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01.00-联交所上市规则(2010年1月版)第一章 释义(2008年07月)

1.01

(accounts)

(approved

share registrar) 12

(Articles)

(asset-backed

securities)

(associate)

(a)

(i)

(ii) 18

(a)(i) family interests

(iii)

30%

30%

(iv)

(v) (a)(iii)

30%

30%

(b)

(i)

30%

30

(ii)

30%

30%

(iii)

(iv) (b)(i) (b)(ii)

30%

30%

(c) (a) (b)

(1) 14A.11

14A.12

(2)

19A.04

(authorised

representative)

3.05

(bank)

(bearer

securities)

(Board)

(business day)

(CCASS)

(CIS Disclosure

Document)

(CIS Operator)

(CIS) (Collective

Investment

Scheme) 1

(chief

executive)

(Code on Share

Repurchases)

(Commission) 3 3

(company)

(Company Law)

19A.04

(Compliance

Adviser)

3A.01

(connected

person)(a)

(b)

A 14A.11

14A.12

(controlling

shareholder) 30% 30% 19A.14

(convertible

debt securities)

(convertible

equity securities)

(corporate

communication)

(a)

(b)

(c)

(d)

(e)

(f)

(debt issuance

programmes)

(debt

securities)

(depositary)

(depositary

receipts) ( )

(director)

(domestic

shares)

19A.04

(Eligible

Security)

(equity

securities)

(Executive

Director-Listing)

(Exchange)

(Exchange

Listing Rules)

(Exchange

Participant) (a)

(b)

(Exchange’s

website)

(expert)

(family

interests) (associate) (a)(ii)

(financial

statements)

(financial year)

(foreign shares)

19A.04

(formal notice) 12.02 12.03 25.16

(group)

H

(H Shares)

19A.04

(HKEC)

(HKEx-EPS)

(HKSCC)

(holding

company) 2 1.01

(Hong Kong

Financial

Reporting

Standards)

(i) (ii) (Hong Kong Accounting Standards) (Statement of Standard Accounting Practice) (iii)

(Hong Kong

issuer)

(Hong Kong

register)

19A.04

(IFA group)(a)

(b)

(c)

(d)

(i)

(ii)

(e) (d)

(International

Financial

Reporting

Standards) (International Accounting Standards Board)

(issue)

(issuer)

(listed issuer)(a)

(b)

(listing)

(listed)

(Listing Appeals

Committee)

(Listing

Committee)

(Listing

Division)

(listing

document) (scheme of arrangement)

(market

capitalisation)

(mutual fund)

(new

applicant)

(notifiable

transaction)

14.06

(overseas

issuer)

(overseas listed

foreign shares)

19A.04

(PRC) 19A.04

(PRC issuer)

19A.04

(PRC law)

19A.04

(PRC stock

exchange)

19A.04

(professional

accountant)

(promoter)

19A.04

(prospectus)

2(1)

(public) 8.24 (in public hands)

(published in

the newspapers) 71A (publish in the newspapers)

(published on

the Exchange s

website)

(Regulations)

19A.04

(reporting

accountant)

(Securities and

Futures

Ordinance)

571

(selectively

marketed

securities)

(selective marketing)

(sponsor)

6

(State)

(State

corporation) 50%

(Statutory Rules)

(subsidiary)

(a) 3 23

(b)

(c)

(substantial

shareholder) 10%

A 14A.13(1)(b)(i)

(summary

financial report)

141CF(1)

(Supranational)

(supervisor)

19A.04

(Takeover

Code)

(tap issues)

(temporary documents of title)

(unit trust)

1.02 (a document being certified)

(a translation being

certified)

1.03

1.04

1.05

1.06

1.07

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