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UCP600租船提单中开证行的责任及风险防范外文翻译

UCP600租船提单中开证行的责任及风险防范外文翻译
UCP600租船提单中开证行的责任及风险防范外文翻译

中文3496字

2010届毕业生毕业论文

英文文献

院(系)别经济系

专业国际经济与贸易

班级国专

学号

姓名

指导教师

二○一○年六月

UCP600 in issuing the charter party b/l are standardized

UCP600 to the issuing bank, the applicant shall be defined for or on behalf of his request to open the l/c. Meanwhile, if the issuing bank, international trade settlement in its business includes negotiation behavior, the issuing bank issuing bank is in complying presentation, the payment shall be awarded on or before the banking day to advance or agree to payment in advance. The issuing bank issuing and perform such behavior of UCP600, in article 7 is clear and precise with lists of the rules. Article 7 a paragraph of the issuing bank payment of duty, namely, five species as prescribed by the documents submitted to the nominated bank and the issuing bank or presentation, the issuing bank must press the l/c shall be applicable to the situation (a) credit verification by the issuing bank by sight payment, by deferred payment or acceptance, (2) by the nominated bank credit payable at sight but the payment. (3) by the nominated bank credit deferred payment but its not promise deferred payment, or has promised a deferred payment, but not on the expiry date payment. L (4) by the nominated bank acceptance, but its not accepted by the drawee drawn for acceptance or the draft, though, but not on the expiry date payment. L (5) by the nominated bank negotiation but its not negotiating. Although the terms, but only five details including bank must pay the situation is nine and a paragraph of article 7 and no supplementary terms, out, issuing bank payment is strictly defined. Article 7 a b submission for the issuing bank is the starting time of payment of the documents, namely the issuing bank from the l/c is irrevocably undertake honour responsibility, that is to say, the issuing bank from the l/c will inevitably suffer credit terms, as long as the international conventions to conform documents to the issuing bank or the issuing bank designated bank and the issuing bank payment, the payment has been formed. Article 7 the issuing of b walk through the provisong phase can be dim, from the time off to the bank's responsibility. But if from the time of the logical sequence, article 7 of the issuing bank under the regulations should be on duty starting a paragraph of article 7 of the front, because only to determine the issuing bank, to the starting time of responsibility about the issuing bank must honour of responsibility. Article 7, paragraph c stipulates the nominated bank honour or negotiate presentation and supporting documents to the issuing bank, the issuing bank is liable for payment of the nominated bank. For acceptance or payment under the credit conform to the amount of payment shall be in single date, no matter whether the Banks designated to handle in advance or purchase before maturity, the issuing bank designated Banks pay responsibility independent of the issuing bank to beneficiary's responsibility. Article 7,

paragraph c according to provisions of UCP600 can see, in determining the issuing bank obligated to pay has designated bank payment at the same time, protect the designated sight payment, designated forward, the designated payment drafts and designated confirming bank interest. [2] obviously UCP600 folio bank credit settlement of responsibility applies to all aspects, including applicable UCP600 article 22 under the condition of the charter party b/l and the issuing bank obligations and responsibilities.

The issuing of the charter party b/l risks

UCP600 article 22 b, paragraph 1, Banks will not audit chartering contract, even if a credit requires submit chartering contract. This clauseRegulation is increased risk of issuing bank. Because in the charter party b/l in terms of "into the existing maritime law", namely the shipowners to navigation

Times of chartering ship to the lessee, the lessee shall be required and the issue of bills of lading, or the lessee will require to sign on behalf of the master

Send the bill of lading. Under the charter of the bill of lading on the hand just as proof of the lessor, the lessee receive the goods between the right and the lessor

The obligations in accordance with the provisions of the charter, the bill of lading no longer proof of the contract of carriage of goods by sea. But the bill of lading, happen The bill of lading, holding the third outside the lessor and the rights and obligations in accordance with relevant records, bill of lading and bill of lading to the international convention

And the law of adjustment. In this case, the lessor in order to safeguard their interests, and avoid the bill of lading for rent at the time of transfer occurs

Ship contract obligations and responsibilities, often in the bill of lading contains chartering contract certain content, called "into" clause. [3] the result is that the charter of the shipper, consignee and the issuing bank, in such ignorance and increases the risk of settlement by other circumstances passively chartering contract constraint. Issuing walk in the charter party b/l and prevent risks borne by the applicant and the l/c beneficiary in the international sale of goods in the different choices of trade terms.

(a) the issuing of the applicant and the beneficiary, choose the FOB term of credit risk control principle, according to open l/c, has the international business contract independently. L/c in law applicable international business contract, and UCP600 applicable international trade, the international conventions and treaties and case of domestic statute. But undeniable, credit and international business contract although independent of each other, but interrelated. L/c with international business contract

does not conform the contract for the sale of the l/c amendment, refusal, led directly to the buyers and sellers of the responsibility of breach of contract. If the applicant and the beneficiary in the international sale of goods, select the FOB term of the contract by the international sale of goods, and the buyer's charter is usually the l/c and the applicant, visible, the buyer's credit card payment risk done outside. Charter party b/l on FOB under the condition of the international sale of goods, the buyer the contract with the shipping goods, rent ship the lessor and the international sale of goods between the buyer of the contract according to the contract, but is chartering ship the lessor and the international sale of goods in the contract between the seller ships the lessor according to the bill of lading is issued. The charter is the contract party autonomy, and the results by international Marine bill of lading relationship treaties and law of the provisions of the law. Forcibly In the charter of the bill of lading and conflict, on the surface, in the international sale of goods in the contract without knowing the risk is bigger, but in credit settlement, the issuing bank if the documents and the l/c is stipulated documents, according to the provisions of article 7 UCP600, issuing bank for payment to the seller's final. Obviously, in the FOB charter party b/l, under the situation of the issuing bank to open the l/c should be cautious when the solvency, performance evaluation, credit and formed by the social reputation, reduce the risk of the investment required to open the l/c, in the issuing bank account opened in the basic account for payment by l/c are sufficient funds or to provide corresponding guarantees.

(2) the issuing of the applicant and the beneficiary, choose the CIF or CFR risk control

The applicant and the beneficiary CFR term CIF and choice by the international sale of goods, the seller ships the contract signed with the lessor chartering contract. In the charter of the lessor, ships usually captain or his agent shall not restrict the bill of lading issued by the charter. Opening in the CIF or CFR charter party b/l circumstance, besides considering the international sale of goods in the contract, seller's reputation in the bill of lading will chartering ship lessor credit standing. Because of the high value of a credit in the shipping company has given its agent captain issue bills of lading rights, strict demands on the captain issued its agents shall sign the bill of lading and poured through bill of lading, consciously abide by rules of morality industry. In the charter of the freight bill of lading provisions rent and inconsistent when also can produce dispute, at present there is no unified mechanism, in most cases is lessor and lessee ship ship, if cannot reach a agreement, will inevitably affect

carriage of the goods and bank accounts. The maritime law "regulation: the bill of lading for where according to a voyage charter party bill of lading issued by shipping goods, the holder of the lessee, the carrier is the holder of the bill of lading with the rights and obligations of the bill of lading. But, for stated in the bill of lading for chartering contract clauses of the voyage charter, the terms of the contract." From the legal value orientation, see, this is to strengthen the charterer, against the charterer and bill of lading holder, because the benefit balance between the seller and the CFR CIF, namely the charterer in order to make the quality problem of the shipowner has drawn the cargo ship, often agree to clean bill of lading of relief and reduce the lessor responsibility requirements, infringe upon the unsuspecting buyer interests CIF and CFR. Combined with the above situation, walk when issuing the document examination should focus on CIF and CFR charter party b/l and evaluate the international sale of goods in the contract the seller ships the lessor in recent years, with the credit standing.

(3) an issuing bank should review charter party b/l take chartering

With credit and the content of UCP500 under article 25, UCP600 article 22 b, paragraph 1, bank will still not audit chartering contract, even if a credit requires submit chartering contract. This clause is no changes over the years, the reason is the issuing bank is not legal institution of financial institutions, does not have the chartering contract review legal professional ability, because the charter contains more contract provisions, complicated terms and international carriage practices. Obviously, these reasons and chartering development of transportation, meanwhile, the boycott UCP600 article 22 b paragraph no bank audit chartering contract with China's maritime where provisions stipulated in the bill of lading for chartering contract provision is applicable when the voyage charter provisions conflict formation. If the issuing bank blind audit charter party b/l and don't consider chartering contract, will increase the risk of the document. In practice, the charter party b/l adopts is short form bill of lading, its content than the liner shipping bills of lading, much less than the matters according to relevant shipping chartering contract provisions. UCP600 paragraph of article 22 of the l/c b is the healthy development, is a compromising the provisions and negative, the author thinks that should be cancelled or modified this clause. Therefore, issuing the credit business quick and efficient itself, should ascend audit chartering contract law professional ability.

UCP600 anyhow, article 7 of the issuing bank about responsibility and the first 20, 22 about charter party b/l are the liability of the bank

From the respective by method, it is required to grasp the issuing bank total responsibility and analysis under the charter party b/l, cannot be the responsibility

A double duty to understand. In addition, the issuing of responsibility, with the bill of lading contains chartering content of l/c, deepen the risk of UCP600 under article 22 of the l/c and the understanding of credit management filing status. but

Bank credit risks can affect the efficiency of flexible, because the international trade field of efficiency is demanding, if the issuing bank

Low rate will inevitably promote trade subject for certain risks but high efficiency of telegraphic transfer (T/T). The issuing bank and other financial institutions should be careful Single investment in the personnel department to improve the efficiency of the document also can prevent charter party b/l credit risk, kill two birds with one stone. Currently, the letter use the proportion in the international JieSuanLiang already to 20%, the problem is not the international trade itself, but the issuing bank and other financial institutions The allocation of human resources, unreasonable in audit documents and risk prevention, etcLink to the low efficiency.

中文翻译:开证行在UCP600租船提单中的责任被规范化

UCP600将开证行定义为,指应申请人要求或者代表自己开出信用证的银行。同时,若开证行国际贸易结算中其业务包括议付行为,则开证行议付是开证行在相符交单下,在其应获偿付的银行工作日当天或之前向受益人预付或者同意预付款项的行为。开证行在履行开证和议付等行为产生的责任,在UCP600中第7条被清晰而严谨地用列举的方式进行了规定。第7条a款规定了开证行付款责任的五大种类情况,即只要规定的单据被提交至被指定银行或开证行并构成相符交单,开证行必须按下述信用证所适用的情形予以兑付:(一)信用证规定由开证行即期付款、延期付款或承兑;(二)信用证规定由指定银行即期付款但其未付款;(三)信用证规定由指定银行延期付款但其未承诺延期付款,或虽已承诺延期付款,但未在到期日付款;(四)信用证规定由指定银行承兑,但其未承兑以其为付款人的汇票,或虽然承兑了汇票,但未在到期日付款;(五)信用证规定由指定银行议付但其未议付。虽然是上述仅仅五个明细条款,但其中包括的银行必须付款的情形却是九种情况,而第7条a款又无补充性的兜底条款,可见,开证行的付款责任是被严格界定的。第7条b款规定了开证行对提交的相符单据的付款责任起始时间,即开证行自开立信用证之时起即不可撤销地承担承付责任,也就是说,开证行自开立信用证之时就不可避免地受信用证条款和国际惯例的约束,只要相符单据交到开证行或开证行指定的付款银行,开证行的付款责任就已经形成。第7条b款拨开了开证行在UCP500阶段可以朦胧化的面纱,从时间上进一步对开证行的责任进行了规定。但若从时间的逻辑顺序来看,第7条b款的开证行责任起始的规定应放在第7条a款的前面,因为只有先确定了开证行责任起始的时间,才能谈开证行必须兑付的责任情形。第7条c款规定了指定银行承付或议付相符交单并将单据转给开证行之后,开证行即承担偿付该指定银行的责任。对承兑或延期付款信用证下相符合单金额的偿付应在到期日办理,无论指定银行是否在到期日之前预付或购买了单据,开证行偿付指定银行的责任独立于开证行对受益人的责任。依据第7条c款的规定可以看出,UCP600在确定开证行有义务偿付已付款的指定银行的同时,保护了被指定即期付款行、被指定远期付款行、被指定的承兑行和被指定保兑行的利益。〔2〕很明显,UCP600对开证行的责任适用于信用证结算的所有方面,当然也包括适用UCP600第22条租船提单的情况下开证行的义务和责任。

开证行在租船提单中的风险防范

UCP600第22条b款规定,银行将不审核租船合同,即使信用证要求提交租船合同。这一条款的规定无疑加大了开证行的风险。因为在在租船提单中存在海商法中“并入条款”的问题,即船东以航次租船的方式将船租给承租人,并应承租人的要求签发提单,或者承租人会要求能代表船长而自行签发提单。租船合同下的提单在承租人手中只是作为出租人收到货物的证明,承租人与出租人之间的权利义务关系按照租船合同的规定,提单不再起证明海上货物运输合同的作用。但是提单发生转让时,承租人之外的第

三人持有提单,则其与出租人的权利义务关系依提单记载,并受有关提单的国际公约与国内法的调整。在这种情况下,出租人为了维护自己的利益,尽量避免在提单发生转让时承担与租船合同不一致的义务和责任,常常在提单中载有租船合同某些内容的条款,称为“并入条款”。〔3〕其结果是使非租船合同的发货人、收货人和开证行等主体,在不知情和增加结算风险的情况下被动地受他人租船合同的约束。开证行在租船提单中承担的风险及其防范因开证申请人与信用证受益人在国际货物买卖合同中选择的贸易术语不同而存在差异。

(一)开证行在开证申请人与受益人选择FOB术语时的风险控制依信用证原理,信用证已经开立,就独立于国际买卖合同。信用证在法律上适用UCP600,而国际买卖合同适用国际买卖条约、国际惯例和国内成文法和判例等。但不可否认,信用证与国际买卖合同虽然相互独立却又相互联系,彼此影响。信用证与国际买卖合同不符合导致买卖合同的修改、信用证的拒付,直接导致买卖双方的违约责任问题。若开证申请人与受益人在其国际货物买卖合同中选择FOB术语时,由国际货物买卖合同中的买方租船,而买方又通常是信用证的开证申请人,可见,买方的资信对开证行的支付风险影响较大。在FOB租船提单的情况下,国际货物买卖合同中的买方用自己租用的船舶运输货物,即船舶出租人与国际货物买卖合同中的买方之间依据的是租船合同,而船舶出租人与国际货物买卖合同中的卖方之间依据的是船舶出租人签发的提单。租船合同多是合同当事人意思自治的结果,而提单关系多受到国际海运条约和国内法强行法的规定。在租船合同与提单的冲突时,表面上看,对在国际货物买卖合同中不知情的卖方风险较大,但在信用证结算时,开证行只要在卖方提交的单据与信用证规定的单据相符时,依据UCP600第7条的规定,开证行最终承担向卖方付款的责任。显然,在FOB租船提单的情况下,开证行向买方开立信用证时应谨慎评估买方偿债能力、履约状况、守信程度及由之而形成的社会声誉,减少风险投资型信用证的开立,要求买方在开证行开设基本账户并在该账户存有足够的用于信用证支付的资金或提供相应的担保。

(二)开证行在开证申请人与受益人选择CIF和CFR时的风险控制

开证申请人与受益人选择CIF和CFR术语时,由国际货物买卖合同中的卖方与船舶出租人签定租船合同。在租船合同中通常规定,船舶出租人的船长或其代理人应签发的提单,不得制约上述的租船合同。开证行在CIF和CFR租船提单的情况下,除了考虑国际货物买卖合同中的卖方信誉的同时,还要兼顾租船提单中船舶出租人资信情况。因为一家资信值较高的船公司在赋予其船长及其代理人有签发提单权利的同时,能严格要求船长及其代理人不得签发倒签提单和预借提单,自觉遵守行业道德规则。在租船合同的租金与提单规定的运费不一致时也会产生争议问题,目前尚无统一的解决机制,多数情况下是要求船舶出租人与船舶承租人进行协商,若协商达不成协议,必然影响货物的运输和信证行的结算。我国《海商法》第九十五条规定:提单“对按航次租船合同运输货物签发的提单,持有人不是承租人的,承运人与该提单持有人之间的权利、

义务关系适用提单。但是,提单中载明适用租船合同条款的,适用该航次租船合同的条款。”从法律的价值取向看,这是加强对船舶承租人保障、不利于船舶承租人与提单持有人之间的利益平衡,因为CIF和CFR卖方,即船舶承租人为了让船舶出租人对质量有问题的货物开出清洁提单,往往同意船舶出租人提出的免责和减轻责任的要求,侵犯了不知情的CIF和CFR买方的利益。结合上述情况,开证行在审单时应重点查核CIF 和CFR租船提单和评估国际货物买卖合同中的卖方与船舶出租人近年的资信情况。(三)开证行应在审核租船提单时兼顾租船合同信用证的内容

与UCP500第25条b款一样,UCP600第22条b款规定,银行仍将不审核租船合同,即使信用证要求提交租船合同。该条款之所以历经多年没有一点变化,其理由是开证行是金融机构不是法律机构,不具备审核租船合同的法律专业能力,因为租船合同包含较多的合同法规定、复杂的运输条款以及国际承运惯例。显然,上述理由与租船运输的发展相抵制,同时,UCP600第22条b款规定的银行不审核租船合同与我国《海商法》第九十五条规定的提单中载明适用租船合同条款时优先适用该航次租船合同的条款形成冲突。若开证行盲目审核租船提单而不考虑租船合同的内容,必然会增加审单的风险。

在航运实践中,租船提单采用的是简式提单,其内容比班轮运输提单要少得多,有关运输的事项多依据租船合同的规定。UCP600第22条b款规定不利于信用证的健康发展,是一种妥协性和消极性的规定,笔者认为应取消或修改该条款。因此,开证行为了自身信用证业务快捷和高效运行,应提升审核租船合同的法律专业能力。

总之,UCP600第7条关于开证行的责任与第20、22条关于租船提单银行的责任采用的是分割开来各自进行规定的方法,这就要求既要掌握开证行总责任又要分析租船提单下的分责任,不能将这种双重的责任分开来理解。此外,开证行在承担责任的同时,应对包含租船提单内容的信用证进行风险防范,加深对UCP600第22条b款的理解以及对信用证当事人的资信状况进行归档式管理。但开证行的这种风险防范不能影响信用证的灵活高效,因为国际贸易领域对效率要求很高,若开证行的效率过低,必然促使贸易主体寻求具有一定风险但效率极高的电汇(T/T)。开证行等金融机构应加大审单部门的人员投入,在提高审单效率的同时又能防范租船提单信用证的风险,可谓一举两得。目前,信用证在国际结算量中的比例已降到20%左右,其问题不在于国际贸易本身,而是开证行等金融机构的人力资源配置不合理、在审核单据和防范风险等环节效率低下的结果。

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实训一缮制海运提单 六、实训任务请根据所提供的实训资料缮制海运提单 Shipper B/L No.TH50HK07596 SHANGHAI JIANQIAO IMP. & EXP. CO., LTD. No. 1500 , KANGQIAO ROAD, PUDONG, SHANGHAI, 201319 CHINA Consignee [ Port-to-Port or Combined Transport TO ORDER BILL OF LADING Notify party wise noted. The total number of packages or units stuffed in the contai n e r. JAKSON TRADING COMPANY, 6-20 The description of the goods and the weights shown in this Bill of LADEN ON BOARD THE VESSEL DATE DEC10,2009BY COSCO CONTAINER LINES

\ 魏永清 海运提单背面: 空白背书 - SHANGHAI JIANQIAO IMP. & EXP. CO., LTD No. 1500 , KANGQIAO ROAD, PUDONG, SHANGHAI, 201319,CHINA 周美婷 | }

— 实训二缮制海运保险单六、实训任务: 请根据所提供的资料缮制海运保险单 中国人民保险公司 THE P EOPLE’S INSURANCE COMPANY CHINA 总公司设于北京一九四九年创立 Head Office: BENJING Established in 1949 保险单 INSURANCE POLICY保险单次号次 、 POLICY No. 中国人民保险公司(以下简称本公司)THIS POLICY OF INSURANCE WITNESSES THAT PEOPLE’S INSURANCE OF CHINA ( HEREINAFTER CALLED.“THE COMPANY ”) 根据SHANGHAI JIANQIAO IMP. & ., LTD. No. 1500 , KANGQIAO ROAD, PUDONG, SHANGHAI, 201319, CHINA ( 以下简称被保险人 ) 的要求,由被保险人向本公司缴付的 ( HEREINAFTER CALLED“THE INSURED”AND IN CONSIDERATION OF THE AGREED PREMIUM PAIP TO THE COMPANY BY THE 定的保险费,按照本保险单承保险别和背面所载条款与下列 INSURED UNDERTAKES TO INSURE THE UNDERMENTIONED GOODS IN TRANSPORTATION SUBJECT TO THE CONDITIONS OF 特款承保下述货物运输保险,特立本保险单。 THIS POLICY. AS PER THIS CLAUSES PRINTED OVERLEAF AND OTHER SPECAL CLAUSES ATTACHED HEREON. 保险金额: 。 TOTAL AMOUNT INSURED :SAY FIFTY ONE THOUSAND FOUR HUNDRED AND FIFTY EIGHT ONLY. .保费费率装载运输工具 PREMIUM AS ARRANGED RATE AS ARRANGED PER CONVEYANCE PU DONG 开航日期自至 OR ABT. DEC10,2009 FROM SHANGHAI TO SOUTH AMPTON 承保险别: CONDITIONS: covering All risks and War risk as per CIC 所保货物,如遇出险,本公司凭保险单及其他有关证件给付赔 CLAIMS IF ANY PAYABLE ON SURPENDER OF THIS POLICY TO GETETHER WITH OTHER RELEVANT EVANT DOCUMENTS IN THE

租船术语

(日租租船)daily charter (货物确卸报告)definite outturn report “遵循先例”原则stare decisis 1924您英国海上货物运输法COGSA,1924 1950年波罗的海国际航运工会和英国航运总工会航次租船合同战争条款the Baltic & international maritime conference the chamber of shipping of the UK War Risks Clauses Charter 1950 V oywar 1993 1950年航次租船合同战争条款voywar 1950 1978年联合国海上货物运输公约United Nation Convention of the Carriage of Goods by Sea,1978 1980年租船合同装卸时间定义charter party laytime definitions, 1980 1995年国际航运改革法案Ocean Shipping Reform Act of 1995 24小时晴天工作日weather working days of 24 hours a competent court有管辖权的法院 a contract of carriage of goods by sea海上货物运输合同 a Contracting State缔约国 a diligent carrier勤勉的承运人 a formal instrument 正式文件 a forwarding agent 运输代理人 a joint survey or inspection联合检查或检验a place of business营业所 a port in contracting state缔约国港口 a received-for-shipment bill of lading收货待运提单 a safe port or place near the port of destination目的港邻近的安全港口 a shipped bill of lading已装船提单 a shipping agent 船务代理人 a special annotation特别注明 a third party acting in good faith善意第三人a third party第三方 abandonment委付 acceptance接受 accession加入 accident report海事报告 act of god 天灾 act or omission行为或不行为 action for indemnity追偿诉讼 actual carrier实际承运人 actual port of discharge实际卸货港actually deliver实际交付 advanced B/L预借提单 agent代理人 aggregate of the amounts recoverable赔偿金额总数 agreed period议定的期限 anti-date B/L倒签提单 apparent condition外表状况 applicable rules of the law适用的法律规则approval认可 arbitration tribunal仲裁庭 arbitration仲裁 arbitrator仲裁员 a rrival notice到达通知书 arrived vessel到达船 article of transport运输器具 assignment转让 ational shipping bagged free袋费免除 ballasting 压舱 basis of liability责任基础 be negotiated with endorsement to order记名背书 bearer bill of lading不记名提单 before and at the beginning of the voyage开航前和开航当时 benefit of insurance保险利益 berth charter泊位租船合同 berth terms泊位条款 bill of lading提单 Blank B/L open B/L bearer B/L(不记名提单) blank B/L不记名提单 booking note 托运单 booking 订舱 both-to-blame collision clause互有责任碰撞条款 boxed free 装箱免费 branch分支机构 brokerage commission clause佣金条款 bulk cargo散装货 burden of proving举证责任 C(矿石)7租船合同(C (ORE)7 Mediterranean Iron Ore canceling date解约日 cancellation of contract合同的解除canvassion 揽货 care for照料 cargoworthy适货 carriage free 运费免除 Carriage of goods carriage of goods by sea海上货物运输carriage of goods 货物运输 carriage prepaid运费预付 carrier承运人

海运提单(缮制)-01答案

根据给出的信用证条款和其他资料缮制提单 A、信用证条款: ISSUING BANK: METITA BANK LTD FIN-00020 METITA,FINLAND Term of Doc.Credit: IRREVOCABLE Credit Number: KHL02-22457 Date of Issue: 090505 Expiry: Date 090716 Place CHINA Applicant: FFK CORP.AKEKSANTERINK AUTO P.O.BOX 9,FINLAND Beneficiary: GUANGDONG RONGHUA TRADE CO.LTD. 168,DEZHENG ROAD SOUTH,GUANGZHOU, CHINA Amount: Currency USD Amount 38400.00 Pos./ Neg.Tol.(%): 5/5 Available with/by: ANY BANK IN ADVISING COUNTRY BY NEGOTIATION Partial Shipments: Not Allowed Transshipment: Allowed Loading in Charge: GUANGZHOU For Transport to: HELSINKI Shipment Period: AT THE LATEST JULY 16,2009 Description of Goods:9600PCS OF WOMEN’S SWEATERS UNIT PRICE:USD4.00/PC,CFR HELSINKI PACKING:12PCS/CTN Documents required:FULL SET OF CLEAN ON BOARD MARINE BILLS OF LADING,MADE OUT TO ORDER OF METITA BANK LTD, FINLAND, MARKED “FREIGHT PREPAID” AND NOTIFY APPLICANT. B、其它资料: 提单号码:KTT0245678 货物总毛重:6500KGS 货物总尺码:25CBMS 船名:MAKIS V.002 唛头:ABC/ HELSINKI/ NO.1-800 集装箱号码:SIHU365487-2(20’) SEAL NO. 123456 CY/CY 提单签发日期:2009年7月10日提单签发地点:广州 承运人:ABC SHIPPING CO. 提单签发人:张三 货物由托运人负责装箱及计数

提单缮制练习

1、下面是一份信用证的有关资料,请认真阅读信用证并根据信用证的要求缮制有关结汇单据。 ISSUE OF A DOCUMENTARY CREDIT ISSUING BANK :ASAHI BANK LTD., TOKYO CREDIT NUMBER:0011LC123756 DATE OF ISSUE:20030405 EXPIRY:DA TE 20030615 PLACE:CHINA APPLICANT:ABC CORPORATION, OSAKA, JAPAN BENEFICIARY:GUANGDONG TEXITILE IMP.ANDEXP. WOOLEN KNITWEARS COMPANY LTD. 168 XIAOBEI ROAD, GUANGHZOU 510045, CHINA AMOUT:USD48,400.00 A V AILABLE WITH/BY:ASAHI BANK LTD., NEW YORK BRANCH BY NEGOTIATION DRAFTS A T----:DARFTS A T SIGHT FOR FULL INVOICE V ALUE DRAWEE:ASAHI BANK LTD., TOKYO LOADING IN CHARGE:GUANGZHOU PORT FOR TRANSPORT TO :OSAKA, JAPAN LA TEST DA TE OF SHIPMENT:20030531 DESCRIPT. OF GOODS:LADIES GARMENTS AS PER S/C NO.123 PACKING: 10PCS/CTN ART NO. QUANTITY UNIT PRICE STYLE NO.ROCOCO 4,000PCS USD5.1/PC STYLE NO.FLORES 3,500PCS USD8.0/PC PRICE TERM : CIF OSAKA DOCUMENTS REQUIRED:*3/3 SET OF ORIGINAL CLEAN ON BOARD OCEAN BILLS OF LADING MADE OUT TO ORDER OF SHIPPER AND BLANK ENDORSED AND MARKED “FREIGHT PREPAID” NOTIFY APPLICANT (WITH FULL NAME AND ADDRESS). *ORIGIANL SIGNED COMMERICAL INVOICE IN 5 FOLD. *INSURANCE POLICY OR CETIFICA TE IN 2 FOLD. ENDORSED IN BLANK, FOR 110PCT OF THE INVOICE V ALUE COVERING THE INSTITUET CARGO CLAUSES(A), THE INSURANCE WAR CLAUSES, INSURANCE CLAIMS TO BE PAYABLE IN JAPAN IN THE CURRENCY OF THE DRAFTS. *CERTIFICATE OF ORIGIN GSP FORM A IN 1 ORIGINAL AND 1 COPY. *PACKING LIST IN 5 FOLD. ADDITIONAL COND.:1. T/T REIMBURSEMENT IS PROHIBITED. 2. THE GOODS TO BE PACKED IN EXPORT STRONG COLORED CARTONS. 3. SHIPPING MARKS: ITOCHU/OSAKA/NO.1-750

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海运提单的缮制基本程序

海运提单的缮制基本程序 通常信用证对海运提单的规定举例如下: 海运提单一般就是指港至港已装船提单(Port to port shipped on board marine bill of lading),习惯简称为海运提单。海运提单的格式,每家船公司都有自己不同的格式,但各项栏目、内容基本一致。出口商缮制提单和银行审核提单的基本要求是"单证相符"。下面介绍海运提单的缮制及审核中注意事项。(参见提单示样) 1.Shipper,托运人。托运人也称发货人(Consignor),是指委托运输的当事人。如信用证无特殊规定,应以受益人为托运人。如果受益人是中间商,货物是从产地直接装运的,这时也可以实际卖方为发货人,因为按UCP500规定,如信用证无特殊规定,银行将接受以第三者为发货人的提单。不过此时必须考虑各方面是否可行的问题, 2.Consignee,收货人。这是海运提单的抬头,是银行审核的重点项目。应与托运单中"收货人"的填写完全一致,并符合信用证的规定。 收货人栏的填写必须与信用证要求完全一致。任何粗心大意和贪图省事的填法都可能是单证不符点。不符点的例:B/L issued to the order of ABC Co. Ltd. Whereas L/C required" to ABC Co. Ltd."。(提单开成凭ABC公司指定人指示,而信用证要求"凭ABC公司指示)。抬头为特定的公司与这一公司的指定人是完全不同的,前者只有这一

特定的公司可以提货,提单不能转让,后者提单经此公司背书便可以转让。又如,假设信用证上规定的地名是简称,而提单上写的是全称,也是不符点。 如果是托收方式中的提单,本栏一般填"To order"或填"To order of shipper"均可,然后由发货人背书。不能做成收货人指示式,因为这样的话代收行和发货人均无法控制货权;未经代收行同意的话,也不能做成代收行指示式,因为UCP522第10条规定:事先未征得银行的同意,货物不应直接运交给银行或做成银行抬头或银行指示性抬头。 3.Notify party,被通知人。即买方的代理人,货到目的港时由承运人通知其办理报关提货等手续。 (1)如果信用证中有规定,应严格按信用证规定填写,如详细地址、电话、电传、传真号码等,以使通知顺利。 (2)如果来证中没有具体说明被通知人,那么就应将开证申请人名称、地址填入提单副本的这一栏中,而正本的这一栏保持空白或填写买方亦可。副本提单必须填写被通知人,是为了方便目的港代理通知联系收货人提货。 (3)如果来证中规定Notify...only,意指仅通知某某,则Only一词不能漏掉。 (4)如果信用证没有规定被通知人地址,而托运人在提单被通知人后面加注详细地址,银行可以接受,但无须审核。 4.Pre-carriage by,前段运输;Port of transhipment,转船港;

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this docum ent for such transport One of the

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实践教学:海运提单的缮制 根据下列资料填制海运提单 1. LETTER OF CREDIT NO.: LC-515 2. EXPIRY DA TE: 030315 PLACE: IN CHINA 3. APPLICANT: BLUE SKY HOLDINGS LTD. HONGKO 4. BENEFICIARY: ZHEJIANG LIGHT INDUSTRIAL PRODUCTS IMPORT AND EXPORT CORPORATION 5. CURRENCY: USD AMOUNT: 25000.00 6. PARTIAL SHIPMENTS: ALLOWED 7. TRANSSHIPMENT: ALLOWED 8. LOADING IN CHARGE: SHANGHAI, CHINA 9. FOR TRANSPORT TO: HAMBURG 10. LA TEST DATE OF SHIPMENT: 030228 11. DESCRIPTION OF GOODS: TOYS DETAILS AS PER ORDER NO. P01009 FOB SHANGHAI 12. FULL SET (3/3) OF ORIGINAL CLEAN ON BOARD MARINE BILLS OF LADING MADE OUT TO ORDER OF APPLICANT MARKED “FREIGHT COLLECT” AND NOTIFY APPLICANT. 13. B/L MUST SHOW THIS LETTER OF CREDIT NO. 14. PACKING: TOTAL PACKED IN 200 CARTONS 15. QUANTITY: 1000PCS 16. BILL OF LADING NO.: YB5008 B/L DATE: 030220 17. VESSEL VOV. NO.: SUNFENG V. 188 CONTAINER NO.: GVDU2041118/ SEAL 21281 18. NET WEIGHT: 20 KGS /CARTON GROSS WEIGHT: 21KGS/CARTON 19. MEASUREMENT: 0.086CBM/CARTON

海运提单的具体分类标准(2017最新)

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