zhuanglin et al., pp282-283), one ought not to violate the ―Maxim of Quality‖, when he is informing at all.1.14.What is the interrogative function?When language is used to obtain information, it serves an―interrogative function‖. This includes all questions that expect replies, statements, imperatives etc., according to the ―indirect speech act theory‖, may have this function as well, e.g., ―I’d like to know you better.‖ This may bring forth a lot of personal information. Note that rhetorical questions make an exception, since they demand no answer, at least not the reader’s/listener’s answer.1.15.What is the expressive function?The ―expressive function‖ is the use of language to reveal something about the feelings or attitudes of the speaker. Subconscious emotional ejaculations are good examples, like ―Good heavens!‖ ―My God!‖ Sentences like ―I’m sorry about the delay‖ can serve as good ex amples too, though in a subtle way. While language is used for the informative function to pass judgment on the truth or falsehood of statements, language used for the expressive function evaluates, appraises or asserts the speaker’s own attitudes.1.16.What is the evocative function?The ―evocative function‖ is the use of language to create certain feelings in the hearer. Its aim is, for example, to amuse, startle, antagonize, soothe, worry or please. Jokes (not practical jokes,though) are supposed to amuse or entertain the listener; advertising to urge customers to purchase certain commodities; propaganda to influence public opinion. Obviously, the expressive and the evocative functions often go together, i.e., you may express, for example, your personal feelings about a political issue but end up by evoking the same feeling in, or imposing it on, your listener. That’s also the case with the other way round.1.17.What is the per formative function?This means people speak to ―do things‖ or perform action s. On certain occasions the utterance itself as an action is more important than what words or sounds constitute the uttered sentence. When asked if a third Yangtze Bridge ought to be built in Wuhan, the mayor may say, ―OK‖, which means more than speech, a nd more than an average social individual may do for the construction. The judge’s imprisonment sentence, the president’s war or independence declaration, etc., are per formatives as well (see J.Austin’s speech Act Theory, Hu Zhuanglin, ecal.pp271-278).1.18.What is linguistics?―Linguistics‖ is the scientific study of language. It studies not just one language of any one society, but also the language of allhuman beings. A linguist, though, does not have to know and use a large number of languages, but to investigate how each language is constructed. He is also concerned with how a language varies from dialect to dialect, from class to class, how it changes from century to century, how children acquire their mother tongue, and perhaps how a person learns or should learn a foreign language. In short, linguistics studies the general principles whereupon all human languages are constructed and operate as systems of communication in their societies or communities (see Hu Zhuanglin et al., pp20-22)1.19.What makes linguistics a science?Since linguistics is the scientific study of language, it ought to base itself upon the systematic, investigation of language data, which aims at discovering the true nature of language and its underlying system. To make sense of the data, a linguist usually has conceived some hypotheses about the language structure, to be checked against the observed or observable facts. In order to make his analysis scientific, a linguist is usually guided by four principles: exhaustiveness, consistency, and objectivity. Exhaustiveness means he should gather all the materials relevant to the study and give them an adequate explanation, in spite of the complicatedness.He is to leave no linguistic ―stone‖ unturned. Consistency means there should be no contradiction between different parts of the total statement. Economy means a linguist should pursue brevity in the analysis when it is possible. Objectivity implies that since some people may be subjective in the study, a linguist should be (or sound at least) objective, matter-of-face, faithful to reality, so that his work constitutes part of the linguistics research.1.20.What are the major branches of linguistics?The study of language as a whole is often called general linguistics (e.g.Hu Zhuanglin et al., 1988;Wang Gang, 1988). But a linguist sometimes is able to deal with only one aspect of language at a time, thus the arise of various branches: phonetics, phonology, morphology, syntax, semantics, sociolinguistics, applied linguistics, pragmatics, psycholinguistics, lexicology, lexicography, etymology, etc.1.21.What are synchronic and diachronic studies?The description of a language at some point of time (as if it stopped developing) is a synchrony study (synchrony). The description of a language as it changes through time is a diachronic study (diachronic). An essay entitled ―On the Use of THE‖, for example,may be synchronic, if the author does not recall the past of THE, and it may also be diachronic if he claims to cover a large range or period of time wherein THE has undergone tremendous alteration (see Hu Zhuanglin et al., pp25-27).1.22.What is speech and what is writing?(1) No one needs the repetition of the general principle of linguistic analysis, namely, the primacy of speech over writing. Speech is primary; because it existed long long before writing systems came into being. Genetically children learn to speak before learning to write. Secondly, written forms just represent in this way or that the speech sounds: individual sounds, as in English and French as in Japanese.(2) In contrast to speech, spoken form of language, writing as written codes, gives language new scope and use that speech does not have. Firstly, messages can be carried through space so that people can write to each other. Secondly, messages can be carried through time thereby, so that people of our time can be carried through time thereby, so that people of our time can read Beowulf, Samuel Johnson, and Edgar A. Poe. Thirdly, oral messages are readily subject to distortion, either intentional or unintentional (causing misunderstanding or malentendu), whilewritten messages allow and encourage repeated unalterable reading.(3) Most modern linguistic analysis is focused on speech, different from grammarians of the last century and theretofore.1.23.What are the differences between the descriptive and the prescriptive approaches?A linguistic study is ―descriptive‖ if it only describes and analyses the facts of language, and ―prescriptive‖ if it t ries to lay down rules for ―correct‖ language behavior. Linguistic studies before this century were largely prescriptive because many early grammars were largely prescriptive because many early grammars were based on ―high‖ (literary or religious) written records. Modern linguistics is mostly descriptive, however. It (the latter) believes that whatever occurs in natural speech (hesitation, incomplete utterance, misunderstanding, etc.) should be described in the analysis, and not be marked as incorrect, abnormal, corrupt, or lousy. These, with changes in vocabulary and structures, need to be explained also.1.24.What is the difference between langue and parole?F. De Saussure refers ―langue‖to the abstract linguistic systemshared by all the members of a speech community and refers ―parole‖ to the actual or actualized language, or the realization of langue. Langue is abstract, parole specific to the speaking situation; langue not actually spoken by an individual, parole always a naturally occurring event; langue relatively stable and systematic, parole is a mass of confused facts, thus not suitable for systematic investigation. What a linguist ought to do, according to Saussure, is to abstract langue from instances of parole, I. e. to discover the regularities governing all instances of parole and make than the subject of linguistics. The langue-parole distinction is of great importance, which casts great influence on later linguists.1.25.What is the difference between competence and performance?(1) According to N. Chomsky, ―competence‖ is the ideal language user’s knowledge of the rules of his language, and ―performance‖ is the actual realization of this knowledge in utterances. The former enables a speaker to produce and understand an indefinite number of sentences and to recognize grammatical mistakes and ambiguities. A speaker’s competence is stable while his performance is often influenced by psychological and social factors. So a speaker’s performance does not always match or equal his supposed competence.(2) Chomsky believes that linguists ought to study competence, rather than performance. In other words, they should discover what an ideal speaker knows of his native language. (3) Chomsky’s competence-performance distinction is not exactly the same as, though similar to, F. de Saussure’s langue-parole distinction. Langue is a social product, and a set of conventions for a community, while competence is deemed as a property of the mind of each individual. Sussure looks at language more from a sociological or sociolinguistic point of view than N. Chomsky since the latter deals with his issues psychologically or psycholinguistically.1.26.What is linguistic potential? What is actual linguistic behavior? M. A. K. Halliday made these two terms, or the potential-behavior distinction, in the 1960s, from a functional point of view. There is a wide range of things a speaker can do in his culture, and similarly there are many things he can say, for example, to many people, on many topics. Wha t he actually says (i.e. his ―actual linguistic behavior‖) on a certain occasion to a certain person is what he has chosen from many possible injustice items, each of which he could have said (linguistic potential).1.27.In what way do language, competence and linguistic potential agree? In what way do they differ? And their counterparts? Langue, competence and linguistic potential have some similar features, but they are innately different (see 1.25). Langue is a social product, and a set of speaking conventions; competence is a property or attribute of each ideal speaker’s mind; linguistic potential is all the linguistic corpus or repertoire available from which the speaker chooses items for the actual utterance situation. In other words, langue is invisible but reliable abstract system. Competence means ―knowing‖, and linguistic potential a set of possibilities for ―doing‖ or ―performing actions‖. They are similar in that they all refer to the constant underlying the utterances that constitute what Saussure, Chomsky and Halliday respectively called parole, performance and actual linguistic behavior. Paole, performance and actual linguistic behavior enjoy more similarities than differences.1.28.What is phonetics?―Phonetics‖ is the science which studies t he characteristics of human sound-making, especially those sounds used in speech, and provides methods for their description, classification and transcription (see Hu Zhuanglin et al., pp39-40), speech soundsmay be studied in different ways, thus by three different branches of phonetics. (1) Articulatory phonetics; the branch of phonetics that examines the way in which a speech sound is produced to discover which vocal organs are involved and how they coordinate in the process. (2) Auditory phonetics, the branch of phonetic research from the hearer’s point of view, looking into the impression which a speech sound makes on the hearer as mediated by the ear, the auditory nerve and the brain. (3) Acoustic phonetics: the study of the physical properties of speech sounds, as transmitted between mouth and ear.Most phoneticians, however, are interested in articulator phonetics.1.29.How are the vocal organs formed?The vocal organs (see Figure1, Hu Zhuanglin et al., p41), or speech organs, are organs of the human body whose secondary use is in the production of speech sounds. The vocal organs can be considered as consisting of three parts; the initiator of the air-stream, the producer of voice and the resonating cavities.1.30.What is place of articulation?It refers to the place in the mouth where, for example, the obstruction occurs, resulting in the utterance of a consonant.Whatever sound is pronounced, at least some vocal organs will get involved. g. Lips, hard palate etc., so a consonant may be one of the following (1) bilabial: [p, b, m]; (2) labiodental: [f, v]; (3) dental: [,]; (4) alveolar: [t, d, l, n.s, z]; (5) retroflex; (6) palato-alveolar: [,]; (7) palatal: [j]; (8) velar [k, g,]; (9) uvular; (10) glottal: [h].Some sounds involve the simultaneous use of two places of articulation. For example, the English [w] has both an approximation of the two lips and those two lips and that of the tongue and the soft palate, and may be termed ―labial-velar‖.1.31.What is the manner of articulation?The ―manner of articulation‖ literally means the way a sound is articulated. At a given place of articulation, the airstreams may be obstructed in various ways, resulting in various manners of articulation, are the following: (1) plosive: [p, b, t, d, k, g]; (2) nasal: [m, n,]; (3) trill; (4) tap or flap; (5) lateral: [l]; (6) fricative: [f, v, s, z];(7) approximant: [w, j]; (8) affricate: [].1.32.How do phoneticians classify vowels?Phoneticians, in spite of the difficulty, group vowels in 5 types: (1) long and short vowels, e.g.,[i:,]; (4) rounded and unround vowels,e.g.[,i]; (5) pure and gliding vowels, e.g.[I,].1.33.What is IPA? When did it come into being ?The IPA, abbreviation of ―International Phonetic Alphabet‖, is a compromise system making use of symbols of all sources, including diacritics indicating length, stress and intonation, indicating phonetic variation. Ever since it was developed in 1888, IPA has undergone a number of revisions.1.34.What is narrow transcription and what is broad transcription? In handbook of phonetics, Henry Sweet made a distinction between ―narrow‖ and ―broad‖ transcriptions, which he called ―Narrow Romic‖. The former was meant to symbolize all the possible speech sounds, including even the most minute shades of pronunciation while Broad Romic or transcription was intended to indicate only those sounds capable of distinguishing one word from another in a given language.1.35.What is phonology? What is difference between phonetics and phonology?(1) ―Phonology‖ is the st udy of sound systems- the invention of distinctive speech sounds that occur in a language and the patterns wherein they fall. Minimal pair, phonemes, allophones, freevariation, complementary distribution, etc., are all to be investigated by a phonologist.(2) Phonetics, as discussed in I.28, is the branch of linguistics studying the characteristics of speech sounds and provides methods for their description, classification and transcription. A phonetist is mainly interested in the physical properties of the speech sounds, whereas a phonologist studies what he believes are meaningful sounds related with their semantic features, morphological features, and the way they are conceived and printed in the depth of the mind phonological knowledge permits a speaker to produce sounds which from meaningful utterances, to recognize a foreign ―accent‖, to make up new words, to add the appropriate phonetic segments to from plurals and past tenses, to know what is and what is not a sound in one’s language.1.36.What is a phone? What is a phoneme? What is an allophone?(1) A ―phone‖ is a phonetic unit or segment. The speech sounds we hear and produce during linguistic communication are all phones. When we hear the following words pronounced:[pit], [tip], [spit], etc., the similar phones we have heard are [p] for one thing, and three different[p]’s, readily making possible the ―narrow transcription or diacritics‖. Phones may and may not distinguishmeaning. A ―phoneme‖ is a phonological unit; it is a unit that is of distinctive value. As an abstract unit, a phoneme is not any particular sound, but rather it is represented or realized by a certain phone in a certain phonetic context. For example, the phoneme[p] is represented differently in [pit], [tip] and [spit].(2) The phones representing a phoneme are called its ―allophones‖, i. e., the different (i.e., phones) but do not make one word so phonetically different as to create a new word or a new meaning thereof. So the different[p]’s in the above words are the allophones of the same phoneme[p]. How a phoneme is represented by a phone, or which allophone is to be used, is determined by the phonetic context in which it occurs. But the choice of an allophone is not random. In most cases it is rule-governed; these rules are to be found out by a phonologist.1.37.What are minimal pairs?When two different phonetic forms are identical in every way except for one sound segment which occurs in the same place in the string , the two forms(i. e., word) are suppose d to form a ―minimal pair‖, e.g., ―pill‖ and ―bill‖, ―pill‖ and ―till‖, ―till‖ and ―dill‖, ―till‖ and ―kill‖, etc. All these words together constitute a minimal set. They are identical in form except for the initial consonants. There are manyminimal pairs in English, which makes it relatively easy to know what are English phonemes. It is of great importance to find the minimal pairs when a phonologist is dealing with the sound system of an unknown language(see Hu Zhuanglin et al., pp65-66).1.38.What is free variation?If two sounds occurring in the same environment do not contrast; namely, if the substitution of one for the other does not generate a new word form but merely a different pronunciation of the same word, the two sounds then are said to be in ―free variation‖. The plosives, for example, may not be exploded when they occur before another plosive or a nasal (e. g., act, apt, good morning). The minute distinctions may, if necessary, be transcribed in diacritics. These unexploded and exploded plosives are in free variation. Sounds in free variation should be assigned to the same phoneme.1.39.What is complementary distribution?When two sounds never occur in the same environment, they are in ―complementary distribution‖. For example, the aspirated English plosives never occur after[s], and the unsaturated ones never occur initially. Sounds in complementary distribution may be assigned to the same phoneme. The allophones of[l], for example, are also in。

Chapter 5 Morphology(形态学,词法学)5.1 what is morphology？什么是形态学？Morphology is one of subbranches of linguistics，and also a branch of grammar.形态学即使语言学的分支，也是语法的分支。

Morphology studies the internal structure of words，and the rules by which words are formed.形态学研究词的内部结构和构词规则。

可分为两个分支：inflectional morphology and lexical/derivational morphology屈折形态学和词汇或派生形态学5.2 morphemes (词素,语素)最简单的定义Morpheme is a minimal meaningful grammatical unit.语素是最小的有意义的语法单位。

Morphemes are the smallest meaningful units in the grammatical system of a language.语素是在语音的语法系统中最小的意义单位。

1 minimal: smallest,it can not further be divided.2 meaningful: can not be further divided without destroying its meaning3 grammatical: not only lexical morphemes like ,but also grammatical ones,5.3 Classification of morphemes 语素的分类Semantically：morphemes ：root morphemes and affixational morphemes根据语义，语素可分为词根和词缀Structurally：morphemes ：free morphemes and bound morphemes根据结构，语素可分为自由语素和粘着语素5.3.1 interrelations between free morphemes，bound morphemes，roots and affixes自由语素、粘着语素、词根和词缀的相互关系1）Free morphemes are those which can exist as individual words.eg.book，store.自由语素是那些独立存在的单词。

第一节语言的本质一、语言的普遍特征（Design Features）1.任意性 Arbitratriness:shu 和Tree都能表示“树"这一概念；同样的声音，各国不同的表达方式2.双层结构Duality：语言由声音结构和意义结构组成(the structure of sounds andmeaning)3.多产性productive：语言可以理解并创造无限数量的新句子，是由双层结构造成的结果(Understand and create unlimited number with sentences)4.移位性 Displacemennt:可以表达许多不在场的东西，如过去的经历、将来可能发生的事情，或者表达根本不存在的东西等5.文化传播性 Cultural Transmission：语言需要后天在特定文化环境中掌握二、语言的功能(Functions of Language)1.传达信息功能 Informative:最主要功能The main function2.人际功能 Interpersonal：人类在社会中建立并维持各自地位的功能establish andmaintain their identity3.行事功能 performative：现实应用——判刑、咒语、为船命名等Judge,naming，andcurses4.表情功能 Emotive Function：表达强烈情感的语言，如感叹词/句exclamatoryexpressions5.寒暄功能 Phatic Communion：应酬话phatic language，比如“吃了没?”“天儿真好啊!”等等6.元语言功能 Metalingual Function:用语言来谈论、改变语言本身，如book可以指现实中的书也可以用“book这个词来表达作为语言单位的“书”三、语言学的分支1。

核心语言学 Core linguistic1)语音学 Phonetics :关注语音的产生、传播和接受过程,着重考察人类语言中的单音。

英语语言学概论一、要求《英语语言学概论》是英语教育专业的一门基础理论课。

语言学是主要研究语言的性质、语言的功能、语言的产生和发展、语言的习得以及语言和人类其它活动关系的学科。

随着对语言研究的不断深入，人们更多地把注意力集中在语言学研究和语言教学研究的关系上。

本课程开设的目的在于帮助中学英语教师了解英语语言的性质、结构、特征和功能，以及它们与外语教学的关系，从而促进英语语言的学习和英语教学法的研究，提高英语语言水平和英语语言教学能力。

二、考试内容本课程使用《英语语言学导论》作为基本教材，根据中学英语教学的实际酌情进行修订、增删和补充。

具体内容如下：第一章绪论1.语言学和英语语言学(P.1)2.语言的本质(P.2)系统性、符号性、有声性、任意性、人类特有性、交际性、双重结构（语音、语法意义）性、可变性、可创造性。

3.语言学的分支(P.20)语音学、音位（系／韵）学、形态学、句法（学）、语义学、（语用学）4.小结(P.24)第二章语音学1.发音器官(P.28)2.辅音与元音(P.30)2.1 国际音标(P.30)2.2 辅音分类(P.33)软颚的位置、发音部位、发音方法以、清浊音2.3 元音分类(P.39)组成部分、舌头隆起的部位、舌位隆起的高低、口腔开合程度、音的长短、肌内的张弛、圆唇与否3.小结(P.39)Exx.1,2,3,4,5,6,8,9,10第三章音位（系／韵）学1.音位学重要概念（P.53）1.1 音位（P.53)1.2 最小对立体（P.54)1.3 音位与音位变体(P.55)1.4 音位、音素与音位变体(P.57)2.音位的鉴别(P.57)2.1 环境与分布(P.57)2.2 分布的类别（P.58)对立分布（最小对立位）、互补分布、自由变异3.区分特征(P.65)4.单词中音位排列（5,P.67)5.超切分（／音段）特征（6,P.69）5.1 单词重音（6.1,P.70)5.2 声调与语调(6.2,P.70)5.3 连音（／音渡）（6.3,P.72）6.小结（P.76)Exx.1,2(1)(2)(3)(4),3,4,5,7,8,9,10,11,12,13,14,15第四章形态学（词法）1.语素(P.82)2.语素分类（P.84)2.1 词根与词缀(P.84)2.2 前缀、后缀与中缀(P.86)2.3 屈折变化词缀与派生变化词缀(P.87)3.形素与语素变体(P.90)4.语素的鉴别(P.92)4.1 将语音序列分割为形素(P.92)4.2 将形素归并为语素(P.94)4.3 空形素与零形素(P.97)5.语素分析（P.98)6.词法功能（P.103）6.1 屈折变化词法的语法功能（P.103)6.2 派生变化词法与构词法（P.104)6.2.1 主要构词法（P.105)派生（／词缀）法、转换法、合成法6.2.2 次要构词法（P.107)拼缀、截短、首字母缩略、首字母拼音、逆向构词7.小结（P.110)Exx.1-14第五章句法1.序列（／横组合）关系（P.116）2.替代（／纵聚合）关系（P.117)3.层次（／等级）关系（P.118)4.鉴别句法范畴（P.121)4.1 名词与名词短语（P.121)4.2 动词与动词短语（P.123)4.3 形容词（P.124)4.4 副词（P.124)5.层次与带标记的直接成分分析（P.125)5.1 直接成分分析法（P.125)5.2 带标记的直接成分分析法（P.125)5.3 完整的短语标记分析法（P.127)5.4 部分短语标记分析法（P.130)5.5 括号分析法（P.130)5.6 带标记的括号分析法（P.130)6.小结（P.131)Exx.1-8第八章语义学1.何谓意义？（P.210)2.词汇语义学（P.212)2.1 成分分析法（P.213)2.2 语义场（P.215)2.2.1 何谓语义场？（P.215)2.2.2 语义关系（P.216)2.2.2.1 下义关系（P.216)2.2.2.2 部分／整体关系（P.220)2.2.2.3 同义关系（P.220)2.2.2.4 反义关系（P.221)互补反义词、分等级性的反义词、关系对立反义词2.3 词语歧义（P.224)2.3.1 一词多义（P.224)2.3.2 同音（同形）异义词（P.224)3.句子语义学（P.226)5.3 完整的短语标记分析法（P.127)5.4 部分短语标记分析法（P.130)5.5 括号分析法（P.130)5.6 带标记的括号分析法（P.130)6.小结（P.131)Exx.1-8第八章语义学1.何谓意义？（P.210)2.词汇语义学（P.212)2.1 成分分析法（P.213)2.2 语义场（P.215)2.2.1 何谓语义场？（P.215)2.2.2 语义关系（P.216)2.2.2.1 下义关系（P.216)2.2.2.2 部分／整体关系（P.220)2.2.2.3 同义关系（P.220)2.2.2.4 反义关系（P.221)互补反义词、分等级性的反义词、关系对立反义词2.3 词语歧义（P.224)2.3.1 一词多义（P.224)2.3.2 同音（同形）异义词（P.224)3.句子语义学（P.226)3.1 决定句子意义的主要因素（P.228)3.2 语义功能（P.231)3.3 语法功能与语义功能（P.231)3.4 语义反常（P.232)4.小结（P.233)Exx.1-8三、说明1.本大纲与教材内的章节略有区别。

Chapter 1 Language语言1. Design feature (识别特征) refers to the defining properties of human language that distinguish it from any animal system of communication.2. Productivity(能产性) refers to the ability that people have in making and comprehending indefinitely large quantities of sentences in theirnative language.3. arbitrariness (任意性) Arbitrariness refers to the phenomenon that there is no motivated relationship between a linguistic form and itsmeaning.4. symbol (符号) Symbol refers to something such as an object, word, or sound that represents something else by association or convention.5. discreteness (离散性) Discreteness refers to the phenomenon that the sounds in a language are meaningfully distinct.6. displacement (不受时空限制的特性) Displacement refers to the fact that human language can be used to talk about things that are not in theimmediate situations of its users.7. duality of structure (结构二重性) The organization of language into two levels, one of sounds, the other of meaning, is known as duality ofstructure.8. culture transmission (文化传播) Culture transmission refers to the fact that language is passed on from one generation to the next throughteaching and learning, rather than by inheritance.9. interchangeability (互换性) Interchangeability means that any human being can be both a producer and a receiver of messages.1. ★What is language?Language is a system of arbitrary vocal symbols used for human communication. This definition has captured the main features of language.First, language is a system.Second, language is arbitrary in the sense.The third feature of language is symbolic nature.2. ★What are the design features of language?Language has seven design features as following:1) Productivity.2) Discreteness.3) Displacement4) Arbitrariness.5) Cultural transmission6) Duality of structure.7) Interchangeability.3. Why do we say language is a system?Because elements of language are combined according to rules, and every language contains a set of rules. By system, the recurring patterns or arrangements or the particular ways or designs in which a language operates. And the sounds, the words and the sentences are used in fixed patterns that speaker of a language can understand each other.4. ★ (Function of language.) According to Halliday, what are the initial functions of children’s language? And what are the threefunctional components of adult language?I. Halliday uses the following terms to refer to the initial functions of children’s language:1) Instrumental function. 工具功能2) Regulatory function. 调节功能3) Representational function. 表现功能4) Interactional function. 互动功能5) Personal function. 自指性功能6) Heuristic function. 启发功能[osbQtq`kf`h]7) Imaginative function. 想象功能II. Adult language has three functional components as following:1) Interpersonal components. 人际2) Ideational components.概念3) Textual components.语篇1. general linguistics and descriptive linguistics (普通语言学与描写语言学) The former deals with language in general whereas the latter isconcerned with one particular language.2. synchronic linguistics and diachronic linguistics (共时语言学与历时语言学) Diachronic linguistics traces the historical development of thelanguage and records the changes that have taken place in it between successive points in time. And synchronic linguistics presents an account of language as it is at some particular point in time.3. theoretical linguistics and applied linguistics (理论语言学与应用语言学) The former copes with languages with a view to establishing atheory of their structures and functions whereas the latter is concerned with the application of the concepts and findings of linguistics to all sorts of practical tasks.4. microlinguistics and macrolinguistics(微观语言学与宏观语言学) The former studies only the structure of language system whereas thelatter deals with everything that is related to languages.5. langue and parole (语言与言语) The former refers to the abstract linguistics system shared by all the members of a speech communitywhereas the latter refers to the concrete act of speaking in actual situation by an individual speaker.6. competence and performance (语言能力与语言运用) The former is one’s knowledge of all the linguistic regulation systems whereas the latteris the use of language in concrete situation.7. speech and writing (口头语与书面语) Speech is the spoken form of language whereas writing is written codes, gives language new scope.8. linguistics behavior potential and actual linguistic behavior (语言行为潜势与实际语言行为) People actually says on a certain occasion to acertain person is actual linguistics behavior. And each of possible linguistic items that he could have said is linguistic behavior potential.9. syntagmatic relation and paradigmatic relation(横组合关系与纵聚合关系) The former describes the horizontal dimension of a languagewhile the latter describes the vertical dimension of a language.10. verbal communication and non-verbal communication(言语交际与非言语交际) Usual use of language as a means of transmittinginformation is called verbal communication. The ways we convey meaning without using language is called non-verbal communication.1. ★How does John Lyons classify linguistics?According to John Lyons, the field of linguistics as a whole can be divided into several subfields as following:1) General linguistics and descriptive linguistics.2) Synchronic linguistics and diachronic linguistics.3) Theoretical linguistics and applied linguistics.4) Microlinguistics and macrolinguistics.2. Explain the three principles by which the linguist is guided: consistency, adequacy and simplicity.1) Consistency means that there should be no contradictions between different parts of the theory and the description.2) Adequacy means that the theory must be broad enough in scope to offer significant generalizations.3) Simplicity requires us to be as brief and economic as possible.3. ★What are the sub-branches of linguistics within the language system?Within the language system there are six sub-branches as following:1) Phonetics. 语音学is a study of speech sounds of all human languages.2) Phonology. 音位学studies about the sounds and sound patterns of a speaker’s native language.3) Morphology. 形态学studies about how a word is formed.4) Syntax. 句法学studies about whether a sentence is grammatical or not.5) Semantics. 语义学studies about the meaning of language, including meaning of words and meaning of sentences.6) Pragmatics. 语用学★The scope of language: Linguistics is referred to as a scientific study of language.★The scientific process of linguistic study: It involves four stages: collecting data, forming a hypothesis, testing the hypothesis and drawing conclusions.1. articulatory phonetics(发音语音学) The study of how speech organs produce the sounds is called articulatory phonetics.2. acoustic phonetics (声学语音学) The study of the physical properties and of the transmission of speech sounds is called acoustic phonetics.3. auditory phonetics (听觉语音学) The study of the way hearers perceive speech sounds is called auditory phonetics.4. consonant (辅音) Consonant is a speech sound where the air form the language is either completely blocked, or partially blocked, or where theopening between the speech organs is so narrow that the air escapes with audible friction.5. vowel (元音) is defined as a speech sound in which the air from the lungs is not blocked in any way and is pronounced with vocal-cord vibration.6. bilabials (双唇音) Bilabials means that consonants for which the flow of air is stopped or restricted by the two lips. [p][b] [m] [w]7. affricates (塞擦音) The sound produced by stopping the airstream and then immediately releasing it slowly is called affricates. [t X] [d Y] [tr] [dr]8. glottis (声门) Glottis is the space between the vocal cords.9. rounded vowel (圆唇元音) Rounded vowel is defined as the vowel sound pronounced by the lips forming a circular opening. [u:] [u] [OB] [O]10. diphthongs (双元音) Diphthongs are produced by moving from one vowel position to another through intervening positions.[ei][ai][O i] [Q u][au]11. triphthongs(三合元音) Triphthongs are those which are produced by moving from one vowel position to another and then rapidly andcontinuously to a third one. [ei Q][ai Q][O i Q] [Q u Q][au Q]12. lax vowels (松元音) According to distinction of long and short vowels, vowels are classified tense vowels and lax vowels. All the long vowelsare tense vowels but of the short vowels,[e] is a tense vowel as well, and the rest short vowels are lax vowels.1. ★How are consonants classified in terms of different criteria?The consonants in English can be described in terms of four dimensions.1) The position of the soft palate.2) The presence or the absence of vocal-cord vibration.3) The place of articulation.4) The manner of articulation.2. ★How are vowels classified in terms of different criteria?Vowel sounds are differentiated by a number of factors.1) The state of the velum2) The position of the tongue.3) The openness of the mouth.4) The shape of the lips.5) The length of the vowels.6) The tension of the muscles at pharynx.3. ★What are the three sub-branches of phonetics? How do they differ from each other?Phonetics has three sub-branches as following:1) Articulatory phonetics is the study of how speech organs produce the sounds is called articulatory phonetics.2) Acoustic phonetics is the study of the physical properties and of the transmission of speech sounds is called acoustic phonetics.3) Auditory phonetics is the study of the way hearers perceive speech sounds is called auditory phonetics.4. ★What are the commonly used phonetic features for consonants and vowels respectively?I. The frequently used phonetic features for consonants include the following:1) Voiced.2) Nasal.3) Consonantal.4) Vocalic.5) Continuant.6) Anterior.7) Coronal.8) Aspirated.II. The most common phonetic features for vowels include the following:1) High.2) Low.3) Front.4) Back.5) Rounded.6) Tense.1. phonemes (音位) Phonemes are minimal distinctive units in the sound system of a language.2. allophones (音位变体) Allophones are the phonetic variants and realizations of a particular phoneme.3. phones (单音) The smallest identifiable phonetic unit found in a stream of speech is called a phone.4. minimal pair (最小对立体) Minimal pair means words which differ from each other only by one sound.5. contrastive distribution (对比分布) If two or more sounds can occur in the same environment and the substitution of one sound for anotherbrings about a change of meaning, they are said to be in contrastive distribution.6. complementary distribution(互补分布) If two or more sounds never appear in the same environment ,then they are said to be incomplementary distribution.7. free variation (自由变异) When two sounds can appear in the same environment and the substitution of one for the other does not cause anychange in meaning, then they are said to be in free variation.8. distinctive features (区别性特征) A distinctive feature is a feature which distinguishes one phoneme from another.9. suprasegmental features (超切分特征) The distinctive (phonological) features which apply to groups larger than the single segment are knownas suprasegmental features.10. tone languages (声调语言) Tone languages are those which use pitch to contrast meaning at word level.11. intonation languages (语调语言) Intonation languages are those which use pitch to distinguish meaning at phrase level or sentence level.12. juncture (连音) Juncture refers to the phonetic boundary features which may demarcate grammatical units.1. ★What are the differences between English phonetics and English phonology?1) Phonetics is the study of the production, perception, and physical properties of speech sounds, while phonology attempts to account forhow they are combined, organized, and convey meaning in particular languages.2) Phonetics is the study of the actual sounds while phonology is concerned with a more abstract description of speech sounds and tries todescribe the regularities of sound patterns.2. Give examples to illustrate the relationship between phonemes, phones and allophones.When we hear [pit],[tip],[spit],etc, the similar phones we have heard are /p/. And /p/ and /b/ are separate phonemes in English, while [ph] and [p] are allophones.3. How can we decide a minimal pair or a minimal set?A minimal pair should meet three conditions:1) The two forms are different in meaning.2) The two forms are different in one sound segment.3) The different sounds occur in the same position of the two strings.4. ★Use examples to explain the three types of distribution.1) Contrastive distribution. Sounds [m] in met and [n] in net are in contrastive distribution because substituting [m] for [n] will result in achange of meaning.2) Complementary distribution. The aspirated plosive [ph] and the unaspirated plosive [p] are in complementary distribution because theformer occurs either initially in a word or initially in a stressed syllable while the latter never occurs in such environments.3) Free variation. In English, the word “direct” may be pronounce in two ways: /di’rekt/ and /dia’rekt/, and the two different sounds /i/ and /ai/can be said to be in free variation.5. What’s the difference between segmental features and suprasegmental features? What are the suprasegmental features in English?I. 1) Distinctive features, which are used to distinguish one phoneme from another and thus have effect on one sound segment, are referred toas segmental features.2) The distinctive (phonological) features which apply to groups larger than the single segment are known as suprasegmental features.3) Suprasegmental features may have effect on more than one sound segment. They may apply to a string of several sounds.II.The main suprasegmental features include stress, tone, intonation and juncture.6. What’s the difference between tone languages and intonation language?Tone languages are those which use pitch to contrast meaning at word level while intonation languages are those which use pitch to distinguish meaning at phrase level or sentence level7. ★What’s the difference between phonetic transcriptions and phonemic transcriptions?The former was meant to symbolize all possible speech sounds, including even the most minute shades of pronunciation, while the latter was intended to indicate only those sounds capable of distinguishing one word from another in a given language.1. morphemes (语素) Morphemes are the minimal meaningful units in the grammatical system of a language.allomorphs (语素变体) Allomorphs are the realizations of a particular morpheme.morphs (形素) Morphs are the realizations of morphemes in general and are the actual forms used to realize morphemes.2. roots (词根) Roots is defined as the most important part of a word that carries the principal meaning.affixes (词缀) Affixes are morphemes that lexically depend on roots and do not convey the fundamental meaning of words.free morphemes (自由语素) Free morphemes are those which can exist as individual words.bound morphemes (粘着语素) Bound morphemes are those which cannot occur on their own as separate words.3. inflectional affixes (屈折词缀) refer to affixes that serve to indicate grammatical relations, but do not change its part of speech.derivational affixes (派生词缀) refer to affixes that are added to words in order to change its grammatical category or its meaning.4. empty morph (空语子) Empty morph means a morph which has form but no meaning.zero morph (零语子) Zero morph refers to a morph which has meaning but no form.5. IC Analysis (直接成分分析) IC analysis is the analysis to analyze a linguistic expression (both a word and a sentence) into a hierarchicallydefined series of constituents.6. immediate constituents(直接成分) A immediate constituent is any one of the largest grammatical units that constitute a construction.Immediate constituents are often further reducible.ultimate constituents (最后成分) Ultimate constituents are those grammatically irreducible units that constitute constructions.7. morphological rules (形态学规则) The principles that determine how morphemes are combined into new words are said to be morphologicalrules.8. word-formation process (构词法) Word-formation process mean the rule-governed processes of forming new words on the basis of alreadyexisting linguistic resources.1. ★What is IC Analysis?IC analysis is the analysis to analyze a linguistic expression (both a word and a sentence) into a hierarchically defined series of constituents.2. How are morphemes classified?1) Semantically speaking, morphemes are grouped into two categories: root morphemes and affixational morphemes.2) Structurally speaking, they are divided into two types: free morphemes and bound morphemes.3. ★Explain the interrelations between semantic and structural classifications of morphemes.a) All free morphemes are roots but not all roots are free morphemes.b) All affixes are bound morphemes, but not all bound morphemes are affixes.4. What’s the difference between an empty morph and a zero mor ph?a) Empty morph means a morph that has form but no meaning.b) Zero morph refers to a morph that has meaning but no form.5. Explain the differences between inflectional and derivational affixes in term of both function and position.a) Functionally:i.Inflectional affixes sever to mark grammatical relations and never create new words while derivational affixes can create new words.ii.Inflectional affixes do not cause a change in grammatical class while derivational affixes very often but not always cause a change in grammatical class.b) In term of position:i.Inflectional affixes are suffixes while derivational affixes can be suffixes or prefixes.ii.Inflectional affixes are always after derivational affixes if both are present. And derivational affixes are always before inflectional suffixes if both are present.6. What are morphological rules? Give at least four rules with examples.The principles that determine how morphemes are combined into new words are said to be morphological rules.For example:a) un- + adj. ->adj.b) Adj./n. + -ify ->v.c) V. + -able -> adj.d) Adj. + -ly -> adv.1. syntagmatic relations (横组关系) refer to the relationships between constituents in a construction.paradigmatic relations (纵聚合关系) refer to the relations between the linguistic elements within a sentence and those outside the sentence.hierarchical relations (等级关系) refer to relationships between any classification of linguistic units which recognizes a series of successively subordinate levels.2. IC Analysis (直接成分分析) is a kind of grammatical analysis, which make major divisions at any level within a syntactic construction.labeled IC Analysis(标记法直接成分分析) is a kind of grammatical analysis, which make major divisions at any level within a syntactic construction and label each constituent.phrase markers (短语标记法) is a kind of grammatical analysis, which make major divisions at any level within a syntactic construction, and label each constituent while remove all the linguistic forms.labeled bracketing (方括号标记法) is a kind of grammatical analysis, which is applied in representing the hierarchical structure of sentences by using brackets.3. constituency (成分关系)dependency (依存关系)4. surface structures (表层结构)refers to the mental representation of a linguistic expression, derived from deep structure by transformationalrules.deep structures (深层结构) deep structure of a linguistic expression is a theoretical construct that seeks to unify several related structures. 5. phrase structure rules (短语结构规则)are a way to describe a given language's syntax. They are used to break a natural language sentencedown into its constituent parts.6. transformational rules (转换规则)7. structural ambiguity (结构歧义)1. What are the differences between surface structure and deep structure?They are different from each other in four aspects:1) Surface structures correspond directly to the linear arrangements of sentences while deep structures correspond to the meaningful groupingof sentences.2) Surface structures are more concrete while deep structures are more abstract.3) Surface structures give the forms of sentences whereas deep structures give the meanings of sentences.4) Surface structures are pronounceable but deep structures are not.2. Illustrate the differences between PS rules and T-rules.1) PS rules frequently applied in generating deep structures.2) T-rules are used to transform deep structure into surface structures.3. What’s the order of generating sentences? Do we st art with surface structures or with deep structures? How differently are theygenerated?To generate a sentence, we always start with its deep structure, and then transform it into its corresponding surface structure.Deep structures are generated by phrase structure rules (PS rules) while surface structures are derived from their deep structures by transformational rules (T-rules).4. What’s the difference between a compulsory constituent and an optional one?Optional constituents may be present or absent while compulsory constituents must be present.5. What are the three syntactic relations? Illustrate them with examples.1) Syntagmatic relations2) Paradigmatic relations.3) Hierarchical relations.1. Lexical semantics (词汇语义学) is defined as the study of word meaning in language.2. Sense (意义) refers to the inherent meaning of the linguistic form.3. Reference (所指) means what a linguistic form refers to in the real world.4. Concept (概念) is the result of human cognition, reflecting the objective world in the human mind.5. Denotation (外延) is defined as the constant ,abstract, and basic meaning of a linguistic expression independent of context and situation.6. Connotation (内涵) refers to the emotional associations which are suggested by, or are part of the meaning of, a linguistic unit.7. Componential analysis (成分分析法) is the way to decompose the meaning of a word into its components.8. Semantic field (语义场) The vocabulary of a language is not simply a listing of independent items, but is organized into areas, within whichwords interrelate and define each other in various ways. The areas are semantic fields.9. Hyponymy (上下义关系) refers to the sense relation between a more general, more inclusive word and a more specific word.10. Synonymy (同义关系) refers to the sameness or close similarity of meaning.11. Antonymy (反义关系) refers to the oppositeness of meaning.12. Lexical ambiguity (词汇歧义)13. Polysemy (多义性) refers to the fact that the same one word may have more than one meaning.14. Homonymy (同音(同形)异义关系) refers to the phenomenon that words having different meanings have the same form.15. Sentence semantics (句子语义学) refers to the study of sentence meaning in language.1. What’s the criterion of John Lyons in classifying semantics into its sub-branches? And how does he classify semantics?In terms of whether it falls within the scope of linguistics, John Lyons distinguishes between linguistic semantics and non-linguistic semantics.According John Lyons, semantics is one of the sub-branches of linguistics; it is generally defined as the study of meaning.2. What are the essential factors for determining sentence meaning?1) Object, 2) concept, 3) symbol, 4) user, 5) context.3. What is the difference between the theory of componential analysis and the theory of semantic theory in defining meaning of words?4. What are the sense relations between sentences?1) S1 is synonymous with S2.2) S1 entails S2.3) S1 contradicts S2.4) S1 presupposes S2.5) S1 is a tautology, and therefore invariably true.6) S1 is a contradiction, and therefore invariably false.7) S1 is semantically anomalous.1. Speech act theory (言语行为理论)2. Cooperative principle and its maxims (合作原则及其准则)3. Politeness principle and its maxims (礼貌原则及其准则)4. Conversational implicature (会话含义)5. Indirect speech act (间接言语行为)6. Pragmatic presupposition (语用学预设)7. Relevance theory (关联理论)8. Illocutionary act (言外行为)9. (Horn’s) Q-Principle and R-Principle10. Perfrmative verbs (施为句动词)1. Make comments on the different definitions of pragmatics.2. What are the main types of deixis?3. Explain the statement: context is so indispen sable in fully understanding interpreting the speaker’s meaning.4. How are Austin’s and Searle’s speech act theories related to each other?5. What’s the relationship between CP and PP?6. What do you know about presupposition triggers in English? Explain them briefly with examples.7. What is ostensive-referential communication?8. Explain the obvious presupposition of speaker who say each of the following:1) When did you stop beating your wife?2) Where did Tom buy the watch?3) Your car is broken.9. What do you think of the fol lowing statement? “Tom participated in spreading rumors” entails “Tom engaged in spreading rumors”.Chapter 9 话语分析1. text(语篇) = discourse 语篇是指实际使用的语言单位，是一次交际过程中的一系列连续的话段或句子所构成的语言整体。

27037英语语言学概论2007-06-11一、课程性质及其设置目的与要求（一）课程性质和特点《英语语言学概论》课程是我省高等教育自学考试英语专业（本科段）的一门重要的专业理论课程，其任务是培养应考者系统地学习英语语言学的基本知识，掌握语言系统内部语言学各分支之间的关系和各分支的重要概念和基本理论，了解语言学在其它学科领域的应用，熟悉现代语言学重要的流派及其代表人物；通过该课程的学习，考生可以从不同的角度了解语言（的性质），了解语言学习和语言教学，为日后进一步学习语言学、从事语言教学实践和语言学研究打下扎实基础。

本课程的特点是：专业术语多，概念多，内容抽象，所以，考生最好在学习本课程之前先学习提高语言读写能力的课程，如高级英语、泛读（三）、写作等，这样可以减少语言障碍，有利于学好语言学的理论知识。

（二）本课程的基本要求本课程共分为本书共分四编，计十三章。

第一编（一至二章）介绍了语言和语言学；第二编（三至八章）介绍了语言学的主要分支—语音学、音位学、形态学、句法学、语义学和语用学；第三编（九至十二章）为跨学科领域与应用—话语分析、社会语言学、心理语言学，以及语言学理论与外语教学；第四编（十三章）介绍了现代语言学流派。

通过对本书的学习，要求应考者对英语语言学有一个全面和正确的了解。

具体应达到以下要求：1、掌握语言的性质、功能，以及语言学的研究范围、语言学的分支和重要的语言学概念；2、掌握语言系统内部语言学各分支之间的关系和各分支的重要概念和基本理论；3、了解语言学在其它学科领域的应用；4、熟悉现代语言学重要的流派及其代表人物。

（三）本课程与相关课程的联系英语语言学概论是一门基础理论课程，其含盖范围很广，既涉及语言系统内部的语音学、音位学、形态学、句法学、语义学和语用学，又涉及许多交叉学科，如话语分析、社会语言学、心理语言学、应用语用学（包括语言学理论与外语教学），以及本教程未涉及的神经认知语言学、计算机语言学、人工智能与机器翻译等。

英语语言学概论期末复习第一章绪论1.1什么是语言1.2语言的性质（1）语言具有系统性（systematic）（2）语言是一个符号系统语言符号是一种象征符号。

（3）语言符号的任意性（arbitrariness）与理据性（motivation）（4）口头性（5）语言是人类特有的（6）语言是用于交际的寒暄交谈（phatic communion）马林诺夫斯基提出的，认为语言除了用于表达思想、交流感情外，还可以用语言营造一种气氛或保持社会接触。

这种不用于表达思想、交流感情的语言使用，叫寒暄交谈。

1.3语言的起源1.4语言的分类1.4.1系属分类（Genetic Classification）历史比较语言学通过比较各种语言在不同时期语音、词性、曲折变化、语法结构上的相同特点来建立语言族系。

将语言分为语系（family）——语族（group）——语支（branch）——语言英语、德语属印欧语系日耳曼语族西日耳曼语支。

法语属印欧语系罗曼语族中罗曼语支。

汉语属汉藏语系汉语族。

1.4.2 类型分类（Typological Classifacation）根据词的结构类型，可分为（1）孤立语（isolating language）又叫词根语，一个词代表一个意思，缺少形态变化，语序和虚词是表达语法意义的主要手段。

汉语是典型的孤立语。

（2）粘着语（agglutinative language）简单词组成复合词，而词性和意义不变。

在词根前、中、后粘贴不同的词缀实现语法功能。

日语、韩语、土耳其语是典型的黏着语。

（3）屈折语（inflectional language）词形变化表语法关系的语言。

英语是不太典型的屈折语。

（4）多式综合语（polysynthesis language）把主、宾和其它语法项结合到动词词干上以构成一个单独的词，但表达一个句子的意思。

因纽特语是典型的多式综合语。

根据句子的语序类型，可分为SVO、SOV、OSV、OVS等1.5语言的功能1.5.1 一般功能1.5.2元功能（metafunction）1.6什么是语言学（linguistics）1.7语言学中的重要区分（1）语言（langue）和言语（parole/langage）索绪尔对语言和言语作出了区分。

《英语语言学概论》一I. Fill in each of the following blanks with one word beginning with the letter given:1. Modern linguistics is descriptive___ rather than prescriptive.2. Consonants can be described in terms of places__ of articulation, manners of articul ation, and voicing___.3. Allophones___ are variants of the same phoneme in different phonetic contexts.4. The smallest meaningful unit of language is called morpheme___.5. According to Saussure, a linguistic sign is composed of signifier_ and signified__.6. General linguistics is based on the view that language as a system composed of three aspects: sound, structure_ and meaning.7. Monophthongs and diphthongs__ are two major types of vowels.8. Sequences that are possible but do not occur yet are called accidental__ gap, e.g. /bl ik/, /bilk/, /klib/, and /kilb/.9. Meanings_ and sounds _ make up two subsystems of language.10. The language used to talk about language is called metalanguage__.11. According to M.A.K. Halliday, language plays three metafunctions simultaneously : the ideational function, the interpersonal__ function and the textual___ function. 12. Chinese is a typical tone___ language. M (mother), m (hemp) m (horse) m (scold), for example, are four distinguished words.13. The total number of words stored in the brain is called lexicon__, which can be un derstood as a mental dictionary.14. Words like went, which is not related in form to indicate grammatical contrast with the root, are called suppletives_____.15. Semantics__ is defined as the study of meaning.16. Synonym__ are words which have different forms but similar meanings.II. Indicate the following statements true or false. Put T for true and F for false in the brackets:(T ) 1. The Swiss linguist de Saussure regarded the linguistic sign as composed of sound image and referent.(F) 2. Chinese is an agglutinating language.(F) 3. Not all vowels are voiced.(F ) 4. If segments appear in the same position but the mutual substitution does notresult in change of meaning, they are said to be in free variation.( F) 5. A greenbottle is a type of bottle.( T) 6. Productivity is the first and foremost striking feature of human language.(F) 7. Language contains two subsystems, one of speaking and the other of writing. (T) 8. Language can be used to refer to things real or imagined, past, present or future. ( T) 9. Modern linguistics is prescriptive rather than descriptive.( F) 10. The study of speech sounds is called Phonology.( F ) 11. The voiceless bilabial stop in pin and the one in spin are in complementary distribution.( F) 12. Tone is the variation of pitch to distinguish utterance meaning.(T) 13. Compounding, the combination of free morphemes, is a common way to form words.(F) 14. In the phrases a herd of cattle, a flock of sheep, both cattle and sheepcontain only one morpheme.(F) 15. The meaning of compounds is always the sum of meaning of thecompounds.III. Multiple Choice1._ __ is the first and foremost striking feature of human language.(C )A. DualityB. ArbitrarinessC. CreativityD. Displacement2.Which of the following does not belong to the language metafunctionsillustrated by M.A.K. Halliday? .(D )A.Ideational functionB. Interpersonal functionC.Textual function.D. Logical function3.The study of speech sounds is called ________..(A)A. PhoneticsB. Articulatory phoneticsC. PhonologyD. Acoustic Phonetics4.Every syllable has a(n) _______, which is usually a vowel. .(B )A. onsetB. nucleusC. codaD. rhyme5.Which of the following does not belong to suprasegmental features? .(D )A.StressB. IntonationC. ToneD. Syllable6.________ is defined as the study of the internal structure and the formation ofwords. .(A )A. MorphologyB. SyntaxC. LexiconD. Morpheme7._____ is a process that puts an existing word of one class into anotherclass. .(D )A. ClippingB. BlendingC. EponymD. Conversion8.In the phrases a herd of cattle, a flock of sheep, both cattle and sheep contain_____ morphemes. .(B )A. oneB. twoC. threeD. four9. Sip and zip, tip and dip, map and nap, etc, are all ______..(B )A. minimal pairsB. minimal setsC. allophonesD. phonesIV. For each group of sounds listed below, state the phonetic feature(s) then share: Example: [s] [f] [p] [h] voiceless1)[g] [z] [d]voiced2)[v] [h] [s] fricative3)[m] [p] [b] [f] [v] labial4)[t] [d] [n] [l] [s] [z] alveolar5)[i:] [i] [u] [u:] highV. Transcribe the sound represented by the underlined letter(s) in the words and then describe it.Example: heat [i:] vowel front higha)photo /f/coiceless labiodental fricativeb)write /r/alveolar retroflex liquidc)car /a:/low back voweld)actor /k/voicelsss velar stope)city /i/lax high front vowelf)city /s/voiceless alveolar frocativeg)worry /w/labiovelar glideh)yes /j/palatal glideVI. Write the phonetic symbol that corresponds to the articulatory description.Example: vowel front high [i:]1bilabial nasal2voiced labiovelar glide3literal liquid4voiced bilabial stop5front high laxVII. Pronounce the words key and core, ski and score, paying attention to the phoneme /k/. What difference do you notice between the first pair and the second pair in terms of the phonetic features of the voiceless velar stop?In pronouncing key,the voiceless valar stop is palatalized.In key and core t he stop is aspirated. In ski,the stop is also palatalized. In ski and score, the stop isunaspirated.VIII. Consider the following words and answer the questions below:a)finger1b)disgraceful 3c)stepsister 2 underline sisterd)psycholinguistics 4 underline linguisticse)antidisestablishmentarianism7 underline establishi.Tell the number of morphemes in each word.ii.Underline the free morphemes in each word where possible to do so.IX. Identify the difference between a greenhouse and a green house, and the difference between a sleeping car and a sleeping baby.A greenhouse, the stree is on green, a green house ,the stress is on house.X. Define the following term, giving examples for illustration:AllophoneGreenhouse is a compound word;green house is a noun phrase. A greenhouse refers to a building with sides and roof of glass, used for growing plants thatneed protection from the weather,while a green house refers to a house whose colour is green.XI. Draw tree diagrams for the following two sentences:1. A clever magician fooled the audience. A sleeping car2.The tower on the hill collapsed in the wind. the stress is on sleeping3.They can fish. a sleeping baby, the stress is on baby4.Pat found a book on Wall Street. A sleeping car means a car in which one can sleep5.I saw the man with a telescope. A sleeping baby means a baby who is sleeping.XII. Explain the ambiguity of the following sentences.a.This is a beautiful girl’s dress.This is a dress for beautiful girls. This is a beautiful dress for girls.b.Those who went there quickly made a fortune.Those who quickly went there made a fortune.Those who went there made a fortune quickly.c. A woman murdererA murderer who is a woman. A murderer who has killed a woman.XIII. Tell the process of word formation illustrated by the example and find as many words as you can that are formed in the same way.(1)flu clipping(2)OPEC acronyming(3)Nobel eponyming(4)televise back formation(5)better (v.) conversionXIV. How would you read the phrases in the two columns? What does each of them mean?Column I Column IIa. The White House a white houseb. a redcoat a red coata. a bluebird a blue birdb. a lighthouse keeper a light housekeeperXV. Explain the relation between bank1 (the side of a river) and bank2 (the financial institute).XVI. Identify the type of transitivity process in each of the following sentences.(1)John washed the car.(2)John likes the car.XVII. Answer the following question:What are the three metafunctions according to Halliday?《英语语言学概论》二I.Indicate the following statements true or false. Put T for true and F for false in the brackets:( False ) 1. Pragmatics is concerned with speaker meaning.(True ) 2. The reference of a deixis to a preceding expression is technically termed cataphoric reference.II. Multiple Choice1.Both pretty and handsome mean good-looking but they differ in _ABD_______meaning.A. collocativeB. socialC. affectiveD. reflected2.__B____ refers to having the right to speak by turns.A.Adjacency pairsB. Turn-talkingC. Preferred second partsD. Insertion sequences3. British English and American English are ___C___ varieties of the Englishlanguage.A. functionalB. socialC. regionalD. standard4. ___B___ is the approximate language system that the learner constructs for use incommunication through the target language.A. MetalanguageB. InterlanguageC. SignD. Esperanto5.In __C___ stage, children use single words to represent various meanings.A. telegraphicB. two-wordC. holophrasticD. babbling6.___A___ is a term widely used in sociolinguistics to refer to “varieties accordingto use.”A. RegisterB. FieldC. ModeD. TenorIII. Tell the semantic relation within the given sentence and that between the two sentences.1.My uncle is male. tautology2.The spinster is married. contradiction3.Jim is an orphan. Jim lives with his parents. inconsistency4.Sam is the husband of Sally. Sally is the wife of Sam. synonymy5.He has gone to London. He has gone to England. entailmentIV. Data Analysis:1.What is the illocution of A’s utterance in the following briefencounter?A: You are in a non-smoking zone, sir.B: Thanks (extinguishing the cigarette).A wants to stopB from smoking there2.What kind of pre-sequence is A’s first utterance? (Hint: A and Bare two secretaries working in the same office.)A: Are you going to be here long?B: You can go if you like.A: I’ll just be outside. Call me if you need me.B: OK.Pre-request.V. Try to think of contexts in which the following sentences can be used for other purposes than just stating facts:1. The room is messy. It's time to clean it up2. It would be good if she had a green skirt on. I wish she had a good time.VI. Define the following term, giving examples for illustration:Variety The term variety is the label given to the form of a language used by any group of speakers or used in a particular field. A variety is characterized by the basic lexicon, phonology, syntax shared by members of the group. Varieties of a language are of four types: the standard variety, regional (geographical) dialects, sociolects (social dialects) and registers (functional varieties).VII. Give examples to illustrate gradable antonyms, complementary antonyms, and reversal antonyms.Gradable antonyms are pairs of words opposite to each other, but the positive of one word does not necessarily imply the negative of the other, or vice versa. A person who is not rich is not necessarily poor. The two words represent two polarities between which there is continuum. This relation is found between many adjective and adverb pairs. They have three characteristics. Firstly, they can be used in comparative or superlative degrees (faster, fastest; slower, slowest). Secondly, they can be modified by adverbs of degree, very, fairly, quite, rather, etc. Thirdly, they can follow how in questions (How large is the room? How long is the river?). In raising such questions the basic one of the two is preferred. Otherwise, there is presupposition in the question. For instance, “How short is the man?” presupposes the man is below the average in height.Complementary antonyms are words opposite to each other and the positive of one implies the negative of the other. Dead/alive, male/female, pass/fail, etc. are complementary antonyms. An animal may be neither big nor small, but it cannot be neither dead nor alive. Adjectives and adverbs which are complementarily opposite to each other cannot be used in comparative or superlative degrees, nor modified by adverbs of degree. In addition, they cannot appear in questions beginning with how.Reversal antonyms are words that denote the same relation or process from one or the other direction. Push/pull, come/go, ascend/descend, buy/sell, up/down in/out, employer/employee, husband/wife, are all reversal antonyms. If you see push on the door when you enter a room, then you will expect to see pull, going out of the room through the same door. If John is on the right of Jane, Jane must be on the left of John. These examples show that reversal antonyms describe a relation between two entities from alternate directions or view points.VIII. Answer the following questions:1.What are the features of metaphors?Metaphors are systematic precisely because they are conceptual in nature. For example, there are many metaphors which reflect our conceptions of time. Among them, TIME IS MONEY, TIME IS A LIMITED RESOURCE and TIME IS A VALUEABLE COMMODITY are three concepts which are systematically related. These concepts are shown by many English metaphors as listed by Lakoff & JohnsonOf these metaphors, some refer specifically to money (spent, invested, budget, profitably, cost), others to limited resources (use, use up, have enough of, run out of), and still others to valuable commodities (have, give, lose, thank you for). The threemetaphorical concepts form a conceptual system based on subcategorization and entailment. In modern industrialized societies, time is conceptualized as a valuable commodity, limited resource, and even money, because work and pay are quantified in terms of hours, weeks, and years. TIME IS MONEY entails TIME IS A LIMITED RESOURCE, which entails TIME IS A VALUABLE COMMODITY. The most specific concept TIME IS MONEY is often used to characterize coherently and systematically all those concepts expressed by the metaphors listed.Metaphor can create similarities between the two domains involved. This runs counter to the traditional view which holds that similarities are inherent in the entities themselves. But cognitive linguists hold that the similarities relevant to metaphors are experiential rather than objective. The metaphorical concepts TIME IS MONEY, for example, is not found in all cultures, nor in all historical periods of a particular culture. The correlation between the two semantic categories is established in the process of conceptualization. Out of human experience, the concept of verticality has no relation to health, consciousness, emotion, quality, and virtue. The UP-DOWN orientation is, however, found in many metaphors in which correlations are created. We select a few orientational metaphors below (Lakoff and Johnson 1980: 15-17):2.How do you distinguish homonymy from polysemy?Homonyms are listed as separate entries in a dictionary, because lexicographers see them as unrelated in sense. A polyseme is a word which has several related senses. In many dictionaries you can find bank(1) and bank(2) as separate entries. The relation between the two is homonymy. Both of them are polysemes, because each of them has several definitions. Lexicographers make the distinction between homonyms and polysemes based on the intuition of native speakers as well as theetymology or history of words.3.What is reference and what is sense? How are they related?Linguistic expressions stand in a relation to the world. One aspect of meaning is reference, the relation by which a word picks out or identifies an entity in the world. London refers to or denotes the capital of Great Britain. The word dog denotes a kind of domestic animal. The referential theory, the simplest theory of meaning, claims that meaning is reference. As described by Kempson (1977: 13), the referential approach makes these generalizations: Proper nouns denote individuals; common nouns denote sets of individuals; verbs denote actions; adjectives denote properties of individuals; adverbs denote properties of actions.Words stand not only in relation to the world but also to human mind. So in addition to reference, there is another dimension of word meaning called sense. For example, when you hear the expression dog, you will naturally reflect on its features in addition to the kind of animal as the referent of the expression. Sense is mental representation, the association with something in the speaker/hearer's mind. Words like dragon, but, of and phrases like a round triangle have sense, but no referent. Words like dog, horse, car and gun have both referent and sense. The study of meaning from the perspective of sense is called the representational approach. The following sections will explore how to analyze meaning along this line. 4.What are the components of metaphor?How do metaphors function as a mode of thinking and talking about the world? All metaphors are composed of two domains. They allow us to understand one domain of experiences in terms of another. The domain to be conceptualized is called target domain, while the conceptualizing domain is termed the source domain. (In the literature, another pair of terms used are tenor and vehicle). The transference of properties of the source domain to the target domain is referred to by some cognitive linguists as mapping. The source domain is concrete and familiar. The target domain is abstract and novel. Bubble economy, soft landing, bottle-neck phenomena are metaphors used frequently in recent years in talking about the economy. Economic phenomena are not easy to describe and understand. Metaphors like these help to conceptualize various economic situations. The semantic properties of the source domains of bubbles, bottles, landing aircrafts are mapped to the target domain of economics.5.What is the difference between linguistic competence and communicativecompetence?The previous sections examine the complex relation between language and society as well as the relation between language and culture. It is obvious that to be able to use a language is not merely to manipulate a system of code. There are striking different connotations between the ability to speak and the ability to talk. Linguists like Noam Chomsky who are not concerned with language use propose the term linguistic competence to account for a speaker's knowledge of his language. Sociolinguists like Dell Hymes criticized this concept of competence. He argues that a normal child acquires knowledge of sentences, not only as grammatical, but also as appropriate. A child acquires competence as to when to speak, when not, and as to what to talk about with whom, when, where, in what manner. In short, a child becomes able to accomplish a repertoire of speech acts, to take part in speech events, and to evaluate their accomplishment by others. This competence, moreover, is integral with attitudes, values and motivations concerning language, its features and uses, and integral with competence for, and attitudes toward, the interrelation of language with the other code of communicative conduct (Hymes 1972). Based on this argument Hymes and others propose communicative competence as the most general term to account for both the tacit knowledge of language and the ability to use it.6.What is the difference between referential meaning and associative meanings ofwords?Referential meaning(sometimes called denotative meaning) is widely believed to be the central meaning of words. It is comparatively more stable and universal. The word woman refers to female human adult. This kind of meaning of the word has not changed and will not change. But other meanings which are parasitic to its referential meaning may vary from one historical period to another. Presumably, in all languages there is a word that denotes womanhood. But due to different social roles of women in different cultures, other meanings associated with the referential meaning (female human adult) vary in different languages. In a matriarchy society people must have different conceptions of woman than in a patriarchy society.Associative meanings are meanings that hinge on referential meaning. In contrast to referential meaning, they are less stable and more culture-specific. For example, although the referential meaning of the word king has not changed in English, English people today have different conceptions of theking than before. The English word pig may have the same referent as its equivalent in a language of Islamic culture. Yet, the associative meanings are totally different.7.How do you distinguish pidgin from Creole?The term pidgin is the label for the code used by people who speak different languages.A pidgin is not the native language of any group. It is confined to very limited communicative purposes, such as trade. Pidgins are mixed languages that are simplified syntactically and lexically. Juba Arabic spoken in southern Sudan is a pidgin.A creole is a mixed language which has become the mother tongue of a speech community. The majority of creoles that still exist are based on English or French. Hawaiian creole, Jamaican creole, Guyana creole, etc. are all English-based. Creloes are not confined to certain functions of language nor reduced in syntax and lexis. Creoles and pidgins are distributed mainly in the equatorial belt around the world, usually in places with direct or easy access to the oceans8.What are the three dimensions that a speech act consists of?locutionary act illocutionary act perlocutionary act9.How do sociolinguists classify the varieties of English?The English language has many regional dialects. British English, American English, Australian English, Indian English, South African English, etc. are all regional varieties of the language. One dialect is distinctive from another phonologically, lexically and grammatically. Between British English and American English, differences can be easily found in pronunciation, in spelling, in words and in syntactic structure. The word hot, for example, is pronounced differently in the two regional dialects. The vowel is a mid back in British English, while in American English it is a low back. The same word is spelt differently, such as labour and labor. The same concept or object is represented by different lexis (dialectalsynonyms, such as flat and apartment). In some sentences, the constituents are different. The auxiliary do may not be necessary in a yes/no question in British English if the predicate verb is have. For examp le “Have you a match?” is equivalent to “Do you have a match?”10.What are the four maxims of the Cooperative Principle?(i) Tact maxim(a) Minimize cost to other [(b) Maximize benefit to other](ii) Generosity maxim(a) Minimize benefit to self [(b) Maximize cost to self](iii) Approbation maxim(a) Minimize dispraise of other [(b) Maximize praise to other](iv) Modesty maxim(a) Minimize praise of self [(b) Maximize dispraise of self](v) Agreement maxim(a) Minimize disagreement between self and other [(b) maximize agreement between self and other](vi) Sympathy maxim(a) Minimize antipathy between self and other[(b) Maximize sympathy between self and other]。