金融学系课程介绍(中英对照)

金融学专业主要课程简介课程名称：货币银行学英文名称：Economics of money and banking学分：3总学时：54先修课程：西方经济学内容简介：本课是一门专业基础课，是研究货币、信用、银行各自运行规律及三者间内在联系以及政府如何运用之以影响经济的一门学科。

是经济类专业的必修课。

适用专业及层次：经济类专业本科考核方式：考试选用教材：曹龙祺主编：《金融学》，高等教育出版社2006年版参考书目：（1）黄达主编：《货币银行学》，中国人民大学出版社2000年版（2）姚长辉主编：《货币银行学》，北京大学出版社1998年版课程名称：金融市场学英文名称：Financial market学分：3总学时：54先修课程：《宏微观经济学》、《货币银行学》、《财政学》、《高等数学》等内容简介：现代金融市场是现代金融经济的核心，它在金融经济体系中占据着极其重要的地位。

《金融市场学》是研究市场经济条件下，现代金融市场运行机制及其各主体行为规律的科学。

本课程的教学目的是要求学生掌握现代金融市场的基本理论、基本知识和基本技能；掌握现代金融市场的各种运行机制、金融资产的定价方法、主要金融变量的相互关系及各主体的行为，并运用所学理论、知识和方法解决金融市场的相关问题。

为日后进一步深造或从事实际工作奠定扎实的理论基础。

本课程是金融学专业核心课程，力图使学生全面掌握市场经济条件下现代金融市场运行的原理和规律，培养适应经济全球化、金融国际化的人才，具有十分重要的意义。

适用专业及层次：金融学专业本科二年级考核方式：考试选用教材：张亦春主编（著）：《金融市场学》，高等教育出版社2002年版参考书目：（1）谢百三主编：《金融市场学》，北京大学出版社2004年版出版社（2）夏德仁、王振山主编：《金融市场学》东北财经大学出版社2002年版课程名称：国际金融学 (双语)英文名称：International monetary and financial economics学分： 3总学时：54先修课程：微观经济学; 宏观经济学; 货币银行学内容简介：本课程主要介绍和讲述国际金融领域传统的和最新的原理和政策，主要内容包括：1、国际支付和交易体系（主要说明国际货币金融交易活动的衡量、这些活动所遵循的的规则框架以及对这些活动起促进作用的外汇市场及其价格）。

金融学专业主要课程简介31. 金融市场与投资学1.1 课程目标金融市场与投资学是金融学专业中的核心课程之一。

该课程旨在让学生对金融市场的基本原理和投资策略有深入的了解，掌握金融市场与投资决策的基本理论和方法，为未来从事金融投资和管理工作奠定基础。

1.2 课程内容课程内容包括以下方面：•金融市场的基本概念与结构•金融市场中的金融工具（股票、债券、衍生品等）以及其定价和交易机制•投资组合理论和资产定价模型•投资组合的风险与收益分析•投资者行为与市场效率1.3 教学方法本课程采用理论教学与实践相结合的授课方法，包括理论讲解、案例分析和模拟交易等多种教学手段。

学生将通过大量的实例和案例分析，掌握金融市场与投资策略的基本原理和实际操作技巧。

2. 资产定价与风险管理2.1 课程目标资产定价与风险管理是金融学专业中的重要课程之一。

该课程旨在让学生熟悉不同资产定价模型和风险管理工具，具备对金融市场中各类风险进行有效管理的能力，为未来从事风险管理和投资决策工作打下坚实的基础。

2.2 课程内容课程内容包括以下方面：•资产定价模型（CAPM模型、APT模型等）的原理和应用•期权定价理论与实践•风险管理工具与策略（如衍生品的应用等）•风险度量与风控技术2.3 教学方法本课程采用理论教学与实践相结合的授课方法，包括理论讲解、案例分析和计算实践等多种教学手段。

学生将通过大量的实例和案例分析，掌握资产定价和风险管理的基本原理和实际操作技巧。

3. 金融机构管理与监管3.1 课程目标金融机构管理与监管是金融学专业中的重要课程之一。

该课程旨在让学生了解金融机构的组织结构、运营管理和监管制度，掌握金融机构管理与监管的理论和方法，为未来从事金融机构管理和监管工作提供基础知识和技能支持。

3.2 课程内容课程内容包括以下方面：•金融机构的组织结构与运营管理•信贷管理与风险控制•资本充足率与风险管理•金融监管的基本原理与制度•金融机构的治理与合规3.3 教学方法本课程采用理论教学与实践相结合的授课方法，包括理论讲解、案例分析和实地考察等多种教学手段。

金融学专业主要课程简介课程名称：货币银行学英文名称:Economics of moneｙ and ｂａnking学分：3总学时:５4先修课程：西方经济学内容简介:本课是一门专业基础课,是研究货币、信用、银行各自运行规律及三者间内在联系以及政府如何运用之以影响经济的一门学科。

是经济类专业的必修课。

适用专业及层次:经济类专业本科考核方式:考试选用教材：曹龙祺主编:《金融学》，高等教育出版社２0０6年版参考书目:(1）黄达主编:《货币银行学》,中国人民大学出版社2000年版(2)姚长辉主编:《货币银行学》，北京大学出版社１998年版课程名称:金融市场学英文名称：Ｆｉnanciaｌmarket学分：3总学时：54先修课程：《宏微观经济学》、《货币银行学》、《财政学》、《高等数学》等内容简介:现代金融市场是现代金融经济的核心,它在金融经济体系中占据着极其重要的地位。

《金融市场学》是研究市场经济条件下，现代金融市场运行机制及其各主体行为规律的科学。

本课程的教学目的是要求学生掌握现代金融市场的基本理论、基本知识和基本技能；掌握现代金融市场的各种运行机制、金融资产的定价方法、主要金融变量的相互关系及各主体的行为,并运用所学理论、知识和方法解决金融市场的相关问题。

为日后进一步深造或从事实际工作奠定扎实的理论基础。

本课程是金融学专业核心课程,力图使学生全面掌握市场经济条件下现代金融市场运行的原理和规律,培养适应经济全球化、金融国际化的人才，具有十分重要的意义。

适用专业及层次：金融学专业本科二年级考核方式:考试选用教材：张亦春主编(著）：《金融市场学》,高等教育出版社2002年版参考书目：（1)谢百三主编:《金融市场学》,北京大学出版社2004年版出版社(2)夏德仁、王振山主编:《金融市场学》东北财经大学出版社20０2年版。

介绍金融学的英语English:Finance is the study of how individuals, businesses, and organizations manage and allocate their resources over time. It encompasses a wide range of topics, including investing, borrowing, lending, budgeting, and risk management. Financial professionals analyze data to make informed decisions about how to invest money, manage debt, and plan for the future. The field of finance also examines how financial markets operate, including the stock market, bond market, and other key aspects of the global financial system. Additionally, finance plays a crucial role in driving economic growth and development, as it enables businesses to raise capital and individuals to build wealth for the future.中文翻译:金融学是一门研究个人、企业和组织如何在时间上管理和配置资源的学科。

它涵盖了广泛的主题，包括投资、借贷、贷款、预算和风险管理。

金融专业人士分析数据，做出关于如何投资资金、管理债务和规划未来的决策。

经济学：是研究一个社会如何决定生产，怎样生产和怎样分配的一门社会学科。

Economics：The study of how society decides what gets produced and how, and who gets what.微观经济学：研究个体经济单位如个人、企业的行为决策。

Microeconomics ：The branch of economics that studies the behavior of individual decision-making units such as households and business firms.宏观经济学：研究所有的个人、企业作为总体货总量时的行为决策。

Macroeconomics ：The branch of economics that studies the aggregate, or total, behavior of all households and firms.金融：研究金融体系如何协调并融通借贷资金，以及金融中介在此过程中进行的资金创造。

Finance：The study of how the financial system coordinates and channels the flow of funds from lenders to borrowers—and vice versa—and how new funds are created by financial intermediaries during the borrowing process.放松管制：废除或逐步撤销现有的管制。

Deregulation：The removing or phasing out of existing regulations.货币：可以接受且通常用来交换商品和服务的交换工具。

Money：Something acceptable and generally used as payment for goods and services.储蓄：收入中未被消费的部分。

金融数学课程简介金融数学又称数理金融学、数学金融学、分析金融学，是利用数学工具研究金融，进行数学建模、理论分析、数值计算等定量分析，以求找到金融学内在规律并用以指导实践。

Financial Mathematics, also known as mathematical finance, mathematical finance, analytical finance, aims to use the mathematical tools to study finance, mathematical modeling, theoretical analysis, numerical computation, and other quantitative analysis. In fact, this course finds the inherent law of Finance as well as to provide practical guidance.精算数学课程简介精算数学是以概率论和数理统计为基础，研究保险事故的出险规律、保险事故损失额的分布规律、保险费和责任准备金等保险具体问题，以求找到保险精算内的定价机制及优化分配。

Actuarial Mathematics is based on probability theory and mathematical statistics, aiming to study the insurance law of accidents, the distribution law of the loss amount of insurance accidents, the insurance premium and statutory reserve, and other insurance specific problems. In fact, this course finds the pricing mechanism and optimal allocation in actuarial insurance.。

金融市场课程说明的翻译在耶鲁大学的网页（/wiki/Robert_Shiller）上，具有较详细的说明为：Financial institutions are a pillar of civilized society, supporting people in their productive ventures and managing the economic risks they take on. This course seeks to offer understanding of the multiple aspects of our financial methods, as they have come to us through past invention and as they are evolving towards a future where financial tools are even more integrated into our lives than they are today. The course considers the multitude of problems in a rapidly developing world economy from the viewpoint of an evolving financial framework, incorporating theoretical and technical advances as they appear through time.金融机构是文明社会的重要支柱，为投资活动提供支持及风险管理。

本课程旨在从多个方面来理解现代金融的方法和工具。

历史发明给社会带来金融工具，并且与时俱进走向未来，将来会更加融入人们的生活。

本课程将以不断发展的金融框架观点，结合应时的理论和技术进步，对飞速发展的世界经济主要问题进行思考。

金融硕士专业课程【中英文实用版】Financial Master"s Program Courses金融硕士专业课程The financial master"s program offers a comprehensive curriculum that provides students with a solid foundation in the principles and practices of finance.The program is designed to equip students with the skills and knowledge necessary to succeed in the financial industry.金融硕士专业课程旨在为学生提供金融原理和实践的坚实基础。

该课程旨在培养学生掌握金融行业所需的技能和知识。

The curriculum includes courses such as corporate finance, investment management, financial markets and institutions, and financial modeling and analysis.These courses cover a wide range of topics, from the fundamental principles of finance to the latest trends and developments in the industry.课程包括公司金融、投资管理、金融市场与机构以及金融建模与分析等课程。

这些课程涵盖了金融的基本原理到行业最新的趋势和发展。

In addition to the core courses, the program also offers elective courses that allow students to specialize in specific areas of finance, such as private equity, venture capital, or financial technology.These elective courses provide students with the opportunity to deepen their understanding of specific financial topics and gain practical experience inthe field.除了核心课程外，该项目还提供选修课程，允许学生专攻金融的特定领域，例如私募股权、风险投资或金融科技。

大学课程描述-金融Course Description- Major SubjectsShanghai University of Finance and Economics Name: xxxxn Major: Finance (Banking&International Finance)Gender: Female Student ID: xxxxName: Commercial Bank ManagementHours: 48hrs lectureCredit: 3.00Brief introduction: This course introduces the services banks offer, how banks are organized, the principal laws and regulations and how to analyze bank financial statements and evaluate bank performance. Focuses primarily on rapidly developing techniques of asset-liability management-the many tools banks have available today for dealing with risk exposure, especially the risk associated with changing rates. Highlights the liquidity problem banks must deal with as they manage their cash positions. Reviewing the pricing tools of deposits and other techniques by which banks raise funds, such as bank capital management. Discuss the management of bank off-balance-sheet items, investments and loans.Name: InvestmentHours: 48hrs lectureCredit: 3.00Brief introduction: This is an introductory course for financial market products and investment principles. Investment instruments analyzed include equities, fixed income securities and derivative securities. Topics covered focus on efficient market theory, risk and return analysis (Capital Asset Pricing Model and Arbitrage Pricing Theory), and modern portfolio theory.Name: International Financial ManagementHours: 32hrs lectureCredit: 2.00Brief introduction: By analyzing international financial environment and exchange rate theories, students can have a good command of exchange rate forecasting methods; have a good idea of exchange exposure and main features, how to apply international financial markets for hedging purposes and how to adopt internal hedging techniques within the enterprises.Yu Yan, International Financial Management, 2005.3Name: Financial EngineeringHours: 32hrs lectureCredit: 2.00Brief introduction: A key aim of the course is to demonstrate the practical uses of derivatives in speculation, hedging and arbitrage-in short, to analyze various techniques used in financial engineering. The second aim is to demonstrate the various methods used to evaluate the changing market and credit risk of global financial institutions.Name: International BusinessHours: 32hrs lectureCredit: 2.00Brief introduction: The purpose of this course is to expound the basic framework of international business management to students, so that students can master the international business environment, strategy and function management and the internationalization of Chinese enterprises. At the same time, through the introduction and analysis related to the content of the course of international business-related cases, deepen understanding of international business activities; improve the comprehensive analysis of problems and problem-solving ability, and for future study of other economic courses theory basis.Name: Fund ManagementHours: 32hrs lectureCredit: 2.00Brief introduction: The course aims to introduce students the concept, classification and history of investment funds. It mainly covers the innovative fund products, like MMMF, bond fund, umbrella fund, capital guaranteed fund, LOF, ETF, QDII etc. The governance of investment funds, the close-end fund discount puzzle, the asset allocation and the investment strategy of funds, the performance valuation and rating of funds (including Morningstar funds rating system) are also included in this course. The characteristics of the course are the design of fund products and the analysis of operational (including arbitrage) mechanism of investment funds.Name: Assets EvaluationHours: 32hrs lectureCredit: 2.00Brief introduction: The course teaches the theory, methodology and practice of asset appraisal. The students will understand the principles of asset pricing, learn the methods and skills of asset appraisal, and be aware of specific procedure of asset appraisal.Name: Financial ManagementHours: 48 hrs lectureCredit: 3.00Brief introduction: This course consists of coursework in introduction to corporate finance, financial statement analysis, value and capital budgeting, return and risk, capital structure and dividend policy, long-term financing, derivatives and hedging risk, financial planning and short-term finance, mergers and acquisitions, financial distress, International corporate financeName: Linear AlgebraHours: 48hrs lectureCredit: 3.00Brief introduction: This course is designed to provide students, who major science, engineering, economics and management, with basic concepts in linear algebra and foundation knowledge for computing problem solving by numerical methods.It contains: determinants, matrices, vectors, and vector space, linear space and linear transform, linear simultaneous equations, and linear transformations, orthogonality, eigenvalues, and numerical linear algebra, applications of eigenvalues and eigenvectors. Its concepts, theory and methods are very strictly logical, abstract, and widely useful in practicing.After successful completion of this course, the students will be able to master basic theory and methods in the course, which improves the students’ ability to infe r and abstractly think, and mathematical quality. The methods and the ability will play central role in coming study, and are the sound base for students to research and work in the future.Name: StatisticsHours: 48hrs lectureCredit: 3.00Brief introduction: The course aims to provide the basic theory and methods of modern Statistics, including descriptive statistics, parameter estimation, hypothesis testing, analysis of variance, regression analysis, non-parametric statistics, time series analysis and index. Through this course, the students can master basic theory and methods of Statistics, and have a good foundation for other related courses.Name: Probability TheoryHours: 48hrs lectureCredit: 3.00Brief introduction: The course contains random events and probability, conditional probability and independence, random variables and distribution, random vectors and distribution, numerical characters and characteristic functions, limit theorems. This course aims to provide the undergraduate students with a background and understanding of the basic concepts and methods in probability theory. The methods and theory are necessary in numerical analysis of economics, finance, management, etc.Name: Computer ApplicationHours: 64hrs lectureCredit: 4.00Brief introduction: This course is specially designed for improving students’ ability of using information technology-Microsoft Excel to process business practices. Based on the IT skills requirements of management and economic majored students in the information age, this course provides students with knowledge and techniques of information processing and computer application, including the concept and techniques of data searching, methods of data summarization analysis, methods of time series analysis and regression and methods of decision modeling. This course helps students to combine management theories with IT. This course focuses on applying advanced IT in business practices. It can improve not only students’ computer ability, but also students’ logic reasoning ability, communication skills, and abilities of innovation and standardization.Name: Public FinanceHours: 32hrs lectureCredit: 2.00Brief introduction: The course uses an English version textbook of Public Finance and the lectures are given in both English and Chinese. It uses the tools of positive analysis and normative analysis, studies the concepts and contents of government expenditures and revenues. It will give the students a vision of western system of public finance, and bring u p the students’ ability to study professional literature in English.Name: International TradeHours: 32hrs lectureCredit: 2.00Brief introduction: This course is based on international economics and analyzes the basic principles and influencing factors of international trade in goods and services and international factors. Introduction to the theory of free trade from classical to contemporary, to understand the international division of labor principle, absolute advantage and comparative advantage of trade theory, factor endowment theory, H-O theorem expansion, factor price equalization principle, Lyontiv paradox, intra-industry trade theory And the theory of product life cycle. It introduces the theory of trade protectionism and its policy tools, analyzes the economic effects of international trade policy instruments, the degree of tariff protection and tariff structure, the types of non-tariff barriers and their economic effects. It discusses exchange rate formation mechanism, Policy and international balance of payments; analyze the investment strategy of multinational corporations and the policies of governments on international investment; introduce the purpose and basic principles of WTO; analyze the characteristics and main functions of WTO; introduce the technology trade, international engineering International trade and other forms of international economic and technological cooperation and its different characteristics; analysis of regionaleconomic cooperation and its economic effects, to introduce the European Union, ASEAN, North American Free Trade Area and other regional economic integration organization development situation and problems; analysis of contemporary New features, new trends and major problems faced by international trade.Name: International FinanceHours: 48hrs lectureCredit: 3.00Brief introduction: This is intended to be an elementary-to-intermediate level course on the subject, covering theories on and policies relating to national accounts and balance of payments, exchange rate determination, international policy coordination and the international capital markets. The aim is to equip students with a good knowledge of theories and policies relating to international finance. Specific topics include, among others, the national accounts and balance of payment accounts; interest parity conditions, the purchasing power parity, output and exchange rate in the short run (the DD-AA-XX model), fixed vs floating exchange rate regimes, forex intervention; policy issues relating to international financial arrangements, etc.Name: Money and BankingHours : 48hrs lectureCredit：3.00Brief introduction: Monetary Banking is the public course as well as the specialized core course. It introduces, in combination of China’s situation, principles and development of contemporary currency，credit and banking, and provides basis for further studies of specialized courses. The main contents of Monetary Banking include：currency, nature of credit and banking, function and operation rules, development of currency system, constitution of financial system and financial market, classification of financial institutions and their business, target and instrument of monetary policy of central bank, theory of international income and expense, and theory of exchange rate.Name: Political EconomyHours: 83 hrs lectureCredit: 5.00Brief introduction: This course expatiate the principals of Marxism political economics. It points out the historical rules of the contradictory Productivity and Production Relationships, especially analyzing the historical course of society from to the freedom competition and monopoly phases to social democracy. This course elucidates the general rules of the political economics and the economy characters in the capitalism and the socialism society by studying the five economy process, which is the direct product process, the circulation process, the general product process, the national economy process and the international economy process. It opens out the general rules of the market economy and the basic contents of Chinese Socialism Market Economy. Itis a foundation course for economics subject.Name: MarketingHours: 32hrs lectureCredit: 2.00Brief introduction: Introduction to the basic principles, concepts and cases in marketing, with special flavour to the rich phenomena, events and trends in mainland China in order to help students apply marketing mix to the rich context of Chinese markets. All major frameworks are to be covered, ranging from the history of marketing, marketing environments, marketing information system, marketing strategies, the STP processes, the “Four Ps”, consumer buying behaviours, Internet marketing, direct marketing t o international marketing. Offered each semester simultaneously by teachers mainly through lectures combined with homework and term paper.Name: AccountancyHours: 32+68hrs lectureCredit：2.00 + 4.00Brief introduction: This course is a curriculum for the students who specialized in non-accounting subject. It is the second part of accountancy. Grasp the function, contents, preparing methods and reciprocity of financial reports. Learn specially how to read and use and analyze the financial reports, the understanding financial reports.Name: MicroeconomicsHours: 48hrs lectureCredit: 3.00Brief introduction: Microeconomics concerns the rational behavior of individual economic actors in different institutional frameworks. We introduce the rationality of a consumer who chooses her most preferred commodity bundle to maximize her utility and a firm chooses the production plan to maximize its profit. The institutional frameworks describe what the options the individual actors have and what outcomes they receive in the interactions with others. Traditionally, the price mechanism is deemed as the most important impersonal mechanism of aggregation of individual activities. In certain circumstances, it can lead to the efficient resource allocation. We also introduce problems of externalities, public goods etc, where price mechanism does not always achieve the efficient solution, which opens the opportunities of governmental regulation. Microeconomics provides the basic analytic instruments to almost every social science and views of point to understand our society.Name: MacroeconomicsHours: 32hrs lectureCredit: 2.00Brief introduction: The basic aim of this course is to familiarize students with key barometers of macroeconomic activity and to enable them to understand how these magnitudes are determined and how the major sectors of the economy interact with each other. In this course we will examine the determinants of aggregate income in the economy, both in the long run (where we will be talking about growth) and in the short run (where we will talk about business cycles), we will also study aggregate unemployment, the behavior of the aggregate price level, and the effects of government behavior on the performance of the economy. We wish to enable the students to critically evaluate policy prescribed by the government.。

金融学系课程介绍（中英对照）序号：1课程编码：课程名称：金融学Finance学分：4周学时：3开课系部：金融学系预修课程：微观经济学修读对象：本科生课程简介：从分析金融运作对象——货币、货币资金、金融工具、金融资产入手，阐述货币时间价值原理；介绍金融机构体系和金融市场体系的具体类型及业务，说明其在现代经济中的重要作用；研究货币政策及作为其依据的货币理论等。

通过本课程的学习，使学生了解金融学的基本概念与基础知识，熟悉金融学原理体系、分析框架及思维方式，从而为以后的专业课学习打下扎实的基础。

拟用教材：《金融学》，杨长江编著，复旦大学出版社，2005年1月第1版参考教材：《金融学原理》，彭兴韵著，生活•读书•新知三联书店，2003年9月第1版Course Code:Course Name: Money & FinanceDepartment: Finance DepartmentCredit: 3Periods Per Course: 3Students: UndergraduatesPrerequisite Course: MicroeconomicsContents: The framework of this course starts with the analysis of financial operation objects, such as currency, funds, financial tools and assets. Also the course explains theprinciples of the currency time value, introduces the concrete classification andbusiness of financial instruments and markets, and then points out its significance tothe contemporary economy. It discusses the monetary policy and theories. From thecourse students will get the basic concepts and fundamental knowledge of finance,and be acquainted with financial principle and analysis methods. Those will helpthem to improve their consequent study of specialized courses.Course book:《Finance》, Yangchangjiang, Fudan University Press, first edition, Jan,2005 Reference book:《Fundamentals of Finance》, Pengxingyun, Sanlian Press, first edition, Sep.2003序号：2课程编码：课程名称：国际金融学International Finance学分：3周学时：3开课系部：金融学系预修课程：金融学、宏观经济学修读对象：本科生课程简介：“国际金融”作为金融专业的一门学科基础课，是专门研究国与国之间的货币金融关系的，其具体的教学内容有：(1)国际收支；(2)外汇供与外汇汇率；(3)外汇管制和外汇管理体制改革；(4)国际储备和国际清偿力；(5)国际货币体系与国际货币改革；(6)国际金融市场的运作与监管；(7)国际资本流动和亚洲金融危机的教训；(8)国际金融一体化进程与欧洲货币联盟；(9)国际债务问题等。