英语语言学Chapter 4_gram

Chapter Four Syntax 句法学一、定义1. syntax句法学：Syntax is a branch of linguistics that studies the rules that govern the formation of sentences.句法学是一门研究语言的规则,这些规则控制句子的形成。

〔把单词凑在一起形成句子〕二、知识点4.2 Category 范畴Syntactic category 句法类型: Words can be grouped together into a relatively small number of classes, called Syntactic category. 单词可以被组成数量相对较小的类别，称为句法类型。

This classification reflects a variety of factors, (1) including the type of meaning that words express, (2) the type of affies that they take, (3) and the type of structures in which they can occur.这种分类反映出各种不同的因素：〔1〕包括单词所表达的意义的类别，〔2〕它们所带词缀的类别，〔3〕它们所能出现的结构的类别。

word level category词层面类型〔对于句法学而言最核心的类型〕1. Major lexical categories 主要词汇类型〔词性〕：名、动、形、副词N, V, Adj, Adv〔open开放性词类,can add new words〕P43图〔在句子构成中起重要作用〕1〕主要词类又称开放词类，可以不断地出现新词。

在英语，它们主要有四类：名词〔N〕： student linguistics lecture动词〔V〕： like red go形容词〔adj〕： tall lovely red副词〔adv〕： loudly constantly hardP134中2. Minor lexical categories 次要词汇类型〔词性〕：限定、程度、量词、助动、介、代、连、叹Det, Deg, Qual, Aux, Prep, Pron, Conj, Int 〔close封闭性词类, words are fixed不添加新词〕P43图2〕次要词类又称闭合词类。

语言学C h a p t e r4课后练习答案Chapter 4 Revision Exercises1. What is syntax?Syntax is a branch of linguistics that studies how words are combined to form sentences and the rules that govern the formation of sentences.2. What is phrase structure rule?The grammatical mechanism that regulates the arrangement of elements (i.e. specifiers, heads, and complements) that make up a phrase is called a phrase structure rule.The phrase structural rule for NP, VP, AP, and PP can be written as follows:NP→(Det) N (PP) ...VP→(Qual) V (NP) ...AP→(Deg) A (PP) ...PP→(Deg) P (NP) ...We can formulate a single general phrasal structural rule in which X stands for the head N, V, A or P.The XP rule: XP→(specifier) X (complement)3. What is category? How to determin e a word’s category?Category refers to a group of linguistic items which fulfill the same or similar functions in a particular language such as a sentence, a noun phrase or a verb.To determine a word's category, three criteria are usually employed, namely meaning, inflection and distribution. The most reliable of determining a word’s category is its distribution.4. What is coordinate structure and what properties does it have?The structure formed by joining two or more elements of the same type with the help of a conjunction is called coordinate structure.It has four important properties:1)there is no limit on the number of coordinated categories that can appear priorto the conjunction.2) a category at any level (a head or an entire XP) can be coordinated.3)coordinated categories must be of the same type.4)the category type of the coordinate phrase is identical to the category type ofthe elements being conjoined.5. What elements does a phrase contain and what role does each element play?A phrase usually contains the following elements: head, specifier and complement. Sometimes it also contains another kind of element termed modifier.The role each element can play:Head:Head is the word around which a phrase is formed.Specifier:Specifier has both special semantic and syntactic roles. Semantically, it helps to make more precise the meaning of the head. Syntactically, it typically marks a phrase boundary.Complement:Complements are themselves phrases and provide information about entities and locations whose existence is implied by the meaning of the head.Modifier:Modifiers specify optionally expressible properties of the heads.6. What is deep structure and what is surface structure?There are two levels of syntactic structure. The first, formed by the XP rule in accordance with the head's subcategorization properties, is called deep structure (or D-structure). The second, corresponding to the final syntactic form of the sentence which results from appropriate transformations, is called surface structure (or S-structure).7. Indicate the category of each word in the following sentences.a) The old lady got off the bus carefully.Det A N V P Det N Advb) The car suddenly crashed onto the river bank.Det N Adv V P Det Nc) The blinding snowstorm might delay the opening of the schools.Det A N Aux V Det N P Det Nd) This cloth feels quite soft.Det N V Deg A8. The following phrases include a head, a complement, and a specifier. Draw the appropriate tree structure for each phrase.a) rich in mineralsAPA PPrich in mineralsb) often read detective storiesVPQual V NPoften read detective storiesc) the argument against the proposalsNPDet N PPthe argument against the proposalsd) already above the windowPPDeg P NPalready above the window9. The following sentences contain modifiers of various types. For each sentences, first identify the modifier(s), then draw the tree sentences.a) A crippled passenger landed the airplane with extreme caution.Modifiers: crippled(AdjP), with extreme caution(PP)SNP Infl VPAPDet A N Pst V NPDet N PPP NPAP NAA crippled passenger landed the airplane with extreme caution b) A huge moon hung in the black sky.Modifiers: huge(AdjP), in the black sky(PP)SNP Infl VPDet AP N Pst V PPA P NPDet AP NA huge moon hung in the black skyc) The man examined his car carefully yesterday.Modifiers: carefully(AdvP), yesterday(AdvP)SNP Infl VPDet N Pst V NP AdvPDet N AdvP AdvAdvThe man examined his car carefully yesterdayd) A wooden hut near the lake collapsed in the storm.Modifiers: wooden(AdjP), in the storm(PP)SNP Infl VPDet AP N PP Pst V PPA P NP P NPDet N Det NA wooden hut near the lake collapsed in the storm10. The following sentences all contain conjoined categories. Draw a tree structure for each of the sentences.a) Jim has washed the dirty shirts and pants.SNP Infl VPN V NPDet AP N Con NAJim has washed the dirty shirts and pantsb) Helen put on her clothes and went out.SNP Infl VPN Pst V PP Con V PPP NP PDet NHelen put on her clothes and went outc) Mary is fond of literature but tired of statistics.SNP Infl VPN Pre V AP Con APA PP A PPP NP P NPN NMary is fond of literature but tired of statistics11. The following sentences all contain embedded clauses that function as complements of a verb, an adjective, a preposition or a noun. Draw a tree structure for each sentence.a) You know that I hate war.SNP Infl VPN Pre V NPCPC SNP Infl VPNP N Pre V NPNYou know that I hate warb) Gerry believes the fact that Anna flunked the English exam.SNP Infl VPN Pre V NPDet N CP-C SNP Infl VPNP N Pst V NPDet AP NAGerry believes the fact that Anna flunked the English exam c) Chris was happy that his father bought him a Rolls-Royce.SNP Infl VPN Pst V APA CPC SNP NP Infl VPDet N Pst V NPN Det NChris was happy that his father bought him a Roll-Royce d) The children argued over whether bats had wings.SNP Infl VPDet N Pst V PPP CPC SNP Infl VPN Plu V NPNThe children argued over whether bats had wings12. Each of the following sentences contains a relative clause. Draw the deep structure and the surface structure for each of these sentences.a) The essay that he wrote was excellent.Deep Structure: CPC SNP Infl VPDet N CP Pst V APC S Aux ANP Infl VPN Pst V NPNThe essay he wrote that was excellentSurface Structure: CPC SDeep Structure: CPC SNP Infl VPN Pst V NPDet N CPC SNP Infl VPN Pst V NPNHerbert bought a house she loved thatSurface Structure: CPC SNP Infl VPN Pst V NPDet N CPC SNP NP Infl VPN N Pst V NPNHerbert bought a house that she loved ec) The girl whom he adores majors in linguistics.Deep Structure: CPC SNP Infl VPDet N CP Pre V PPC S P NPNP Infl VP NN Pre V NPNThe girl he adores whom majors in linguisticsSurface Structure: CPC SNP Infl VPDet N CP Pre V PPNP C S P NP13. The derivations of the following sentences involve the inversion transformation. Give the deep structure and the surface structure of each sentence.a) Would you come tomorrow?Deep Structure: CPC SNP Infl VPN Aux V AdvPAdvYou would come tomorrowSurface Structure: CPC SInfl NP Infl VPAux N Aux V AdvPb) What did Helen bring to the party?Deep Structure:CPC SNP Infl VPN Pst V NPN PPP Det NPNHelen did bring what to the party Surface Structure: CPC SNP Infl NP Infl VPN Pst N Pst V NPc) Who broke the window?Deep Structure: CPC SNP Infl VPN Pst V NPDet NWho broke the window。

Chapter 4 SyntaxTeaching AimsTo enable students to master the categories of word and phraseTo make students understand the rules of phrase structure and sentence structureTo enable students to recognize transformations in transformational generative grammar4.1 What is syntax?Syntax is the study of the internal structures of sentence and the rules for the combination of words. The term syntax came originally from Greek word meant arrangement. What that means is that sentences are structured according to particular arrangement of words. Well-arranged sentences are considered to grammatical sentences. Grammatical sentences are formed following a set of syntactic rules.Types of sentences:: consists of a single clause which contains a subject and a predicate and stands alone as its own sentence.: contains two clauses joined by a linking word called coordinating conjunctions, such as “and”, “by”, “or”…: contains two, or more, clauses, one of which is incorporated into the otherEmbedded clause子句←→ matrix clause主句Transformational Generative Grammar (TG)⏹Norm. Chomsky, the most influential linguist in 20th century, some important works:⏹(1957) Syntactic Structure;⏹(1965) Aspects of the Theory of Syntax;⏹(1981) Lectures on Government and Binding;⏹(1986) Barriers⏹(1993) A Minimalist Program for Linguistic Theory;⏹(1995) The Minimalist Program;⏹(1998) The Minimalist Inquiry……Criteria on good grammar⏹Observational adequacy⏹Descriptive adequacy⏹Explanatory adequacy(The ultimate goal for any theory is to explain.)TG differs from traditional grammar in that it not only aims at language description, but also its explanation. Chomsky is much more interested in the similarities (language universals) between languages rather than their differences:⏹Linguists should attempt to find a grammatical framework which will be suitable for all languages;⏹Linguists should concentrate on the elements and constructions that are available to all languages rather thanon elements that actually occur in all languages.⏹There are likely to be universal constraints on the ways linguistic elements are combined⏹Chomsky proposed that the grammars of all human languages share a common framework (UniversalGrammar).4.2 Categories4.2.1 Word-level categoriesCategory refers to a group of linguistic items which fulfill the same or similar functions in a particular language such as a sentence, a noun phrase or a verb. The most central categories to the syntactic study are the word-level categories (traditionally, parts of speech)the predicate句法范畴词汇范畴Major lexical categories (open categories): N. V. Adj. Adv.Minor lexical categories (closed categories): Det. Aux. Prep. Pron. Conj. Int.The criteria on which categories are determined:⏹Meaning⏹Inflection⏹DistributionNote:The most reliable criterion of determining a word‟s category is its distribution.短语范畴4.2.2 Phrase categories and their structuresPhrase categories----the syntactic units that are built around a certain word category are called phrase categories, such as NP(N), VP(V), AP(A), PP(P).The structure: specifier + head + complement⏹Head---- the word around which a phrase is formed⏹Specifier---- the words on the left side of the heads⏹Complement---- the words on the right side of the heads4.3 Phrase structure ruleThe grammatical mechanism that regulates the arrangement of elements that make up a phrase is called a phrase structure rule, such as:⏹NP→ (Det) + N +(PP)……e.g. those people, the fish on the plate, pretty girls.⏹VP→ (Qual) + V + (NP)……e.g. always play games, finish assignments.⏹AP→ (Deg) + A + (PP)……very handsome, very pessimistic, familiar with, very close to⏹PP→ (Deg) + P + (NP)……on the shelf, in the boat, quite near the station.S→ NP VP (A sentence consists of, or is rewritten as, a noun phrase and a verb phrase)NP→ (det.限定词) (Adj.) N (PP) (S)… “→”：包括/分为VP→ (qual.修饰词)V (NP) (POP) (S)… “( )”：内部的成分可以省略AP→ (deg.程度词)A (PP) (S)… “…”：可以选择附加其他补语PP→(deg.)P NP…Significantly, the above rules can generate an infinite number of sentences, and sentences with infinite length, due to their recursive properties.4.3.1 XP ruleXPSpecifier X ComplementNote: The phrase structure rules can be summed up as XP rule shown in the diagram, in which X stands for N, V, A or P.X‟ Theory⏹XP → (Specifier)X‟⏹X‟ → X(complement)XP(Phrase level)Specifier X’X(head) complement4.3.2 Coordination ruleCoordination structures-----the structures that are formed by joining two or more elements of the same type with the help of a conjunction such as and, or, etc.----Coordination has four important properties:⏹no limit on the number of coordinated categories before the conjunction;⏹ a category at any level can be coordinated;⏹the categories must be of the same type;⏹the category type of the coordinate phrase is identical to the category type of the elements being conjoined.4.4 Phrase element4.4.1 Specifiers---- Semantically, specifiers make more precise the meaning of the head; syntactically, they typically mark a phrase boundary. Specifiers can be determiners as in NP, qulifiers as in VP and degree words as in AP.4.4.2 Complements---- Complements themselves can be a phrase, they provide information abut entities and locations whose existence is implied by the meaning of the head, e.g. a story about a sentimental girl;There can be no complement, one complement, or more than one complement in a phrase, e.g. appear, break, put…; a sentence-like construction may also function as a complement such as in “I believed that she was innocent.I doubt if she will come. They are keen for you to show up.” That/if /for are complementizers, the clauses introduced by complementizers are complement clause.4.4.3 Modifiers---- Modifiers specify optionally expressible properties of heads.4.5 Sentences (The S rule)S→NP VPSNP VPDet N VDet NA boy found the evidenceS→NP infl VPInflP(=S)NP Infl VPMany linguists believe that sentences, like other phrases, also have their own heads. Infl is an abstract category inflection (dubbed …Infl‟) as their heads, which indicates the sentence‟s tense and agreement.Infl realized by a tense labelInflP(=S)NP VPDet N V NPInfl Det NA boy Pst found the evidenceInfl realized by an auxiliaryInflP(=S)NP VPDet N V NPInfl Det NA boy will find the evidence4.6 Transformations4.6.1 Auxiliary movement (inversion)Inversio n→Move Infl to the left of the subject NP.Inversion (revised)→Move Infl to C.CPC SNP VDet N InflThe train will arriveCPC SNP VInfl Det N InflWill The train e arrive4.6.2 Do insertionDo insertion---- Insert interrogative do into an empty Infl position.CPC SNP Infl VPBirds fly Figure-1CPC SNP Infl VPBirds do fly Figure-2CPC SInfl NP Infl VPDo Birds e fly Figure-34.6.3 Deep structure and surface structureConsider the following pair of sentences:John is easy to please.John is eager to please.Structurally similar sentences might be very different in their meanings, for they have quite different deep structures. Consider one more sentence:Flying planes can be dangerous.It can mean either that if you fly planes you are engaged in a dangerous activity or Planes that are flying are dangerous. Deep structure----formed by the XP rule in accordance with the head‟s sub-categorization properties; it contains all the units and relationships that are necessary for interpreting the meaning of the sentence.(Deep structure---the structure that corresponds most closely to the meaningful grouping of words. It is abstract, which gives the meaning of a sentence and which itself is not pronounceable.)Surface structure----corresponding to the final syntactic form of the sentence which results from appropriate transformations; it is that of the sentence as it is pronounced or written.(Surface structure--- linear arrangement of words as they are pronounced. A surface structure is relatively concrete, and gives the form of a sentence as it is used in communication.)D-structure: phrase structure rules + lexiconThe organization of the syntactic component：The XP rule↓Deep structure←Subcategorization restricts choice of complements↓transformations↓Surface structure4.6.4 Wh movementConsider the derivation of the following sentences:What languages can you speak?What can you talk about?These sentences may originate as:You can speak what languages.You can talk about what.Wh-movement---- Move a wh phrase to the beginning of the sentence.What language can you speak ?Wh-movement---- Move a wh phrase to the specifier position under CP. (Revised)CPNP C SWho NP Infl VPe Pst V NPwon the game4.6.5 Move α and constraints on transformationsInversion can move an auxiliary from the Infl to the nearest C position, but not to a more distant C position. No element may be removed from a coordinate structure.。

Chapter 4 Syntax（部分练习要求画树形图，这里只作初步的替代性的成分划分，仅供参考）1. Indicate the category of each word in the following sentences.a) The old lady suddenly left.Det A N Adv Vb) The car stopped at the end of the road.Det N V P Det N P Det Nc) The snow might have blocked the road.Det N Aux Infl V Det Nd) He never appears quite mature.N Qual V Deg A2. The following phrases include a head, a complement, and a specifier. Draw the appropriate tree structure for each.a) full of peopleXP(AP) →specifier ( ) Deg.+head (full) A + complement (of people) PPb) a story about a sentimental girlXP(NP) →specifier (a) Det+head (story) N +complement (about a sentimental girl) PPc) often read detective storiesXP(VP) →specifier (often) Qual+head (read) V +complement (detective stories) NPd) the argument against the proposalsXP(NP) →specifier (the) Det+head (argument) N +complement (against the proposals) PPe) move towards the windowXP(VP) →specifier ( ) Qual+head (move) V +complement ( ) NP+modifier (towards thewindow) PP XP(NP) →specifier ( ) Det+head (move) N +complement (towards the window) PP3. Draw phrase structure trees for each of the following sentences.a) The jet landed.S →NP (The jet)+VP (landed)b) Marie became very ill.S →NP (Marie)+VP (became very ill)c) What will you talk about?S →NP (you)+ Infl(will)+VP (talk about what)Move Infl to the left of the subject NP.Move the wh-phrase to the beginning of the sentence.d) The apple might hit the man.S →NP (The apple)+ Infl(might)+VP (hit the man)e) He often reads detective stories.S →NP (He)+VP (often reads detective stories)4. The following sentences contain modifiers of various types. For each sentence, first identify the modifier(s), then draw the tree structures.（蓝色为名词的修饰语，褐色为动词的修饰语）a) A frightened passenger landed the crippled airplane.b) A huge moon hung in the black sky.c) An unusual event occurred before the meeting.d) A quaint old house appeared on the grassy hill.5. The following sentences all contain conjoined categories. Draw a tree structure for each of the sentences.a) Jim has washed the dirty shirts and pants.b) Helen put on her clothes and went out.c) Mary is fond of literature but tired of statistics.d) The detective went out and the mysterious man came in.e) Crusoe knows that spring will come and the snow will melt.6. The following sentences all contain embedded clauses that function as complements of a verb, an adjective, a preposition or a noun. Draw a tree structure for each sentence.a) You know that I hate war.b) He said that Tom asked whether the class was over.（此句有两个层面的嵌入从句）c) Gerry can't believe the fact that Anna flunked the English exam.d) Chris was happy that his father bought him a Rolls-Royce.e) The children argued over whether bats had wings.7. Each of the following sentences contains a relative clause. Draw the deep structure and the surface structure trees for each of these sentences.a) The essay that he wrote was too long.b) The dog that he keeps bites.c) Herbert found the man she loved.d) The girl whom he often quarrels with majors in linguistics.8. The derivations of the following sentences involve the inversion transformation. Give the deep structure and the surface structure of each of these sentences. （褐色为深层结构，蓝色为表层结构）a) Would you come tomorrow?You would come tomorrow.b) Can you pass me the newspaper?You can pass me the newspaper.c) Should the student report the incident?The student should report the incident.d) What did you eat for lunch?You eat what for lunch.e) Who should this be reported to?This should be reported to whom.f) What was Helen bringing to the party?Helen was bringing what to the party.以下不用彩色而用斜体和划底线表示区别：Chapter 4 Syntax《教程》p.64（部分练习要求画树形图，这里只作初步的替代性的成分划分，仅供参考）1. Indicate the category of each word in the following sentences.a) The old lady suddenly left.Det A N Adv Vb) The car stopped at the end of the road.Det N V P Det N P Det Nc) The snow might have blocked the road.Det N Aux Infl V Det Nd) He never appears quite mature.N Qual V Deg A2. The following phrases include a head, a complement, and a specifier. Draw the appropriate tree structure for each.a) full of peopleXP(AP) →specifier ( ) Deg.+head (full) A + complement (of people) PPb) a story about a sentimental girlXP(NP) →specifier (a) Det+head (story) N +complement (about a sentimental girl) PPc) often read detective storiesXP(VP) →specifier (often) Qual+head (read) V +complement (detective stories) NPd) the argument against the proposalsXP(NP) →specifier (the) Det+head (argument) N +complement (against the proposals) PPe) move towards the windowXP(VP) →specifier ( ) Qual+head (move) V +complement ( ) NP+modifier (towards thewindow) PP XP(NP) →specifier ( ) Det+head (move) N +complement (towards the window) PP3. Draw phrase structure trees for each of the following sentences.a) The jet landed.S →NP (The jet)+VP (landed)b) Marie became very ill.S →NP (Marie)+VP (became very ill)c) What will you talk about?S →NP (you)+ Infl(will)+VP (talk about what)Move Infl to the left of the subject NP.Move the wh-phrase to the beginning of the sentence.d) The apple might hit the man.S →NP (The apple)+ Infl(might)+VP (hit the man)e) He often reads detective stories.S →NP (He)+VP (often reads detective stories)4. The following sentences contain modifiers of various types. For each sentence, first identify the modifier(s), then draw the tree structures.（斜体的为名词的修饰语，划底线的为动词的修饰语）a) A frightened passenger landed the crippled airplane.b) A huge moon hung in the black sky.c) An unusual event occurred before the meeting.d) A quaint old house appeared on the grassy hill.5. The following sentences all contain conjoined categories. Draw a tree structure for each of the sentences. （划底线的为并列的范畴）a) Jim has washed the dirty shirts and pants.b) Helen put on her clothes and went out.c) Mary is fond of literature but tired of statistics.d) The detective went out and the mysterious man came in.e) Crusoe knows that spring will come and the snow will melt.6. The following sentences all contain embedded clauses that function as complements of a verb, an adjective, a preposition or a noun. Draw a tree structure for each sentence.a) You know that I hate war.b) He said that Tom asked whether the class was over.（此句有两个层面的嵌入从句）c) Gerry can't believe the fact that Anna flunked the English exam.d) Chris was happy that his father bought him a Rolls-Royce.e) The children argued over whether bats had wings.7. Each of the following sentences contains a relative clause. Draw the deep structure and the surface structure trees for each of these sentences.a) The essay that he wrote was too long.b) The dog that he keeps bites.c) Herbert found the man she loved.d) The girl whom he often quarrels with majors in linguistics.8. The derivations of the following sentences involve the inversion transformation. Give the deep structure and the surface structure of each of these sentences. （斜体的为深层结构，普通字体的为表层结构）a) Would you come tomorrow?You would come tomorrow.b) Can you pass me the newspaper?You can pass me the newspaper.c) Should the student report the incident?The student should report the incident.d) What did you eat for lunch?You eat what for lunch.e) Who should this be reported to?This should be reported to whom.f) What was Helen bringing to the party?Helen was bringing what to the party.。

Chapter 4 Revision Exercises1. What is syntax?Syntax is a branch of linguistics that studies how words are combined to form sentences and the rules that govern the formation of sentences.2. What is phrase structure rule?The grammatical mechanism that regulates the arrangement of elements (i.e. specifiers, heads, and complements) that make up a phrase is called a phrase structure rule.The phrase structural rule for NP, VP, AP, and PP can be written as follows:NP→(Det) N (PP) ...VP→(Qual) V (NP) ...AP→(Deg) A (PP) ...PP→(Deg) P (NP) ...We can formulate a single general phrasal structural rule in which X stands for the head N, V, A or P.The XP rule: XP→(specifier) X (complement)3. What is category? How to determine a word’s category?Category refers to a group of linguistic items which fulfill the same or similar functions in a particular language such as a sentence, a noun phrase or a verb.To determine a word's category, three criteria are usually employed, namely meaning, inflection and distribution. The most reliable of determining a word’s category is its distribution.4. What is coordinate structure and what properties does it have?The structure formed by joining two or more elements of the same type with the help of a conjunction is called coordinate structure.It has four important properties:1)there is no limit on the number of coordinated categories that can appear priorto the conjunction.2) a category at any level (a head or an entire XP) can be coordinated.3)coordinated categories must be of the same type.4)the category type of the coordinate phrase is identical to the category type ofthe elements being conjoined.5. What elements does a phrase contain and what role does each element play?A phrase usually contains the following elements: head, specifier and complement. Sometimes it also contains another kind of element termed modifier.The role each element can play:Head:Head is the word around which a phrase is formed.Specifier:Specifier has both special semantic and syntactic roles. Semantically, it helps to make more precise the meaning of the head. Syntactically, it typically marks a phrase boundary.Complement:Complements are themselves phrases and provide information about entities and locations whose existence is implied by the meaning of the head.Modifier:Modifiers specify optionally expressible properties of the heads.6. What is deep structure and what is surface structure?There are two levels of syntactic structure. The first, formed by the XP rule in accordance with the head's subcategorization properties, is called deep structure (or D-structure). The second, corresponding to the final syntactic form of the sentence which results from appropriate transformations, is called surface structure (orS-structure).7. Indicate the category of each word in the following sentences.8. The following phrases include a head, a complement, and a specifier. Draw the appropriate tree structure for each phrase.a) rich in mineralsAPA PPrich in mineralsb) often read detective storiesVPQual V NPoften read detective storiesc) the argument against the proposalsNPDet N PPthe argument against the proposalsd) already above the windowPPDeg P NPalready above the window9. The following sentences contain modifiers of various types. For each sentences, first identify the modifier(s), then draw the tree sentences.a) A crippled passenger landed the airplane with extreme caution.Modifiers: crippled(AdjP), with extreme caution(PP)SNP Infl VPAPDet A N Pst V NPDet N PPP NPAP NAA crippled passenger landed the airplane with extreme caution b) A huge moon hung in the black sky.Modifiers: huge(AdjP), in the black sky(PP)SNP Infl VPDet AP N Pst V PPA P NPDet AP N A huge moon hung in the black skyc) The man examined his car carefully yesterday.Modifiers: carefully(AdvP), yesterday(AdvP)SNP Infl VPDet N Pst V NP AdvPDet N AdvP AdvAdv The man examined his car carefully yesterdayd) A wooden hut near the lake collapsed in the storm.Modifiers: wooden(AdjP), in the storm(PP)SNP Infl VPDet AP N PP Pst V PPA P NP P NPDet N Det NA wooden hut near the lake collapsed in the storm10. The following sentences all contain conjoined categories. Draw a tree structure for each of the sentences.a) Jim has washed the dirty shirts and pants.SNP Infl VPN V NPDet AP N Con NAJim has washed the dirty shirts and pantsb) Helen put on her clothes and went out.SNP Infl VPN Pst V PP Con V PPP NP PDet NHelen put on her clothes and went outc) Mary is fond of literature but tired of statistics.SNP Infl VPN Pre V AP Con APA PP A PPP NP P NPN N Mary is fond of literature but tired of statistics11. The following sentences all contain embedded clauses that function as complements of a verb, an adjective, a preposition or a noun. Draw a tree structure for each sentence.a) You know that I hate war.SNP Infl VPN Pre V NPCPC SNP Infl VPNP N Pre V NPN You know that I hate warb) Gerry believes the fact that Anna flunked the English exam.SNP Infl VPN Pre V NPDet N CP-C SNP Infl VPNP N Pst V NPDet AP NA Gerry believes the fact that Anna flunked the English exam c) Chris was happy that his father bought him a Rolls-Royce.SNP Infl VPN Pst V APA CPC SNP NP Infl VPDet N Pst V NPN Det NChris was happy that his father bought him a Roll-Royce d) The children argued over whether bats had wings.SNP Infl VPDet N Pst V PPP CPC SNP Infl VPN Plu V NPNThe children argued over whether bats had wings 12. Each of the following sentences contains a relative clause. Draw the deep structure and the surface structure for each of these sentences.a) The essay that he wrote was excellent.Deep Structure:CPC SNP Infl VPDet N CP Pst V APC S Aux ANP Infl VPN Pst V NPNThe essay he wrote that was excellent Surface Structure:CPC SNP Infl VPDet N CP Pst V APC S Aux ANP NP Infl VPN N Pst V NPNThe essay that he wrote e was excellentb) Herbert bought a house that she loved.Deep Structure:CPC SNP Infl VPN Pst V NPDet N CPC SNP Infl VPN Pst V NPN Herbert bought a house she loved thatSurface Structure: CPC SNP Infl VPN Pst V NPDet N CPC SNP NP Infl VPN N Pst V NPN Herbert bought a house that loved ec) The girl whom he adores majors in linguistics.Deep Structure:CPC SNP Infl VPDet N CP Pre V PPC S P NPNP Infl VP NN Pre V NPNThe girl he adores whom majors in linguisticsSurface Structure:CPC SNP Infl VPDet N CP Pre V PPNP C S P NPNP Infl VP NN N Pre V NPNThe girl whom he adores e majors in linguistics13. The derivations of the following sentences involve the inversion transformation. Give the deep structure and the surface structure of each sentence.a) Would you come tomorrow?Deep Structure:CPC SNP Infl VPN Aux V AdvPAdvYou would come tomorrowSurface Structure:CPC SInfl NP Infl VPAux N Aux V AdvPAdvWould You e come tomorrowb) What did Helen bring to the party?Deep Structure:CPC SNP Infl VPN Pst V NPN PPP Det NPNHelen did bring what to the partySurface Structure: CPC SNP Infl NP Infl VPN Pst N Pst V NPN PPP Det NPN What did Helen e bring e to the partyc) Who broke the window?Deep Structure:CPC SNP Infl VPN Pst V NPDet NWho broke the windowSurface Structure: CPC SNP NP Infl VPN N Pst V NPDet N Who e broke the window。

Chapter 4 Revision Exercises1. What is syntax?Syntax is a branch of linguistics that studies how words are combined to form sentences and the rules that govern the formation of sentences.2. What is phrase structure rule?The grammatical mechanism that regulates the arrangement of elements (i.e. specifiers, heads, and complements) that make up a phrase is called a phrase structure rule.The phrase structural rule for NP, VP, AP, and PP can be written as follows:NP →(Det) N (PP) ...VP →(Qual) V (NP) ...AP →(Deg) A (PP) ...PP →(Deg) P (NP) ...We can formulate a single general phrasal structural rule in which X stands for the head N, V , A or P.The XP rule: XP →(specifier) X (complement)3. What is category? How to determine a word’s category?Category refers to a group of linguistic items which fulfill the same or similar functions in a particular language such as a sentence, a noun phrase or a verb.To determine a word's category, three criteria are usually employed, namely meaning, inflection and distribution. The most reliable of determining a word ’s category is its distribution.4. What is coordinate structure and what properties does it have?The structure formed by joining two or more elements of the same type with the help of aconjunction is called coordinate structure.It has four important properties:1) there is no limit on the number of coordinated categories that can appear prior to theconjunction.2) a category at any level (a head or an entire XP ) can be coordinated.3) coordinated categories must be of the same type.4) the category type of the coordinate phrase is identical to the category type of the elementsbeing conjoined.5. What elements does a phrase contain and what role does each element play?A phrase usually contains the following elements: head, specifier and complement. Sometimes it also contains another kind of element termed modifier.The role each element can play:Head:Head is the word around which a phrase is formed.Specifier:Specifier has both special semantic and syntactic roles. Semantically, it helps to make more precise the meaning of the head. Syntactically, it typically marks a phrase boundary. Complement:Complements are themselves phrases and provide information about entities and locations whose existence is implied by the meaning of the head.Modifier:Modifiers specify optionally expressible properties of the heads.6. What is deep structure and what is surface structure?There are two levels of syntactic structure. The first, formed by the XP rule in accordance with the head's subcategorization properties, is called deep structure (or D-structure). The second, corresponding to the final syntactic form of the sentence which results from appropriate transformations, is called surface structure (or S-structure).7. Indicate the category of each word in the following sentences.8. The following phrases include a head, a complement, and a specifier. Draw the appropriate tree structure for each phrase.a) rich in mineralsAPA PPrich in mineralsb) often read detective storiesVPQual V NPoften read detective storiesc) the argument against the proposalsNPDet N PPthe argument against the proposalsd) already above the windowPPDeg P NPalready above the window9. The following sentences contain modifiers of various types. For each sentences, first identify the modifier(s), then draw the tree sentences.a) A crippled passenger landed the airplane with extreme caution.Modifiers: crippled(AdjP), with extreme caution(PP)SNP Infl VPAPDet A N Pst V NPDet N PPP NPAP NA crippled passenger landed the airplane with extreme caution b) A huge moon hung in the black sky.Modifiers: huge(AdjP), in the black sky(PP)SNP Infl VPDet AP N Pst V PPA P NPDet AP NA huge moon hung in the black sky c) The man examined his car carefully yesterday.Modifiers: carefully(AdvP), yesterday(AdvP)SNP Infl VPDet N Pst V NP AdvPDet N AdvP AdvAdv The man examined his car carefully yesterday d) A wooden hut near the lake collapsed in the storm.Modifiers: wooden(AdjP), in the storm(PP)SNP Infl VPDet AP N PP Pst V PPDet N Det NA wooden hut near the lake collapsed in the storm10. The following sentences all contain conjoined categories. Draw a tree structure for each of the sentences.a) Jim has washed the dirty shirts and pants.SNP Infl VPN V NPDet AP N Con NAJim has washed the dirty shirts and pantsb) Helen put on her clothes and went out.SNP Infl VPN Pst V PP Con V PPP NP PDet NHelen put on her clothes and went outc) Mary is fond of literature but tired of statistics.SNP Infl VPN Pre V AP Con APA PP A PPN NMary is fond of literature but tired of statistics11. The following sentences all contain embedded clauses that function as complements of a verb, an adjective, a preposition or a noun. Draw a tree structure for each sentence.a) You know that I hate war.SNP Infl VPN Pre V NPCPC SNP Infl VPNP N Pre V NPNYou know that I hate warb) Gerry believes the fact that Anna flunked the English exam.SNP Infl VPN Pre V NPDet N CP-C SNP Infl VPNP N Pst V NPDet AP NGerry believes the fact that Anna flunked the English examc) Chris was happy that his father bought him a Rolls-Royce.SNP Infl VPN Pst V APA CPC SNP NP Infl VPDet N Pst V NPN Det NChris was happy that his father bought him a Roll-Royced) The children argued over whether bats had wings.SNP Infl VPDet N Pst V PPP CPC SNP Infl VPN Plu V NPNThe children argued over whether bats had wings12. Each of the following sentences contains a relative clause. Draw the deep structure and the surface structure for each of these sentences.Deep Structure: CPC SNP Infl VPDet N CP Pst V APC S Aux ANP Infl VPN Pst V NPNThe essay he wrote that was excellent Surface Structure: CPC SNP Infl VPDet N CP Pst V APC S Aux ANP NP Infl VPN N Pst V NPNThe essay that he wrote e was excellent b) Herbert bought a house that she loved.Deep Structure: CPC SNP Infl VPDet N CPC SNP Infl VPN Pst V NPN Herbert bought a house she loved that Surface Structure: CPC SNP Infl VPN Pst V NPDet N CPC SNP NP Infl VPN N Pst V NPN Herbert bought a house that she loved e c) The girl whom he adores majors in linguistics.Deep Structure: CPC SNP Infl VPDet N CP Pre V PPS P NPN Pre V NPNThe girl he adores whom majors in linguisticsSurface Structure: CPC SNP Infl VPDet N CP Pre V PPNP C S P NPNP Infl VP NN N Pre V NPNThe girl whom he adores e majors in linguistics13. The derivations of the following sentences involve the inversion transformation. Give the deep structure and the surface structure of each sentence.a) Would you come tomorrow?Deep Structure: CPC SNP Infl VPN Aux V AdvPAdvYou would come tomorrowSurface Structure: CPC SAux N Aux V AdvPAdvWould You e come tomorrow b) What did Helen bring to the party?Deep Structure:CPC SNP Infl VPN Pst V NPN PPP Det NPNHelen did bring what to the party Surface Structure: CPC SNP Infl NP Infl VPN Pst N Pst V NPN PPP Det NPN What did Helen e bring e to the party c) Who broke the window?Deep Structure:C SNP Infl VPN Pst V NPDet NWho broke the window Surface Structure: CPC SNP NP Infl VPN N Pst V NPDet N Who e broke the window。