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语言学整理

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第一章语言的性质

语言的定义:语言的基本特征(任意性、二重性、多产性、移位、文化传递和互换性);语言的功能(寒暄、指令、提供信息、询问、表达主观感情、唤起对方的感情和言语行为);语言的起源(神授说,人造说,进化说)等。

第二章语言学

语言学定义;研究语言的四大原则(穷尽、一致、简洁、客观);语言学的基本概念(口语与书面语、共时与历时、语言与言学、语言能力与言行运用、语言潜势与语言行为);普通语言学的分支(语音、音位、语法、句法、语义);;语言学的应用(语言学与语言教学、语言与社会、语言与文字、语言与心理学、人类语言学、神经语言学、数理语言学、计算语言学)等。

第三章语音学

发音器官的英文名称;英语辅音的发音部位和发音方法;语音学的定义;发音语音学;听觉语音学;声学语音学;元音及辅音的分类;严式与宽式标音等。

第四章音位学

音位理论;最小对立体;自由变异;互补分布;语音的相似性;区别性特征;超语段音位学;音节;重音(词重音、句子重音、音高和语调)等。

第五章词法学

词法的定义;曲折词与派生词;构词法(合成与派生);词素的定义;词素变体;

自由词素;粘着词素(词根,词缀和词干)等。

第六章词汇学

词的定义;语法词与词汇词;变词与不变词;封闭词与开放词;词的辨认;习语

与搭配。

第七章句法

句法的定义;句法关系;结构;成分;直接成分分析法;并列结构与从属结构;

句子成分;范畴(性,数,格);一致;短语,从句,句子扩展等。

第八章语义学

语义的定义;语义的有关理论;意义种类(传统、功能、语用);里奇的语义分类;词汇意义关系(同义、反义、下义);句子语义关系。

Chapter 1 Invitations to Linguistics

1.1. What is language?

“Language is system of arbitrary vocal symbols used for human communication. It is a system, since linguistic elements are arranged systematically, rather than randomly. Arbitrary, in the sense that there is usually no intrinsic connection between a work (like “book”) and the object it refers to. This explains and is explained by the fact that different languages have different “books”: “book” in English, “livre” in French, in Japanese, in Chinese, “check” in Korean. It is symbolic, because words are associated with objects, actions, ideas etc. by nothing but convention. Namely, people use the sounds or vocal forms to symbolize what they wish to refer to. It is vocal, because sound or speech is the primary medium for all human languages, developed or “new”. Writing systems came much later than the spoken forms. The fact that small children learn and can only learn to speak (and listen) before they write (and read) also indicates that language is primarily vocal, rather than written. The term “human” in the definition is meant to specify that language is human specific.

1.3 Design features of language

The features that define our human languages can be called design features which can distinguish human language from any animal system of communication.

1.3.1 Arbitrariness

Arbitrariness refers to the fact that the forms of linguistic signs bear no natural relationship to their meanings.

1.3.2 Duality

Duality refers to the property of having two levels of structures, such that units of the primary level are composed of elements of the secondary level and each of the two

levels has its own principles of organization.

1.3.3 Creativity

Creativity means that language is resourceful because of its duality and its recursiveness. Recursiveness refers to the rule which can be applied repeatedly without

any definite limit. The recursive nature of language provides a theoretical basis for the

possibility of creating endless sentences.

1.3.4 Displacement

Displacement means that human languages enable their users to symbolize objects, events and concepts which are not present (in time and space) at the moment of conversation.

加1 Each sound in the language is treated as discrete.

加2 the direct/non-arbitrary/non-symbolic relation between meaning and form. There are resemblances between the language form and what

they refer to. That relationship is called icon. Iconicity exists in sounds,

lexicons and syntax. It is the motivation between language forms and

meanings. It is a relation of resemblance between language form and what

they refer to.

What is cultural transmission?

This means that language is not biologically transmitted from generation

to generation, but that the details of the linguistic system must be learned

anew by each speaker. It is true that the capacity for language in human

beings(N. Chomsky called it “language acquisition device”, or LAD) has a

genetic basis, but the particular language a person learns to speak is a

cultural one other than a genetic one like the dog?s barking system. If a

human being is brought up in isolation he cannot acquire language. The

Wolf Child r eared by the pack of wolves turned out to speak the wolf?s

roaring “tongue” when he was saved. He learned thereafter, with no small

difficulty, the ABC of a certain human language.

What is interchangeability?

Interchangeability means that any human being can be both a producer

and a receiver of messages. We can say, and on other occasions can

receive and understand, for example, “Please do something to make me

happy.” Though some people (including me) suggest that there is sex

differentiation in the actual language use, in other words, men and women

may say different things, yet in principle there is no sound, or word or

sentence that a man can utter and a woman cannot, or vice versa. On the

other hand, a person can be the speaker while the other person is the

listener and as the turn moves on to the listener, he can be the speaker and

the first speaker is to listen. It is turn-taking that makes social

communication possible and acceptable.

Some male birds, however, utter some calls which females do not (or

cannot?) , and certain kinds of fish have similar haps mentionable. When a

dog barks, all the neighbouring dogs bark. Then people around can hardly

tell which dog (dogs) is (are0 “speaking” and which listening.

Why do linguists say language is human specific?

First of all, human language has six “design features” which animal

communication systems do not have, at least not in the true sense of

them(see I .2-8). Let?s borrow C. F. Hocket?s Chart that compares human

language with some animals? systems, fr om Wang Gang(1998,p.8).

Secondly, linguists have done a lot trying to teach animals such as

chimpanzees to speak a human language but have achieved nothing

inspiring. Washoe, a female chimpanzee, was brought up like a human

child by Beatnice and Alan Gard ner. She was taught “American sign

Language”, and learned a little that made the teachers happy but did mot

make the linguistics circle happy, for few believed in teaching

chimpanzees.

Thirdly, a human child reared among animals cannot speak a human

language, not even when he is taken back and taught to lo to so (see the

“Wolf Child”in I.7)

1.5 Functions of language

As is proposed by Jacobson, language has six functions:

1. Referential: to convey message and information;

2. Poetic: to indulge in language for its own sake;

3. Emotive: to express attitudes, feelings and emotions;

4. Conative: to persuade and influence others through commands and entreaties;

5. Phatic: to establish communion with others;

6. Metalingual: to clear up intentions, words and meanings.

three metafunctions:

1. function: to convey new information, to communicate a content that is

unknown to the hearer;

embodying all use of language to express social and personal relationships;

3.

of spoken and written discourse into a coherent and unified text and make a living

passage different from a random list of sentences.

According to Hu Zhuanglin, language has at least seven functions:

1.5.1 Informative

The informative function means language is the instrument of thought and people often use it to communicate new information.

1.5.2 Interpersonal function

The interpersonal function means people can use language to establish and maintain their status in a society.

1.5.3 Performative

The performative function of language is primarily to change the social status of persons, as in marriage ceremonies, the sentencing of criminals, the blessing of children,

the naming of a ship at a launching ceremony, and the cursing of enemies.

1.5.4 Emotive function

The emotive function is one of the most powerful uses of language because it is so crucial in changing the emotional status of an audience for or against someone or

something.

1.5.5 Phatic communion

The phatic communion means people always use some small, seemingly meaningless expressions such as Good morning, God bless you, Nice day,etc., to

maintain a comfortable relationship between people without any factual content.

1.5.6 Recreational function

The recreational function means people use language for the sheer joy of using it, such as a baby?s babbling or a chanter?s chanting.

1.5.7 Metalingual function

The metalingual function means people can use language to talk about itself. E.g. I can use the word “book” to talk about a book, and I can also use the expression “the

word book” to talk about the sign “b-o-o-k” itself.

1.6 What is linguistics?

Linguistics is the scientific study of language. It studies not just one language of any one community, but the language of all human beings.

What makes linguistics a science?

Since linguistics is the scientific study of language, it ought to base itself upon the systematic, investigation of language data which aims at discovering the true nature of language and its underlying system. To make sense of the data, a linguist usually has conceived some hypotheses about the language structure, to be checked against the observed or observable facts. In order to make his analysis scientific, a linguist is usually guided by four principles: exhaustiveness, consistency, and objectivity. Exhaustiveness means he should gather all the materials relevant to the study and give them an adequate explanation, in spite of the complicatedness. He is to leave no linguistic “stone” unturned. Consistency means there should be no contradiction between different parts of the total statement. Economy means a linguist should pursue brevity in the analysis when it is possible. Objectivity implies that since some people may be subjective in the study, a linguist should be (or sound at least) objective, matter-of-face, faithful to reality, so that his work constitutes part of the linguistics research.

1.7 Main branches of linguistics

1.7.1 Phonetics

Phonetics is the study of speech sounds, it includes three main areas: articulatory phonetics, acoustic phonetics, and auditory phonetics.

1.7.2 Phonology

Phonology studies the rules governing the structure, distribution, and sequencing of speech sounds and the shape of syllables.

1.7.3 Morphology

Morphology studies the minimal units of meaning –morphemes and word-formation processes.

1.7.4 Syntax

Syntax refers to the rules governing the way words are combined to form sentences in a language, or simply, the study of the formation of sentences.

1.7.5 Semantics

Semantics examines how meaning is encoded in a language.

1.7.6 Pragmatics

Pragmatics is the study of meaning in context.

1.8 Macrolinguistics

1.8.1 Psycholinguistics

1.8.2 Sociolinguistics

1.8.3 Anthropological linguistics

1.8.4 Computational linguistics

To say that linguistics is a descriptive science is to say that the linguist tries to discover and record the rules to which the members of a language-community actually

conform and does not seek to impose upon them other rules, or norms, of correctness.

Prescriptive linguistics aims to lay down rules for the correct use of language and settle the disputes over usage once and for all.

For example, “Don?t say X.” is a prescriptive command; “People don?t say X.” is a descriptive statement. The distinction lies in prescribing how things ought to be and

describing how things are. In the 18th century, all the main European languages were

studied prescriptively. However, modern linguistics is mostly descriptive because the

nature of linguistics as a science determines its preoccupation with description instead of

prescription.

1.9.2

A synchronic study takes a fixed instant (usually at present) as its point of

observation. Saussure?s diachronic description is the study of a language through the

course of its history. E.g. a study of the features of the English used in Shakespeare?s

time would be synchronic, and a study of the changes English has undergone since then

would be a diachronic study. In modern linguistics, synchronic study seems to enjoy

priority over diachronic study. The reason is that unless the various state of a language

are successfully studied it would be difficult to describe the changes that have taken

place in its historical development.

1.9.3

Saussure distinguished the linguistic competence of the speaker and the actual phenomena or data of linguistics as langue and parole. Langue is relative stable and

systematic, parole is subject to personal and situational constraints; langue is not spoken

by an individual, parole is always a naturally occurring event. What a linguist should do,

according to Saussure, is to draw rules from a mass of confused facts, i.e. to discover the

regularities governing all instances of parole and make them the subject of linguistics.

1.9.4

According to Chomsky, a language user?s underlying knowledge about the system of rules is called the linguistic competence, and the actual use of language in concrete

situations is called performance. Competence enables a speaker to produce and

understand and indefinite number of sentences and to recognize grammatical mistakes

and ambiguities. A speaker?s competence is stable while his performance is often

influenced by psychological and social factors. So a speaker?s performance does not

always match his supposed competence. Chomsky believes that linguists ought to study

competence, rather than performance. Chomsky?s competence-performance distinction

is not exactly the same as, though similar to, Saussure?s langue-parole distinction.

Langue is a social product and a set of conventions of a community, while competence

is deemed as a property of mind of each individual. Saussure looks at language more

from a sociological or sociolinguistic point of view than Chomsky since the latter deals

with his issues psychologically or psycholinguistically.

1.9.5 Etic vs. emic

Being etic means researcher s?making far too many, as well as behaviorally and inconsequential, differentiations, just as often the case with phonetics vs. phonemics

analysis in linguistics proper.

An emic set of speech acts and events must be one that is validated as meaningful via final resource to the native members of a speech community rather than via appeal to

the investigator?s ingenuity or intuition alone.

What is speech and what is writing?

No one needs the repetition of the general principle of linguistic analysis, namely, the primacy of speech over writing. Speech is primary, because it existed long long before writing systems came into being. Genetically children learn to speak before learning to write. Secondly, written forms just represent in this way or that the speech sounds : individual sounds, as in English and French as in Japanese.

In contrast to speech, spoken form of language, writing as written codes, gives language new scope and use that speech does not have. Firstly, messages can be carried through space so that people can write to each other. Secondly, messages can be carried through time thereby, so that people of our time can be carried through time thereby, so that people of our time can read Beowulf, Samuel Johnson, and Edgar A. Poe. Thirdly, oral messages are readily subject to distortion, either intentional or unintentional (causing misunderstanding or malentendu), while written messages allow and encourage repeated unalterable reading. Most modern linguistic analysis is focused on speech, different from grammarians of the last century and theretofore. What is linguistic potential? What is actual linguistic behavior?

These two terms, or the potential-behavior distinction, were made by M. A. K. Halliday in the 1960s, from a functional point of view. There is a wide range of things a speaker can do in his culture, and similarly there are many things he can say, for example, to many people, on many topics. What he actually says (i.e. his “actual linguistic behavior”) on a certain occasion to a certain person is what he has chosen from many possible injustice items, each of which he could have said (linguistic potential).

In what way do language, competence and linguistic potential agree? In what way do they differ? And their counterparts?

Langue, competence and linguistic potential have some similar features, but they are innately different (see 1.25). Langue is a social product, and a set of speaking conventions; competence is a property or attribute of each ideal speaker?s mind; linguistic potential is all the linguistic corpus or

repertoire available from which the speaker chooses items for the actual utterance situation. In other words, langue is invisible but reliable abstract system. Competence means “knowing”, and linguistic potential a set of possibilities for “doing” or “performing actions”. They are similar in that they all refer to the constant underlying the utterances that constitute what Saussure, Chomsky and Halliday respectively called parole, performance and actual linguistic behavior. Paole, performance and actual linguistic behavior enjoy more similarities than differences.

Chapter 2 Speech Sounds

2.1 Speech production and perception

Phonetics is the study of speech sounds. It includes three main areas:

1. – the study of the production of speech sounds

2. –the study of the physical properties of the sounds produced in

speech

3. – the study of perception of speech sounds

Most phoneticians are interested in articulatory phonetics.

How are the vocal organs formed?

The vocal organs (see Figure1, Hu Zhuanglin et al.,p41), or speech organs, are organs of the human body whose secondary use is in the production of speech sounds. The vocal organs can be considered as consisting of three parts; the initiator of the air-stream, the producer of voice and the resonating cavities.

2.3 Segments, divergences, and phonetic transcription

2.3.2 Phonetic transcription

International Phonetic Alphabet (IPA): the system of symbols for representing the pronunciation of words in any language according to the principles of the International

Phonetic Association. The symbols consist of letters and diacritics. Some letters are

taken from the Roman alphabet, some are special symbols.

What is narrow transcription and what is broad transcription?

In handbook of phonetics, Henry Sweet made a distinction between “narrow” and “broad” transc riptions, which he called “Narrow Romic”. The former was meant to symbolize all the possible speech sounds, including even the most minute shades of pronunciation while Broad Romic or transcription was intended to indicate only those sounds capable of distinguishing one word from another in a given language.

What is phonology? What is difference between phonetics and phonology?

(1) “Phonology” is the study of sound systems- the invention of distinctive speech sounds that occur in a language and the patterns wherein they fall. Minimal pair, phonemes, allophones, free variation, complementary distribution, etc., are all to be investigated by a phonologist.

(2) Phonetics, as discussed in I.28, is the branch of linguistics studying the characteristics of speech sounds and provides methods for their description, classification and transcription. A phonetist is mainly interested in the physical properties of the speech sounds, whereas a

phonologist studies what he believes are meaningful sounds related with their semantic features, morphological features, and the way they are conceived and printed in the depth of the mind phonological knowledge permits a speaker to produce sounds which from meaningful utterances, to recognize a foreign “accent”, to make u p new words, to add the appropriate phonetic segments to from plurals and past tenses, to know what is and what is not a sound in one?s language.

What is a phone? What is a phoneme? What is an allophone?

A “phone” is a phonetic unit or segment. The speec h sounds we hear and produce during linguistic communication are all phones. When we hear the following words pronounced pit], [tip], [spit], etc., the similar phones we have heard are [p] for one thing, and three different[p]?s, readily making possible th e “narrow transcription or diacritics”. Phones may and may not distinguish meaning. A “phoneme” is a phonological unit; it is a unit that is of distinctive value. As an abstract unit, a phoneme is not any particular sound, but rather it is represented or realized by a certain phone in a certain phonetic context. For example, the phoneme[p] is represented differently in [pit], [tip] and [spit].

The phones representing a phoneme are called its “allophones”, i. e., the different (i.e., phones) but do not make one word so phonetically different as to create a new word or a new meaning thereof. So the different[p]?s in the above words are the allophones of the same phoneme[p]. How a phoneme is represented by a phone, or which allophone is to be used, is determined by the phonetic context in which it occurs. But the choice of an allophone is not random. In most cases it is rule-governed; these rules are to be found out by a phonologist.

What are minimal pairs?

When two different phonetic forms are identical in every way except for one sound segment which occurs in the same place in the string , the two forms(i. e., word) are supposed to form a “minimal pair”, e.g., “pill” and “bill”, “pill” and “till”, “till” and “dill”, “till” and “kill”, etc. All these words together constitute a minimal set. They are identical in form except for the initial consonants. There are many minimal pairs in English, which makes it relatively easy to know what are English phonemes. It is of great importance to find the minimal pairs when a phonologist is dealing with the sound system of an unknown language(see Hu Zhuanglin et al., pp65-66).

What is free variation?

If two sounds occurring in the same environment do not contrast; namely, if the substitution of one for the other does not generate a new word form but merely a different pronunciation of the same word, the two sounds then are said to be in “free variation”. The plosives, for example, may not be exploded when they occur before another plosive or a nasal (e. g., act, apt, good morning). The minute distinctions may, if necessary, be transcribed in diacritics. These unexploded and exploded plosives are in free variation. Sounds in free variation should be assigned to the same phoneme. What is complementary distribution?

When tw o sounds never occur in the same environment, they are in “complementary distribution”. For example, the aspirated English plosives never occur after, and the unsaturated ones never occur initially. Sounds in complementary distribution may be assigned to the same phoneme. The allophones of[l], for example, are also in complementary distribution. The clear[l] occurs only before a vowel, the voiceless equivalent of[l] occurs only after a voiceless consonant, such as in the words “please”, “butler”, “clear”, e tc., and the dark[l] occurs only after a vowel or as a syllabic sound after a consonant, such as in the words “feel”, “help”, “middle”, etc.

What is the assimilation rule? What is the deletion rule?

(1) The “assimilation rule” assimilates one segment to another by “copying” a feature of a sequential phoneme, thus making the two phones more similar. This rule accounts for the raring pronunciation of the nasal[n] that occurs within a word. The rule is that within a word the nasal consonant[n] assumes the same place of articulation as the following consonant. The negative prefix “in-“ serves as a good example. It may be pronounced as [in], or [im] when occurring in different phonetic contexts: e. g., indiscrete-[ ](alveolar)

inconceivable-[ ](velar)

input-[…imput](bilabial)

The “deletion rule” tells us when a sound is to be deleted although is orthographically represented. While the letter “g” is mute in “sign”, “design” and “paradigm”, it is pronounced in their corresponding derivatives: “signature”,“designation” and “paradigmatic”. The rule then can be stated as: delete a [g] when it occurs before a final nasal consonant. This accounts for some of the seeming irregularities of the English spelling (see Dai Weidong ,pp22-23).

2.4 Consonants

How do phoneticians classify vowels?

Phoneticians, in spite of the difficulty, group vowels in 5 types: (1) long and short vowels, e.g.,[i:,];

(4) rounded and unround vowels,e.g.[,i]; (5) pure and gliding vowels, e.g.[I,].

2.4.3 Manners of articulation

1. Stop/plosive:

2. Fricative:

3. (Median) approximant:

4. Lateral (approximant):

2.4.4 Places of articulation

1. Bilabial: A speech sound which is made with the two lips.

2. Labiodental: A speech sound which is made with the lower lip and the upper

front teeth.

3. Dental: A speech sound which is made by the tongue tip or blade and the

upper front teeth.

4. Alveolar: A speech sound which is made with the tongue tip or blade and the

alveolar ridge.

5. Postalveolar: A speech sound which is made with the tongue tip and the back

of the alveolar ridge.

6. Retroflex: A speech sound which is made with the tongue tip or blade curled

back so that the underside of the tongue tip or blade forms a stricture with the

back of the alveolar ridge or the hard palate.

7. Palatal: A speech sound which is made with the front of the tongue and the

hard palate.

8. Velar: A speech sound which is made with the back of the tongue and the soft

palate.

9. Uvular: A speech sound which is made with the back of the tongue and the

uvula, the short projection of the soft tissue and muscle at the posterior end of

the velum.

10. Pharyngeal: A speech sound which is made with the root of the tongue and the

walls of the pharynx.

11. Glottal: A speech sound which is made with the two pieces of vocal folds

pushed towards each other.

2.4.5 The consonants of English

Received Pronunciation (RP): The type of British Standard English pronunciation which has been regarded as the prestige variety and which shows no regional variation.

It has often been popularly referred to as “BBC English” or “Oxford English” because it

is widely used in the private sector of the education system and spoken by most

newsreaders of the BBC network.

[b] voiced bilabial stop

[s] voiceless alveolar fricative

[z] voiced alveolar fricative

[m] bilabial nasal

[n] alveolar nasal

[l] alveolar lateral

[j] palatal approximant

[h] glottal fricative

[r] alveolar approximant

Chapter 3 Lexicon

3.1 What is word?

1. What is a lexeme?

A lexeme is the smallest unit in the meaning system of a language that can be

distinguished from other similar units. It is an abstract unit. It can occur in many different forms in actual spoken or written sentences, and is regarded as the same lexeme even when inflected. E.g. the word “write” is the lexeme of “write, writes, wrote, writing and written.”

2. What is a morpheme?

A morpheme is the smallest unit of language in terms of relationship between expression

and content, a unit that cannot be divided into further smaller units without destroying or drastically altering the meaning, whether it is lexical or grammatical. E.g. the word “boxes”

has two morphemes: “box”and “es,”neither of which permits further division or analysis

shapes if we don?t want to sacrifice its meaning.

3. What is an allomorph?

An allomorph is the alternate shapes of the same morpheme. E.g. the variants of the plurality “-s” makes the allomorphs thereof in the following examples: map – maps, mouse –mice, ox – oxen, tooth – teeth, etc.

4. What is a word?

A word is the smallest of the linguistic units that can constitute, by itself, a complete

utterance in speech or writing.

3.1.1 Three senses of “word”

1. A physically definable unit

2. The common factor underlying a set of forms

3. A grammatical unit

3.1.2 Identification of words

1. Stability

2. Relative uninterruptibility

3. A minimum free form

3.1.3 Classification of words

1. Variable and invariable words

2. Grammatical words and lexical words

3. Closed-class words and open-class words

4. Word class

What are open classes? What are closed classes?

In English, nouns, verbs, adjectives, and adverbs make up the largest part of the vocabulary. They are “open -class words”, since we can regularly add new lexical entries to these classes. The other syntactic categories are, for the most part, closed classes, or closed-class words. The number of them is hardly alterable, if they are changeable at all.

3.2 The formation of word

3.2.1 Morpheme and morphology

Morphology studies the internal structure of words, and the rules by which words are formed.

3.2.2 Types of morphemes

1.

Free morphemes: Those which may occur alone, that is, those which may constitute words by themselves, are free morphemes.

Bound morphemes: Those which must appear with at least another morpheme are called bound morphemes.

2.Root, affix and stem

A root is the base form of a word that cannot further be analyzed. An affix is

the collective term for the type of formative that can be used only when added to

another morpheme. A stem is any morpheme or combination of morphemes to

which an inflectional affix can be added.

3. Inflectional affix and derivational affix

Inflection is the manifestation of grammatical relationships through the addition of inflectional affixes, such as number, person, finiteness, aspect and case,

which do not change the grammatical class of the stems to which they are attached.

The distinction between inflectional affixes and derivational affixes is sometimes known as a distinction between inflectional morphemes and derivational

morphemes. We can tell the difference between them with the following ways:

(1) Inflectional affixes very often add a minute or delicate grammatical

meaning to the stem. E.g. toys, walks, John’s, etc. Therefore, they serve

to produce different forms of a single word. In contrast, derivational

affixes often change the lexical meaning. E.g. cite, citation, etc.

(2) Inflectional affixes don?t change the word class of the word they attach to,

such as flower, flowers, whereas derivational affixes might or might not,

such as the relation between small and smallness for the former, and that

between brother and brotherhood for the latter.

(3) Inflectional affixes are often conditioned by nonsemantic linguistic

factors outside the word they attach to but within the phrase or sentence.

E.g. the choice of likes in “The boy likes to navigate on the internet.” is

determined by the subject the boy in the sentence, whereas derivational

affixes are more often based on simple meaning distinctions. E.g. The

choice of clever and cleverness depends on whether we want to talk

about the property “clever” or we want to talk about “the state of being

clever.”

(4) In English, inflectional affixes are mostly suffixes, which are always

word final. E.g. drums, walks,etc. But derivational affixes can be

prefixes or suffixes. E.g. depart, teacher, etc.

3.2.3 Inflection and word formation

1. Inflection

Inflection is the manifestation of grammatical relationships through the addition of inflectional affixes, such as number, person, finiteness, aspect and case,

which do not change the grammatical class of the stems to which they are attached.

2. Word formation

Word formation refers to the process of word variations signaling lexical relationships. It can be further subclassified into the compositional type (compound)

and derivational type (derivation).

(1) Compound

Compounds refer to those words that consist of more than one lexical morpheme, or the way to join two separate words to produce a single form,

such as ice-cream, sunrise, paper bag, railway, rest-room, simple-minded,

wedding-ring, etc.

The head of a nominal or an adjectival endocentric compound is deverbal, that is, it is derived from a verb. Consequently, it is also called a verbal

compound or a synthetic compound. Usually, the first member is a participant

of the process verb. E.g. Nouns: self-control, pain-killer, etc. Adjectives:

virus-sensitive, machine washable, etc. The exocentric compounds are formed

by V + N, V + A, and V + P, whereas the exocentric come from V + N and V +

A. E.g. Nouns: playboy, cutthroat, etc. Adjectives: breakneck, walk-in, etc.

(2) Derivation

Derivation shows the relation between roots and suffixes. In contrast with inflections, derivations can make the word class of the original word either

changed or unchanged.

3.2.4 The counterpoint of phonology and morphology

1. Allomorph: Any of the different forms of a morpheme.

2. Morphophonology / morphophonemics: Morphophonology is a branch of

linguistics referring to the analysis and classification of the phonological

factors that affect the appearance of morphemes, and correspondingly, the

grammatical factors that affect the appearance of phonemes. It is also called

morphonology or morphonemics.

3. Assimilation: Assimilation refers to the change of a sound as a result of the

influence of an adjacent sound, which is more specifically called “contact” or

“contiguous” assimilation.

4. Dissimilation: Dissimilation refers to the influence exercised by one sound

segment upon the articulation of another, so that the sounds become less alike,

or different.

3.3 Lexical change

3.3.1 Lexical change proper

1. Invention

Since economic activities are the most important and dynamic in human life, many new lexical items come directly from the consumer items, their producers or

their brand names.

2. Blending

Blending is a relatively complex form of compounding, in which two words are blended by joining the initial part of the first word and the final part of the

second word, or by joining the initial parts of the two words.

3. Abbreviation / clipping

A new word is created by cutting the final part, cutting the initial part or

cutting both the initial parts of the original words.

4. Acronym

Acronym is made up from the first letters of the name of an organization, which has a heavily modified headword.

5. Back-formation

Back-formation refers to an abnormal type of word-formation where a shorter word is derived by deleting an imaged affix from a longer form already in the

language.

6. Analogical creation

The principle of analogical creation can account for the co-existence of two forms, regular and irregular, in the conjugation of some English verbs.

7. Borrowing

English in its development has managed to widen her vocabulary by borrowing words from other languages. Greek, Latin, French, Spanish, Arabic and

other languages have all played an active role in this process.

3.3.2 Phonological change

1.Loss

The loss of sound can first refer to the disappearance of the very sound as a phoneme in the phonological system. The loss of sounds may also occur in

utterances at the expense of some unstressed words.

2. Addition

Sounds may be lost but they may also be added to the original sound sequence.

3. Metathesis

Metathesis is a process involving an alternation in the sequence of sounds.

Metathesis had been originally a performance error, which was overlooked and

accepted by the speech community.

4. Assimilation

Assimilation refers to the change of a sound as a result of the influence of an adjacent sound, which is more specifically called “contact”or “contiguous”

assimilation.

3.3.3 Morpho-syntactical change

1. Morphological change

The form of inflectional affixes may also change.

2. Syntactical change

There are more instances of changes in the syntactical features of words

3.3.4 Semantic change

1. Broadening

Broadening is a process to extend or elevate the meaning from its specific sense to a relatively general one.

2. Narrowing

Contrary to broadening, the original meaning of a word can be narrowed or restricted to a specific sense.

3. Meaning shift

All semantic changes involve meaning shift. Here meaning shift is understood in its narrow sense, i.e. the change of meaning has nothing to do with

generalization or restriction as mentioned above.

4. Class shift

By shifting the word class one can change the meaning of a word from a concrete entity or notion to a process or attribution. This process of word formation

is also known as zero-derivation, or conversion.

5. Folk etymology

Folk etymology refers to a change in form of a word or phrase, resulting from an incorrect popular notion of the origin or meaning of the term or from the

influence of more familiar terms mistakenly taken to be analogous.

3.3.5 Orthographic change

Changes can also be found at the graphitic level. Since writing is a recording of the sound system in English, phonological changes will no doubt set off graphitic changes.

End of Chapter 3

Chapter 4 Syntax

What is syntax?

“Syntax” is the study of the rules governing the ways in which words, word groups and phrases are combined to form sentences in a language, or the study of the interrelationships between sentential elements.

What is a phrase? What is a clause?

A “phrase” is a single element of structure containing more than one word, and lacking the subject-predicate structure typical of “clauses”. Traditionally, it is seen as part of a structural hierachy, falling b etween a clause and word, e.g., “the three tallest girls” (nominal phrase). There is now a tendency to make a distinction between word groups and phrases. A “word group” is an extension of a word of a particular class by way of modification with its main features of the class unchanged. Thus we have nominal group, verbal group, adverbial group, conjunction group and preposition group.

A “clause” is group of words with its own subject and predicate included in a larger subject-verb construction, namely, in a sentence. Clauses can also be classified into two kinds: finite and non-finite clauses, the latter referring to what are traditionally called infinitive phrase, participle phrase and gerundial phrase.

What is a sentence?

L. Bloomfield defines “sentence” as an independent linguistic form not included by some grammatical marks in any other linguistic from, i. e., it is not subordinated to a larger linguistic form, it is a structurally independent linguistic form. It is also called a maximum free form.

What are syntactic relations?

“Syntactic relations” refer to the ways in which words, word groups or phrases form sentences; hence three kinds of syntactic relations: positional relations, relations of substitutability and relations of co-occurrence.

“Positional relation”, or “word order”, refers to the sequential arrangement to words in a language. It is a manifestation of a certain aspect of what F. de Saussure called “syntagmatic relations”, or of what other linguists call “horizontal relations” or “chain relations”.

Relations of substitutability” refer to classes or sets of words substitutable for each other grammatically in same sentence structures. Saussure called them “associative relations”. Other people call them “paradigmatic/vertical/choice relations”.

By “relations of co-occurrence”, one means that words of different sets of clauses may permit or require the occurrence of a word of another set or class to form a sentence or a particular part of a sentence. Thus relations of co-occurrence partly belong to syntagmatic relations and partly to paradigmatic relations.

What is conjoining? What is embedding? What is recursiveness?

“Conjoining” refers to a construction where one clause is co-ordinated or conjoined with another, e. g., “John bought a cat and his wife killed her.” “Embedding” refers to the process of construction where one clause is included in the sentence (or main clause) in syntactic subordination, e.g., “I saw the man who had killed a chimpanzee.” By “recursiveness” we mean that there is theoretically no limit to the number of the embedded clauses in a complex sentence. This is true also with nominal and adverbial clauses, e.g., “I saw the man who killed a cat who…a rat which…that…”

What is hypotactic relation? What is paratactic relation?

“Hypotactic relation” refers to a construction where constituents are linked by means of conjunction, e.g. “He bought eggs and milk.” “Paratactic relation” refers to constructions which are connected by juxtaposition, punctuation or intonation, e. g., “He bought tea, coffee, eggs and milk” (pay attention to the first three nouns connected without “and”).

4.1 The traditional approach

4.1.1 Number, gender and case

4.1.2 Tense and aspect

[For these two sections, please consult materials on traditional English grammar. –

icywarmtea]

4.1.3 Concord and government

Concord (a.k.a. agreement) may be defined as the requirement that the forms of two or more words in a syntactic relationship should agree with each other in terms of

some categories. E.g. in English the determiner and the noun it precedes should concord

in number as in this man, these men. And the form of a subject should agree with that of

the verb in terms of number in the present tense, e.g. He speaks English; They speak

English.

Government is another type of control over the form of some words by other words in certain syntactic construction. It differs from concord in that this is a relationship in

which a word of a certain class determines the form of others in terms of certain

category. E.g. in English, the pronoun after a verb or a preposition should be in the

object form as in She gave him a book; She gave a book to him. In other words, the verb,

or the preposition, governs the form of the pronoun after it. The former is the governor,

and the latter is the governed.

4.2 The structural approach

4.2.1 Syntagmatic and paradigmatic relations

Syntagmatic (a.k.a. horizontal / chain) relation is a relation between one item and others in a sequence, or between elements which are all present, such as the relation

between weather and the others in the following sentence: If the weather is nice, we’ll

go out.

Paradigmatic (a.k.a. vertical / choice) relation is a relation holding between elements replaceable with each other at a particular place in a structure, or between one

element present and the others absent.

4.2.2 Immediate constituent analysis (IC analysis)

1. How to do it

Immediate constituents are constituents immediately, directly, below the level of a construction, which may be a sentence or a word group or a word.

Immediate constituent analysis, IC analysis for short, refers to the analysis of a sentence in terms of its immediate constituents – word groups (phrases), which are in

turn analyzed into the immediate constituents of their own, and the process goes on until

the ultimate sake of convenience. The IC analysis of a sentence may be carried out with

brackets or shown with a tree diagram. E.g.

Poor John ran away. →

(1) ((Poor) (John)) ((ran) (away)).

(2)

Through IC analysis, the internal structure of a sentence may be demonstrated clearly, any ambiguities, if any, will be revealed in that IC analysis emphasizes not only

the linear structure of the sentence but also the hierarchical structure of the sentence. E.g.

the sentence Leave the book on the shelf. is ambiguous. It has two meanings: (1) Put the

book on the shelf;(2) Don’t touch the book on the shelf. These two meanings can be

shown by the following tree diagrams. (Omitted. See the textbook p125~128.)

3. Its problems

However, IC analysis has three disadvantages. First, at the beginning, some advocator insisted on binary divisions. Any construction, at any level, will be cut into

two parts. But this is not possible. E.g. Old men and women is ambiguous in that it may

mean old + men and women or old men + and women. It?s impossible to combine with

only the preceding part or only the succeeding part. Second, constructions with

discontinuous constituents will pose technical problems for tree diagrams in IC analysis.

E.g. the phrasal verbs like make up, turn on, or give up will cause problems in that when

the object is expressed by a pronoun, it will interrupt the phrasal verb as in make it up.

The most serious problem is that there are structural ambiguities which cannot be

revealed by IC analysis. E.g. the tree diagram and the labels can only do one analysis for

the love of God.

4.2.3 Endocentric and exocentric constructions

An endocentric construction is one whose distribution is functionally equivalent, or approaching equivalence, to one of its constituents, which serves as the center, or head,

of the whole. It is also called headed construction. Typical endocentric constructions are

noun phrases, verb phrases and adjective phrases. They may be further divided into two

subtypes: subordinate and coordinate constructions. Those, in which there is only one

head, with the head being dominant and the other constructions dependent, are

subordinate constructions. In the coordinate construction, there are more than one head,

e.g. boys and girls, in which the two content constituents, boys and girls, are of equal

syntactic status, and no one is dependent on the other.

The exocentric construction is defined negatively as a construction whose distribution is not functionally equivalent to any of its constituents. There is no

noticeable center or head in it. Typical exocentric constructions are prepositional phrases, subordinate clauses, English basic sentences, and the verb plus object constructions.

4.3 The generative approach

4.3.1 Deep and surface structures

In transformational generative grammar (a.k.a. T-G grammar), the deep structure may be defined as the abstract representation of the syntactic properties of a

construction, i.e. the underlying level of structural relations between its different

constituents, such as the relation between the underlying subject and its verb, or a verb

and its object.

The surfaces structure is the final stage in the syntactic derivation of a construction, which closely corresponds to the structural organization of a construction people actually produce and receive.

The example for the surface structure is The newspaper was not delivered today.

The deep structure of the above sentence would be something like: (negative) someone (past tense) deliver the newspaper today (passive). The items in brackets are not lexical items but grammatical concepts which shape the final form of the sentence. Rules which describe deep structure are in the first part of the grammar (base component). Rules which transform these structures into surface structures (transformational rules) are in the second part of the grammar (transformational component).

4.3.2 The standard theory and after

What is the trace theory?

[I think this is difficult. It is too abstract for me. – icywarmtea]

After the movement of an element in a sentence there will be a trace left in the original position. This is the notion trace in T-G grammar. It?s suggested that if we have the notion trace, all the necessary information for semantic interpretation may come from the surface structure. E.g. The passive Dams are built by beavers. differs from the active Beavers built dams. in implying that all dams are built by beavers. If we add a trace element represented by the letter t after built in the passive as Dams are built t by beavers, then the deep structure information that the word dams was originally the object of built is also captured by the surface structure. Trace theory proves to be not only theoretically significant but also empirically valid.

4.3.3 Government, binding, etc.

1. Constituent command / C-command: α c-commands β if α does not dominate

βand every γthat dominates αalso dominates β, as shown in the diagram

below:

2. Binding theory: Part of the government / binding theory. It examines

connections between noun phrases in sentences and explores the way they

relate and refer to each other.

(1) An anaphor is bound in its governing category.

(2) A pronominal is free in its governing category.

(3) An r-expression is free.

3. Binding: The notion binding is borrowed from logic, which refers to the

relation between a quantifier and a variable, that is a variable is bound by a

quantifier. In the generative approach, binding refers to the relation between

different referring word and the subject of a sentence containing it.

4. Anaphor: A process where a word or phrase refers back to another word or

phrase which was used earlier in a text or conversation. In a narrow sense, it

used to include only reflexives like myself and reciprocals like each other.

《语言学纲要》考研复习资料全

语言学纲要》练习题参考答案 导言部分 (一)名词解释 1 ?语言:语言是一个音义结合的符号系统,是人类独有的、最重要的交际工具,同时也是思维工具。 2 ?语言学:语言学是以人类语言作为研究对象的学科,研究人类语言的性质、结构、发展 及其在社会生活中的运用以及语言研究成果的应用问题,等等。分理论语言学和应用语言 学两个领域。 3 ?语文学:人类最早的语言研究是从解释古代文献开始的,是为了研究哲学、历史和文学 而研究语言的。我们把这种依附于其他学科存在的语言研究成为语文学。 4?小学”:在中国古代,小学先从教授字的形(六书)、音、义开始,就把研究文字、训诂、音韵方面的学问统称为小学。小学一直是经学的一部分,包括音韵学、训诂学、文字学三个分支学科。5?理论语言学:普通语言学的一个部分,与应用语言学相对。主要以语言系统的描写、语言运用机制、语言能力以及语言发展的历史为主要的研究对象。 (二)填空 1 ?古印度、古代中国、古希腊具有悠久的历史文化传统,是语言学的三大发源地。 2?文言是我国古代的书面语,用它写成的文章称为文言文。 3 ?文字学、音韵学、训诂学是我国传统的语文学。 4 ?研究语言的结构,主要是研究语音、词汇、语法三个部分。 5 ?运用语言传递信息的过程,可以分为编码、发送、传递、接收、解码五个阶段。 第一章语言的社会功能

一、名词解释 1. 语言的两个有限 任何一种语言都是一个音义结合的符号系统,其中作为基本符号的语素和词在数量上是有 限的,把语素或词组合起来构成词组或句子的规则也是有限的。语言的这两个有限性是区 别言语活动的基本特征。 2. 言语活动的两个无限 言语活动是以语言为工具展开的交际或思维活动,其中作为这个活动的最基本的单位一- 句子,在理论上可以是无限长的,在数量上可以是是无限多的。 3. 大脑左右半球分工 人类大脑左右半球分工不同,左脑主管语言、逻辑、书写及右侧肢体运动,而右脑主管色彩、空间感、节奏和左侧肢体运动。大脑两半球分工是人类特有的,但出生婴儿大脑两半球没有分工。 4. 非语言交际工具或副语言交际工具 人们在运用语言进行交际的时候,不但动嘴,而且脸部的表情、手的动作、乃至整个躯体的姿态等非语言的东西也都参加进来。我们这些非语言的交际工具称为副语言交际工具。副语言交际工具的使用范围非常有限,只能起辅助性的交际作用,以补充语言交际的某些 不足。 5. 辅助性交际工具 指的文字、旗语、电报代码等在语言的基础上产生的交际工具。这些交际工具若离开语言 就不能独立存在。其特点是:都有特殊的服务领域,使用的范围相当狭窄。

《语言学教程》中文笔记(完整)

语言学教程笔记 第一章语言学导论 语言的定义特征:从本质上将人类语言与动物语言区分开的人类语言的区别性特点。 1. 任意性:任意性是指语言符号的形式与所表示的意义没有天然的联系,任意性是语言的核 心特征。例如,我们无法解释为什么一本书读作 a /buk/,一支钢笔读作a /pe n/。 任意性具有不同层次:(1)语素音义关系的任意性。(2)句法层面上的任意性。 (3) 任意性和规约性。 2. 二层性:二层性是指拥有两层结构的这种特性,上层结构的单位由底层结构的元素构成, 每层都有自身的组合规则。话语的组成元素是本身不传达意义的语音,语音的唯一作用就是 相互组合构成有意义的单位,比如词。因为底层单位是无意的,而上层单位有明确的意义,所以我们把语音叫做底层单位,与词等上层单位相对。二层性使语言拥有了一种强大的能产 性。 3. 创造性:创造性指语言的能产性,指语言有制造无穷长句的潜力,这来源于语言的二层性 和递归性。利用二重性说话者可以通过组合基本语言单位,无止境地生成句子,大多数都是以前没有过的或没有听过的。 4. 移位性:是指人类语言可以让使用者在交际时用语言符号代表时间上和空间上并不可及的 物体、时间或观点。因此我们可以提及孔子或北极,虽然前者已经去世两千五百五十多年而 后者位置距我们非常之远。语言使我们能够谈及已不存在或还未出现的事物。移位性赋予人 们的概括与抽象能力使人类受益无穷。词在指称具体物体时,并不总是出现在即时、形象化 的语境中。他们通常为了体现指称含义而被使用。 5. 文化传递性:语言不是靠遗传,而是通过文化传递的。 6. 互换性:指人可以是信息的发出者,也可以是信息的接受者,即人作为说话者和听话者的 角色是可以随意更换的。 元语言功能:我们的语言可以用来讨论语言本身。比如说,我可以用“书”指代一本书,也可以用“书这个词”来指代“书”这个词本身。这使语言具有无限的自我反身性:人类可以谈论“说话”,也可以思考“思考"。所以只有人类才能提问:元语言功能对交际、思考及人类的意义是什么?

语言学答案整理

Q1:Give an elaborate account of the evolution of the models of the spoken language structure Language Structure…..pragmatics……use medium of transmission grammar meaning(semantics) phonetics phonology morphology syntax semantics lexicon In first level One end is structure, the other use, and in the middle pragmatics. Pragmatics is a branch of linguistics that deals with the meanings and effects that come from the use of language in particular situation. Meaning intended---- what you want to say Meaning realized---- what you actually say. If meaning realized matches meaning intended, you succeed in expressing your meaning. The present model shows the complexity of the language. We can see from the model how many different levels can be set up to explain the way the spoken language structure is organized. Q2:What do you know about the nature/characteristic of language? 1.purely human, for the possession of language distinguishes human beings from other animals. 2.systematic: meanings and sounds are linked into a system for the purpose of communication and social interaction. The use of language is a patterned behavior. It?s rule-governed. 3.spoken or written: 2 different channels of language 4.arbitrary and conventional: naming is arbitrary. The forms of linguistic signs bear no natural relationship to their meaning. In any language there are certain sequences of sounds that have a conventionally accepted meaning. Those words are customarily used by all speakers with the same intended meaning and understood by all listeners in the same way. 5. a set of habits: like any other habits, it?s easily formed in an early age and difficult to change. https://www.doczj.com/doc/bb11408693.html,plex, abstract and productive Q3:How do we justify the position that all languages and corresponding all dialects are equally good? Every language so far studied, no matter how …backward? or …uncivilized? the people speaking it, has proved on investigation to be a complex and highly developed system of communication. All languages and corresponding dialects are equally good, equally abstract, equally complex, equally productive and equally adequate to the communicative purposes. No language can be said to be …richer? than another: each is adapted to the characteristic pursuits of its users. Q4:What are major functions of language. (举例子) 1.phatic function: language is used to establish or maintain social contacts and to express sociability rather than specific meaning. You ask question for the sake of question. And the answer to the question is already known. Typical examples include greeting, farewell or comments on weather. 2: directive function: language is used to get the hearer to do something. Typical examples: the imperative sentence, would you please…, do you mind… 3: informative function: language is used to give or offer information. A typical example is the

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