美股词汇对照
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美股词汇对照share,equity,stock股票、股权bond,debenture,debts债券negotiable share可流通股份convertible bond可转换债券treasury/government bond国库券/政府债券corporate bond企业债券closed-end securities investment fund封闭式证券投资基金open-end securities investment fund开放式证券投资基金fund manager基金经理/管理公司fund custodian bank基金托管银行market capitalization市值p/e ratio市盈率(price/earning)mark-to-market逐日盯市payment versus delivery银券交付clearing and settlement清算/结算commodity/financial derivatives商品/金融衍生产品put/call option看跌/看涨期权margins,collateral保证金rights issue/offering配股bonus share红股dividend红利/股息ADR美国存托凭证/存股证(American Depository Receipt)GDR全球存托凭证/存股证(Global Depository Receipt)retail/private investor个人投资者/散户institutional investor机构投资者broker/dealer券商proprietary trading自营insider trading/dealing内幕交易market manipulation市场操纵prospectus招股说明书IPO新股/初始公开发行(Initial Public Offering)merger and acquisition收购兼并All Ordinaries Index（澳大利亚）股市指数Amex(American Stock Exchange)美国股票交易所amortize摊提，分期偿还债务annuity年金享受权asking price卖主的开叫价assess对（财产等）进行估价，确定（款项）的金额back拖欠的bad loan呆账，坏账bailout帮助……摆脱困境balloon（分期付款中）最后数目特大的一笔barometer晴雨表，[喻]标记，指标basis point基点（一个百分点的百分之一）bear markets熊市blue-chip（股票等）热门的，（在同行中）最赚钱的forex foreign exchangebond债券，公债bourse交易所，证券交易所bull markets牛市bullish牛市的bunji-change快速的大幅度变化CAC-40Index（法国）股市指数CD(certificate-of-deposit)大额存款单Chicago Merc[2]antile Exchange芝加哥商业交易所Consumer Price Index消费者价格指数contagion蔓延correction调整coupon rate券根利率CTA(Commodities Trading Advisor)农矿产品交易顾问Currency board货币委员会DAX index（法兰克福）德国股市指数dead loan死帐delist从上市证券表中除名derivatives衍生金融商品（由利率或债券、外汇或汇率以及股票或股价指数等现货市场衍生出来，主要有期货futures、期权option trading 与掉期swap三种类型，品种多达100余种。
）discount贴现discount rate贴现率DJIA Dow-Jones Industrial Average道?琼斯公用事业股价平均数。
通常简称Dow（道），是30个主要工业公司股票价格的组合。
Dow-Jones Composite Average of65representative stocks65种有代表性的股票的道?琼斯公用事业股价平均数Dow-Jones Transpositions Average道?琼斯运输业股价平均数Dow-Jones Utilities Average道?琼斯公用事业股价平均数down付现款equity（押款金额以外的）财产价值，证券，股票escrow由第三者保存、等条件完成后即交受让人的契据（或证书等）face value面值Federal Agency Issues联邦机构债券fluctuation起伏fluctuate起伏fraud欺骗，欺诈fraudulence欺骗（欺诈）行为fraudulent欺诈的FTSI Financial Times100Share Index（英国）金融时报100种股票指数good有效的Hang Seng Index（香港）恒生指数holdings占有的财产，股票Ibbotson Small Company Index Ibbotson Company Index中包括近2700家公司：即在纽约股市上交易的最后的20%股票imburse赔偿initial share原始股IRA Individual Retirement Account个人退休账号junk bond假债券junk bonds垃圾债券lien扣押权，留置权liquidate清算，破产list（交易所）上市证券；把（证券）列人上市证券表long position多头margin差额，保险金mutual fund公共基金NASD=National Association of Securities Dealers全美证券交易者协会NASDAQ(National Association of Securities Dealers Automated Quotations)纳斯达克（全美证券交易者协会自动化摘要）NAV(Net Asset Value)净资产值new issue(IPOInitial Public Offering)新上市股票Nikkei Stock Aver age日经股票平均指数nosedive（价格等）暴跌NYSE’Volume纽约股票交易量NYSE’s composite index纽约股票交易综合指数NYSE(New York Stock Exchange)纽约股票交易所(也称或Big Board) obligation契约，债券outstanding拖欠的par value票面价值plummet骤然跌落policy保险单pool集合基金portfolio有价证券preferred stock优先股票premium奖金，佣金，担保费premium溢价proceeds收入，收益rally（股票价格等）止跌，上扬rebound反弹recoup偿还，补偿recovery恢复red-chip share红筹股refund偿还rescue package一揽子救援计划resilience回弹，复原力resilient有回弹力的，恢复活力的risk保险项目run挤提存款,挤兑,争购Russell2000Russell2000种小资本股票S&500(Standard&Poor’s500Composite Stock Price Index)标准普尔股价指数SEC(Federal Securities and Exchange Commission)联邦证券与交易委员会securities证券，债券shares（英）股票=（美）stockshore up支撑slash（大幅度）削减（工资等）slump暴跌，不景气SMI index（苏黎士市）瑞士股票指数solvent有偿还能力的speculate投机speculation投机speculator投机者T-Bill(Treasury Bill)美国短期国债（每星期发行一次）T-bond(Treasury Bond)美国长期国债（期限为20年或30年）T-note(Treasury Note)美国中期国债（期限为2年到10年）Technology-heavy Nasdaq以技术为主的NasdaqTechnology-laden Nasdaq以技术为主的Nasdaqterm年限tech-heavy NASDAQ以技术股票为主的NASDAQtechnology-rich stocks技术股票technology-weighted index(NASDAQ)反映技术股票的指数(NASDAQ) retail participation“散户”入市retail price零售价格retail price index零售价格指数retained business保留业务retained earnings留存收益retained import留用进口货物retained profit留存盈利retention保留额；自留额149retention money保留金；保留款项retention ratio自留额比率retirement scheme management category X business退休计划管理第X类业务Retirement Schemes and Insurance and Bureau Administration Section退休计划及保险及行政组〔财经事务局〕retiring partner退出的合伙人retiring trustee退职受托人retrocession转分保retrocession premium转分保保费retrocessionaire转分保人return收益；回报率；报表；报税表Return of Computerized Payroll Emoluments计算机计算薪俸表格return on assets资产回报率Return on Loans,Advances and Provisions贷款、垫款及备付金申报表revaluation重估价值；升值revaluation of rateable values重估应课差饷租值revaluation year重估应课差饷租值年度revenue收入；收益；税收revenue account收入帐revenue base收入基数；收入基础revenue collection征税；收取税款revenue department税收部门；管理政府收入的部门revenue estimates收入预算revenue from properties and investments来自物业及投资的收入revenue measure征税措施；收入措施revenue outturn收入结算revenue paper税收文件revenue policy征税政策；收入政策revenue proposal征税建议；税收建议；收入建议revenue shortfall收入不足revenue stamp税收印花revenue-earning department赚取收入的部门revenue-generating department带来收入的部门reversionary estate复归产业权reversionary interest复归权益Review of Companies Ordinance Consultancy Report《检讨香港公司条例顾问研究报告》revised assessment修订评税revised estimates修订预算revised estimates of expenditure修订开支预算revised estimates of revenue修订收入预算revised preliminary estimates of gross domestic product本地生产总值的修订初步估计revive回升；复苏revocable letter of credit可撤销信用证revocation撤销150revocation of licence撤销牌照revolving fund周转基金；循环基金revolving letter of credit循环信用证revote再拨款reward酬金right of control控制权right of conversion into stock兑换证券的权利right of pre-emption优先购买权right of retainer遗产保留权；财产保留权right of retention保留权right to receive income from property从财产收取入息的权利right to rescind撤销的权利rights issue供股〔上市方式〕；认股权发行；配售新股rights issue prospectus供股章程ring交易圈ring out平仓；经纪之间期货交易相互结算rising price价格上涨risk风险risk adjustment风险调整risk assets风险资产risk assets ratio风险资产比率risk exposure风险承担risk management风险管理Risk Management Guidelines for Derivatives《衍生工具风险管理指引》risk management system风险管理系统；风险管理制度risk of breakage破损险risk of non-delivery遗失险risk of rust损险risk of shortage短量险risk of sweat damage潮腐险risk premium风险溢价risk weight风险加权数risk weighted exposure加权风险值"risk-based"approach“以风险为依据”的方法risk-capping限制风险roll forward向前推展；向前滚进roll over转仓；滚计；滚转；续期rolling forex日转期汇rolling plan滚动式计划；逐年延展计划rolling settlement滚动交收round lot交易单位；整数成批股票；“一手”round off以整数计；四舍五入round to nil化为零计round turn完整交易；轧平交易151round up清盘rounded-up sub-total化成整数的小计round-trip contract平仓合约Royal Bank of Canada加拿大皇家银行Royal Bank of Scotland plc苏格兰皇家银行royalty专营权费；专利权费；特许权使用费rule of equity衡平法；衡平法规则Rules and Operation Procedure of Hong Kong Securities Clearing Company Limited《香港中央结算有限公司规则及运作程序》Rules Governing the Listing of Securities《证券上市规则》〔《上市规则》〕〔香港联合交易所有限公司〕Rules of the Exchange《交易所规则》〔香港联合交易所有限公司〕Rules on Interest Rates and Deposit Charges《利率及存款收费规则》run on a bank银行挤兑；银行挤提runner“驳脚”经纪；传递员running expenses管理费用；经常费用running-down of business缩减业务152财经类词汇（S）safe custody business保管业务safe custody fee保管费safe deposit box rental received保管箱租项收入safeguarding assets保障资产safety factor安全系数safety margin of profitability盈利能力的安全界限Sakura Bank,Limited樱花银行salaried employee受薪雇员salaried office受薪职位salaries tax薪俸税salaries tax assessment薪俸税评税salaries tax borne by the employer由雇主代付的薪俸税salaries tax payable应缴的薪俸税salaries tax payer缴交薪俸税人士salaries tax return薪俸税报税表salaries tax threshold薪俸税的免缴税入息额salary薪金；薪俸salary adjustment薪金调整salary earner受薪人士salary rate index薪金率指数salary statement薪俸结算书sale and purchase agreement买卖协议sale by auction拍卖sale by private treaty以私人协约形式售卖sale by public auction公开拍卖sale by tender招标出售sale of assets售卖资产sale proceeds售卖得益；销售收入sales account销货帐sales commission销售佣金sales counter销售柜台sales price index销售价格指数sales tax销售税sampling frame抽样范围sampling theory抽样理论samurai bond武士债券；外国日元债券sanction认许；制裁Sanwa Bank,Limited三和银行Sanwa International Finance Limited三和国际财务有限公司satisfaction清偿153savings储蓄；节省款项；节省开支额savings account储蓄账户savings deposit储蓄存款savings rate储蓄率；储蓄存款利率scale of brokerages经纪佣金收费表scale of fees收费率；收费表schedule清单；一览表；细目单；附表schedule of charges费用表schedule of dealing交易清单schedule of property财产清单schedule of proportion比例表Schedule of Rates标准收费表scheme of arrangement债务偿还安排Scheme of Control管制计划Scheme of Control Agreement《管制计划协议》Schengen Agreement《神根协议》Schroders Asia Limited宝源亚洲有限公司scrip临时股票scrip dividend以股代息scrip dividend scheme以股代息计划scrip issue红股发行scripless dealing of shares无单股份交易SEANZA forum of bank supervisors东南亚、新西兰与澳洲银行业监理组织search fee查册费seasonal adjustment季节性调整seasonal deficit季节性赤字seasonal fluctuation季节性波动seasoned securities优质证券；价格稳定的证券second and third liner二三线股second board第二板市场second calculation第二计算法second line stock二线股票second mortgage第二按揭；第二抵押权second participant第二参与者Second Quarter Economic Report19XX《一九XX年第二季经济报告》secondary insider次要的内幕人士secondary listing第二上市secondary market二级市场；次级市场；第二市场secondary mortgage market第二按揭市场secondary production第二级生产；第二产业Secretary for Economic Services经济局局长Secretary for Financial Services财经事务局局长Secretary for the Treasury库务局局长sectional group个别利益集团154sector界别；行业；机构sectorial index分类指数secular trend长期趋势secure担保；抵押secured bond有担保债券secured creditor有抵押债权人secured loan担保贷款；有抵押贷款securing debenture担保债权证securities证券Securities Advisory Council证券事务咨询委员会securities analyst证券分析员Securities and Exchange Commission证券管理委员会〔证管会〕〔台湾〕；证券交易委员会〔美国〕Securities and Futures Appeals Panel证券及期货事务上诉委员会〔证券及期货事务监察委员会〕Securities and Futures Commission证券及期货事务监察委员会〔证监会〕Securities and Investment Board证券及投资管理局〔英国〕securities borrowing证券借用securities business证券买卖业务Securities Commission证券事务监察委员会〔现称证券及期货事务监察委员会〕Securities Compensation Fund证券赔偿基金Securities Compensation Fund Committee证券赔偿基金委员会〔证券及期货事务监察委员会〕securities dealer证券交易商Securities Dealers'Deposit Fund证券交易商按金基金Securities Exchange of Thailand泰国证券交易所securities for money贷款抵押物Securities Foundation证券业培训基金Securities Institute of Australia澳大利亚证券学会securities introducing broker证券介绍经纪securities investment adviser证券投资顾问Securities Journal,The《证券月刊》Securities Law《证券法》securities lending证券借贷securities market证券市场Securities Officer证券主任securities payable to bearer须付款予持有人的证券securities register system证券登记系统Securities Review Committee证券业检讨委员会Securities Review Committee Report《证券业检讨委员会报告书》Securities Section证券组〔财经事务局〕securities underwriter证券包销商securitization of debt债务证券化155security抵押品；保证金；保证security account保付户口security by bond担保契据形式的保证security features防伪特色〔银行纸币〕security for note issue发行纸币的保证物security instrument保证文书security interest担保权益security to the payment of money付款保证seed capital种子资本segregated account独立账户；独立户口segregated trust account独立信托账户SEHK Options Clearing House Limited联交所期权结算所有限公司SEHK traded option在联交所买卖的期权seizure检取；扣押selective allowance选择性免税额selective marketing basis选择性销售方式selective tender选择性投标；选择性招标self-assessment自我评税self-clearing member自行结算会员〔香港联合交易所有限公司〕self-correcting mechanism自动调节机制self-financing财政自给；自筹资金self-liquidating project自动还本工程self-regulation自律；自行规管；自行监管sell卖出sell off抛售；沽盘sell order卖盘sell short卖空；沽空；抛空seller's price卖价；卖方价格selling dealer卖方交易商selling hedge沽空对冲selling pressure沽售压力selling price售价senior securities优先证券SEOULBANK汉城信托银行separate assessment夫妇分别评税separate client account独立客户帐目separate debt独有的债项；各别的债项separate estate各别产业separate estates account各别产业的帐目separate instrument独立文书separate listing独立上市separate property各别的财产separate share trading account独立股票交易账户156separate taxation for married couples夫妇分开评税sequestration暂押；扣押serial bond分期还本债券series of transactions连串交易service-led economy以服务业为主导的经济set-off抵销；对销set-off and transfer report比对转帐报告set-off of the property tax豁免物业税settled property预先分配的财产settlement交收；结算；交割；清偿；授产安排settlement backlog积压交收settlement bank结算银行settlement cap交收限价settlement date交收日期settlement of debts清偿债务；偿还债务settlement of physical shares股份实物交收settlement period交收期限；结算期settlement price结算价格；平仓价格settlement risk结算风险；交收风险settlement system交收制度；结算系统settlor财产授予人seven-year Exchange Fund note七年期外汇基金债券Sewage Services Trading Fund污水处理服务营运基金Shacom Finance Limited上商财务有限公司shadow director影子董事；幕后董事Shanghai Commercial Bank Ltd.上海商业银行Shanghai Securities Central Clearing and Registration Corporation上海证券中央登记结算公司Shanghai Stock Exchange上海证券交易所share股份；股票；份额share beneficially owned实益股份；实益拥有股份share capital股本share certificate股票share dealing股票交易；股票买卖share in issue已发行股份；已发行股票share investment股份投资share margin lending“按仓”贷款share market股票市场share of a business生意股份share of mutual fund互惠基金股份share of profit利润份额share on local register当地登记册所载的股份share option股票期权；认股权；股份认购权share pending listing等候上市股份share premium account股份溢价账户157share price股票价格share registrar股票过户登记处；过户处；股份登记员share repurchase股份购回；股份回购share rights股权share split股份拆细；拆股share transfer股票过户share warrant认股权证share warrant to bearer不记名认股权证shareholder股东shareholders'fund股东资金shareholding持有股份sharp increase急剧上升；暴升；飞涨shell company空壳公司shell reactivation“借壳”上市；“买壳”上市；空壳公司重新活动Shenzhen Foreign Exchange Trading Centre深圳外汇交易中心Shenzhen Securities Registration Company Limited深圳证券登记公司Shenzhen Stock Exchange深圳证券交易所Shinhan Finance Limited新韩金融有限公司Shizuoka Bank,Ltd.静冈银行short空头；空仓；淡仓；卖空；超卖short call认购期权淡仓short covering补仓；补空仓；空头补进short futures contract淡仓期货合约short notice短期通知书short notice and time deposit短期通知及定期存款short of liquidity资金紧绌short position空仓；淡仓；空头；短盘short sell securities卖空证券short selling卖空；沽空；抛空short selling system证券沽空制度short-dated securities短期证券shortfall差额；不足之数shortfall in expenditure实际开支低于原来预算short-term deposit短期存款short-term indicator of economic condition短期经济指标short-term interest rate短期利率short-term paper短期票据short-term rating短期评级shroff account number收款账号Siam Commercial Bank Public Company Limited汇商银行significant shareholder持有大量股票的股东；重要股东silent partner只拥有股权而不参与业务的合伙人；隐名合伙人silver银silver currency银制流通货币158silver standard银本位；银本位制Simple Guide to Bankruptcy,A《破产案简介》Simple Guide to Compulsory Winding-up of Companies,A《强制公司清盘案简介》simple interest单利；以单息计算的利息simple portfolio简单的投资组合simultaneous econometric model联立计量经济模式simultaneous equation model联立方程模式Sin Hua Bank Limited新华银行Sin Hua Finance Company Limited新华财务有限公司Singapore Dollar新加坡元Singapore International Monetary Exchange新加坡国际金融交易所Singapore Stock Exchange新加坡证券交易所Singapore Strait Times Index《新加坡海峡时报》指数single assessment单一评税single entry system单式簿记制度single equation model单方程模式single fund单一基金single market,the单一市场〔欧洲〕single parent allowance单亲免税额single premium整付保费single premium policy整付保费保单single tender单一投标sinking fund偿债基金size criterion资产限额准则〔银行业〕size of issue发行量size of the economy经济规模slacken放缓；呆滞slow down减慢；放缓；退减slow trading交投呆滞sluggish市势疲弱；市况呆滞sluggish turnover交投呆滞slump急跌；下挫small and medium enterprise中小型企业Small and Medium Enterprises Committee中小型企业委员会small bankruptcy小额破产案small business小型企业Small Claims Tribunal小额钱债审裁处Small Claims Tribunal Suitors Fund Account小额钱债审裁处诉讼人储存金账户small depositor小额存户small economy小规模经济体系small estate小额遗产smart card智能卡；聪明卡snake蛇形浮动；蛇形浮动汇率制soaring market旺市；好市；暴涨的市况159Social Security Assistance Index of Prices社会保障援助价格指数social welfare expenditure社会福利开支Societe de Compensation des Marches Conditionels巴黎期权市场结算所Societe Generale法国兴业银行Societe Generale Asia Limited法国兴业亚洲有限公司Society of Actuaries of the United States of America美国精算师公会Society of Chinese Accountants and Auditors华人会计师公会Society of Worldwide Interbank Financial Telecommunication环球银行财务电讯协会socio-economic infrastructure社会经济基础建设soft currency软货币；弱势货币soft dollar practice收取非金钱利益的做法soft market市况疲软sole executor唯一的遗嘱执行人sole proprietor独资经营者sole proprietorship独资经营sole trustee单一受托人soliciting business招揽生意solid growth稳健增长solvency偿债能力；偿付能力Solvency Fund无偿付能力赔偿基金source of additional revenue额外收入来源source of fund资金来源South Sea Bubble“南海泡影”；南海泡沫事件South-East Asian Central Banks东南亚中央银行组织sovereign risk政治风险；主权风险soyabean futures大豆期货；期豆SPC Credit Limited美国太平洋信贷有限公司special cash bonus特别现金红利Special Coin Suspense Account特别硬币暂记帐special crossed cheque特别划线支票special crossing特别划线special debt securities特别债务证券special drawing right特别提款权special economic zone经济特区special endorsement记名背书special expenditure特别开支special fund特别基金special grant特别补助金special levy特别征费〔证券〕；特别附加费Special Levy Fund特别征费基金special manager特别经理人special payment特别付款special proxy特别委托书special rates grant特别差饷补助金160special surplus特别盈余Special Suspense Account特别暂记帐special trust特别信托special warrant特别拨款令；特别支款授权书specific charge特定押记specific deduction特定扣税项目specific duty从量税specific duty rate从量税率specific relief特定宽免specific sum指明款项specified rate rules指定利率规则specified tax指明税项speculation投机speculative activity投机活动speculative attack投机冲击speculative position投机盘speculative pressure投机压力spending guideline开支指引；开支预算的指引spending pattern开支模式；消费模式spending power消费力split拆细；拆股split share已拆细股份；已分割股份split trust分类信托spoiled stamp损坏的印花spot即期；现货spot assets现金资产；现金存款spot contract现货合约spot exchange rate即期汇率；现货兑换率spot foreign currency assets即期外币资产spot foreign currency liabilities即期外币负债spot index现货指数spot market现货市场spot month现货月份spot month trading现货月份交易spot price现货价格spot rate即期汇率；现货汇率；现货价spot settlement即场成交；现场交易spot trading现货交易spot transaction现货交易；现汇交易spread差价；利率差距；利润幅度；价位spread back拨回有关年度评税spread margin跨期保证金；跨期按金spread option复式期权；取差期权spread table价位表spread trading跨期买卖；跨价买卖spreading跨期买卖；跨价买卖square position平仓；轧平差额squeeze“迫仓”；“夹仓”；紧缩stabilization fund稳定金staff on-cost职员附加费用；员工间接费用staff-related expenses与职员有关的费用；与员工有关连的开支stag投机认股者；“炒”新股者；新股套利者stakeholder保证金保存人stale cheque过期支票stamp印花stamp duty印花税；厘印费stamp duty on contract note成交单据印花税stamp duty on conveyance of land土地转让印花税stamp duty on conveyance of properties物业转让印花税stamp duty on property transactions物业交易印花税stamp duty on stock transfers股票交易印花税stamp duty rate印花税税率stamp duty relief印花税宽免Stamp Office印花税署〔税务局〕standard amount标准免税额Standard and Poor's500Index标准普尔500指数Standard and Poor's Corporation标准普尔公司Standard and Poor's Rating标准普尔评级Standard Chartered Bank渣打银行standard conversion rate划一兑换率；划一折合率Standard London(Asia)Limited英国标旗（亚洲）有限公司standard of accounting and auditing practices会计及核数执业准则standard of disclosure披露标准standard rate标准税率；标准收费率standard rate zone标准税率范围standard share标准定额股；标准股票standard valuation method标准估价方法standby credit备用信贷standby facility备用贷款Standing Accounting Instructions《常务会计指令》Standing Committee on Company Law Reform公司法改革常务委员会standing offer有效要约。
