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美国农业合作社与农业产业化外文文献翻译中英文

美国农业合作社与农业产业化外文文献翻译中英文
美国农业合作社与农业产业化外文文献翻译中英文

美国农业合作社与农业产业化外文文献翻译中英文最新

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英文

Managing uncertainty and expectations: The strategic response of U.S.

agricultural cooperatives to agricultural industrialization

Julie Hogeland

Abstract

The 20th century industrialization of agriculture confronted U.S. agricultural cooperatives with responding to an event they neither initiated nor drove. Agrarian-influenced cooperatives used two metaphors, “serfdom” and “cooperatives are like a family” to manage uncertainty and influence producer expectations by predicting industrialization's eventual outcome and cooperatives’ producer driven compensation.

The serfdom metaphor alluded to industrialization's potential to either bypass family farmers, the cornerstone of the economy according to agrarian ideology, or to transform them into the equivalent of piece-wage labor as contract growers. The “family” metaphor reflects how cooperatives personalized the connection between cooperative and farmer-member to position themselves as the exact opposite of serfdom. Hypotheses advanced by Roessl (2005) and Goel (2013) suggest that intrinsic characteristics of family businesses such as a resistance to change and operating according to a myth of unlimited choice and

independence reinforced the risk of institutional lock-in posed by agrarian ideology.

To determine whether lock-in occurred, Woerdman's (2004) neo-institutional model of lock-in was examined in the context of late 20th century cooperative grain and livestock marketing. Increasingly ineffective open markets prompted three regional cooperatives to develop their own models of industrialized pork production. Direct experience with producer contracting allowed cooperatives to evade institutional and ideological lock-in.

Keywords:Cooperatives,Agricultural industrialization,Agrarianism,Expectations,Family business,Family farming,Metaphors,Lock-in

Introduction

Recent fluctuation in global financial markets led a panel of cooperative leaders to identify uncertainty as the primary managerial difficulty anticipated by cooperatives in the future (Boland, Hogeland, & McKee, 2011). Likewise, the 20th century industrialization of agriculture confronted cooperatives with the challenge of responding to an event they neither initiated nor drove. When the environment is highly uncertain and unpredictable, Oliver predicts that organizations will increase their efforts to establish the illusion or reality of control and stability over future organizational outcomes (Oliver, 1991: 170). This study argues that

cooperatives used two metaphors, “serfdom” and “cooperatives are like a family” to manage uncertainty by predicting industrialization's eventual outcome and cooperatives’ producer-driven compensation.

These metaphors are agrarian. Recent research highlights the impact of agrarian ideology on cooperatives. Foreman and Whetten (2002: 623)observe, “co-ops have historically sought to reinforce the traditions and values of agrarianism through education and social interventions. Indeed, for many members these normative goals of a co-op have been preeminent.” These authors studied the tension within rural cooperatives produced by a normative system encompassing family and ideology and a utilitarian system defined by economic rationality, profit maximization and self-interest. They argue that this split in values implies that cooperatives are essentially two different organizations trying to be one. To capture the tension between these multiple identities, they focused on a potential family/business divide in cooperatives, basing this on a duality often noted in cooperative community and trade publications.

The authors found that respondents wanted their local co-op to be more business oriented and at the same time, expected co-ops ideally (e.g., as an ideal organizational form) to be more family focused. These conflicting expectations suggested that multiple-identity organizations need to be assessed in terms of the individual components of their identity and the tension (or interaction) between them. Foreman and Whetten

regard dual or multiple identity organizations as hybrids. There are consequences to hybridity: many members of a hybrid organization will identify with both aspects of its dual identity, “and thus find themselves embracing competing goals and concerns associated with distinctly different identity elements” (Foreman and Whetten, 2002). They conclude that competing goals and concerns foster competing expectations with consequences for organizational commitment (and I would add, performance).

The split focus observed by Foreman and Whetten can be regarded as a contemporary expression of a value conflict beginning early in the 20th century over how production agriculture should be organized. Decentralized, autonomous, and typically small, family farmers used their skill at deciding the “what, when, where, how and why” of production and marketing to reduce the risk of being a price taker at open, competitive markets. Farmers also diversified the farm enterprise to spread price risk over several commodities. Corporate-led industrialized agriculture (integrators) by-passed both markets and independent farmers. Integrators coordinated supply and demand internally based on top-down administrative control over production and marketing decisions. They engaged in production contracting with growers who were held to competitive performance standards and paid according to their productivity. In contrast, family farmers were accountable only to

themselves.

Study overview

Foss (2007) observes that the beliefs organizations hold about each other or the competitive environment are a key aspect of strategic management which have been understudied. Beliefs, which include norms and expectations, are important because they can be wrong. Cooperatives are often considered to have an ideological component but how such ideology develops and persists also has been understudied. This study addresses that gap by examining how agrarian language and assumptions shaped cooperatives’ reaction to 20th century agricultural industrialization. During this era, industrial methods transformed the production and marketing of processing vegetables, poultry, beef, and pork and were initiated for dairy and grains. An historical and institutional perspective is used to examine how two contrasting metaphors brought cooperatives to the brink of institutional lock-in. The study spans the entire 20th century from beginning to close.

The study opens with a brief discussion of metaphors and norms then presents a theoretical model of lock-in. Discussion of the overarching role of agrarianism follows. Discussion then addresses why the cooperative alternative to corporate-led industrialization –the 1922 model developed by Aaron Sapiro –was not palatable to agrarian-influenced cooperatives (this section also defines

agrarian-influenced cooperatives).

Discussion then turns to considering how the disturbing implications of serfdom paved the way for the agrarian-influenced norm, “cooperatives as a competitive yardstick” and the cooperative metaphorical n orm, “cooperatives are like a family.” Producer expectations triggered by “serfdom” and “cooperatives are like a family” are addressed. Parallels are briefly drawn between neighborhood exchange in late 19th century rural California and behavior implied in “cooperatives are like a family.” Parallels are then drawn between family business traits and cooperative and producer experience in livestock and identity-preserved grain markets. This provides a foundation for examining in greater detail how well cooperative experience in pork and grains corresponded to Woerdman's four part model of lock-in (2004). Study conclusions and suggestions for future research follow.

Importance of ideology, metaphor and norms

Economists have begun studying how cognition and discourse affect cooperative outcomes (Fulton, 1999). This study continues that line of inquiry by considering how a dominant ideology like agrarianism produced words and associations that, for most of the 20th century, arguably had a deterministic effect on farmer and cooperative perceptions of the future. Even today, few guidelines or predictions exist that suggest how organizations can manage ideological conflict (Greenwood, Raynard,

Kodeih, Micelotta, & Lounsbury, 2011). Moreover, the difficulties of escaping a hegemonic ideology have seldom been recognized (Spencer, 1994).

Metaphors are a pithy word or expression meant to evoke a comparison. They are used to understand one thing in terms of another (Lakoff & Johnson, 1980: 5). Understanding what metaphors represent and how they emerge and persist can offer a window into the salient factors influencing farmer and cooperative decision-making. Moreover, as in this text, metaphors “allow for the sorts of story in which overwhelming evidence in favor of one interpretation of the world can be repeatedly ignored, even though this puts the assets of the firm and the position of the decision-makers at extraordinary risk” (Schoenberger, 1997: 136).

Much of what Pfeffer and Salancik (2003) say about norms also applies to how metaphors are used in this study. For example, these authors observe that an important function of norms is to provide predictability in social relationships so that each party can rely on the assurances provided by the other. Consequently, norms stress the meeting of expectations in an exchange relationship. Certainly, the metaphor, cooperatives are like a family, can be understood in the same manner. Defining norms as commonly or widely shared sets of behavioral expectations, Pfeffer et al. also indicate that norms develop under

conditions of social uncertainty to increase the predictability of relationships for the mutual advantage of those involved. Once they cease to serve those interests norms break down.

California's early industrialization

It seems reasonable to assume that agrarianism's belief in the pivotal importance of agriculture was shared to some degree by all U.S. cooperatives. However, unique features of California's agriculture, particularly in the Central Valley, predisposed it to industrialize some decades earlier than the Midwest, Great Plains, and Northeast (McClelland, 1997). The latter continued to rely on patriarchal family farm labor and so, for this paper, are assumed to represent the core domain of agrarian-influenced cooperatives. These areas lacked access to the supply of excess ethnic or minority labor which McClelland indicates prepared California for industrialization by 1910. Added to this advantage was California's legacy of estate or hacienda production which boosted cultural familiarity and acceptance of large scale production (Hogeland, 2010).

In 1922, California attorney and cooperative organizer Aaron Sapiro combined elements of California experience into a model of cooperative organization and marketing popularly kno wn as “orderly marketing.” Sapiro began by extolling industrialization: “The factory system is recognized as the key to all forms of productive industries to-day all over

the world-except in agriculture… The farmer is the only part of modern industry… in which you have individual production” (Sapiro, 1993: 81).

In general, Sapiro offered a cooperative alternative to producers’ tendency to dump excess supply from bumper harvests on the market. Instead, cooperatives should provide a home for the growers’ prod uct and use accumulated inventory to develop new products to stimulate consumer demand. Investing in processing or preservation technologies –canning, refrigeration and drying –would allow cooperatives to release excess production to the market in a prog ressive “orderly” manner.

For example, by 1925 Sunkist growers had increased fruit utilization by transforming oranges from a single hand-held breakfast fruit to a glass of juice made from multiple oranges. The Sunkist extractor was specifically designed to use off-size fruit and wind-damaged fruit that would not sell as fancy Sunkist table fruit because all produced the same quality juice (Nourse, 1925). In 1922, Sun Maid scored a consumer success by packaging raisins in convenient snack-sized boxes called “Little Sun Maids” (Gary Marshburn, telephone conversation, July 24, 2008; Cotterill, 1984).

The far-sighted orderly marketing norm anticipated the values of industrialized agriculture, urging cooperatives to guarantee supply through marketing contracts with some 85–95 percent of producer-members (Sapiro's recommended target). This commitment

could propel the cooperative into being sole supplier of a particular specialty crop. (Such specialization was facilitated by California's geographically compact micro-climates).

Sapiro's model provided a template for important 20th century specialty crop cooperatives outside of California, notably, Ocean Spray Cooperative (cranberries) and Welch's (Concord grapes). However, Sapiro's model represented a highly specialized, marketing-intensive cooperative that was conceptually and financially out of reach of the small family farmers in the Midwest, Great Plains, and the Northeast who produced fungible commodities like milk, meat and grains.6Cooperative philosopher and economist Edwin Nourse commented on cooperatives performing agricultural rationing such as orderly marketing:

To be sure, a few cooperatives which stand in a class by themselves have already attained a degree of success comparable with the best achievements in industrial lines. But these are in comparatively small branches of specialized agriculture where economic organization was already on a high level. Before anything like the same result could be achieved in the great staple lines of production, where the demand for [price] stabilization is most acute, there would have to be a fair degree of concentration of executive responsibility in their operating organization (Nourse, 1930: 132).

Serfdom's implications

During the 1920s and 1930s –considered a “golden age” of agriculture – collective action surged. Rudimentary markets and chaotic distribution channels for basic commodities like milk, grain, and fruit provided new opportunities for cooperative marketing. Moreover, new antitrust legislation curbed many of the horizontally-integrated “trusts” dominating 19th century meat packing, oil, railroads and grain markets.

Nevertheless, as early as 1922, Nourse saw emerging within agriculture market power so centralized and hierarchical it seemed feudal (Nourse, 1922: 589). Subsequently, the metaphor of “serfdom” was used throughout the 20th century by agrarian-influenced cooperatives to suggest how industrialization's contract production could reduce entrepreneurial and independent farmers to the equivalent of hired hands – so-called “piece wage labor.”

In 1900, most counties could point to someone who started as a tenant or laborer and through hard work, luck, sharp dealing or intelligent cultivation, retired as a landlord owing several farms (Danbom, 1979: 7). In 1917, Ely introduced the concept of the ‘agricultural ladder’ as a model of occupational progression to farm ownership. The ladder showed how the agrarian virtue of hard work could allow a landless, unpaid family laborer to progress from being a hired hand and tenant farmer to an independent owner-operator (Kloppenburg & Geisler, 1985). Yet, the serfdom metaphor suggested just how tenuous such occupational

progression could be.

Late 19th century farmers formed cooperatives in response to market exploitation or failure. Although such exploitation affected farmer costs and returns, as a rule it did not impinge on farmers’ understanding of themselves as entrepreneurial and independent. Agrarian ideology lauded family farmers for taking on the risks of farming with a frontier attitude of self-reliance. Such farmers answered to no one except themselves. The small farmer was “first of all a self-directing individualist who could be counted on to resist with vigor the encroachments of outside authority” (Robinson, 1953: 69).

Industrialized agriculture brought a new institutional logic to agriculture by putting efficiency and profitability first and using vertical integration to bypass farmers’ decision-making power over agriculture. Industrialization was market driven, seeking growth in identifying and satisfying consumer preferences. Research has indicated that the norms and prescriptions dictated by family logics are often at odds with the prescriptions dictated by markets (Greenwood et al., 2011).

Power, reflected in ownership and governance arrangements, determines which logics will more easily flow into organizations and be well received (Greenwood et al., 2011). Family logics formally embedded into an organization's ownership structure are a very effective conduit for increasing familial influences within the organization. Not surprisingly,

farmer-owned cooperatives believed they had a mandate to protect and foster family farming (Hogeland, 2006).

中文

管理不确定性和期望:美国农业合作社与农业产业化

朱莉·霍格兰

摘要

20世纪的农业产业化使美国农业合作社面对很大的不确定性。受农业影响的合作社使用两种方式“农奴制”和“合作社”来管理不确定性,并通过预测产业化的最终结果和合作社的生产者驱动的报酬来影响生产者的期望。

农奴制的隐喻暗示了产业化的潜力,要么绕过家庭农民-根据农业意识形态的经济基石,要么将他们转变成像合同种植者一样的零工劳动。“合作社”的隐喻反映了合作社如何个性化合作社与农民成员之间的联系,从而将自己定位为农奴制的完全对立面。Roessl (2005)和Goel(2013)提出的假设表明,家族企业的内在特征,例如对变革的抵制和根据无限选择和独立的神话进行经营,加剧了耕种意识形态造成的体制锁定的风险。

为了确定是否发生锁定,在20世纪后期合作的谷物和牲畜销售的背景下,研究了Woerdman(2004)的锁定新制度模型。日益无效的公开市场促使三个区域合作社发展自己的产业化猪肉生产模式。生产者承包的直接经验使合作社可以逃避体制和意识形态上的束缚。

关键词:合作社,农业产业化,农业主义,期望,家族企业,家庭农业,隐喻,锁定

引言

全球金融市场的近期波动促使合作社领导人小组将不确定性确定为合作社未来所预期的主要管理难题(Boland,Hogeland和McKee,2011年)。同样,20世纪的农业产业化使合作社面临着应对他们既不发起也不开车的事件的挑战。当环境高度不确定且不可预测时,Oliver 预测组织将加大努力,以建立对未来组织成果的控制和稳定性的幻想或现实(Oliver,1991:170)。这项研究认为,合作社使用两个隐喻“农奴制”和“合作社”就像一个家庭,通过预测产业化的最终结果和合作社的生产者驱动的报酬来管理不确定性。

这些隐喻是农业的。最近的研究强调了农业意识形态对合作社的影响。Foreman和Whetten(2002:623)观察到,“合作社历来试图通过教育和社会干预来加强农业主义的传统和价值观。确实,对于许多成员而言,合作社的这些规范目标是卓越的。”这些作者研究了农村合作社内部的张力,这种张力是由包括家庭和意识形态的规范体系以及由经济合理性,利润最大化和自身利益所定义的功利主义体系所产生的。他们认为,这种价值分歧意味着合作社本质上是试图成为一个的两个不同的组织。为了抓住这些多重身份之间的紧张关系,他们将注意力集中在合作社中潜在的家庭/企业鸿沟上,这是基于合作社社区和贸易出版物中经常提到的双重性。

作者发现,受访者希望他们的本地合作社更注重业务,同时希望

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